← Back to Discover
Baron Financial Group, LLC
Period ended Sep 30, 2026 · Latest filing Oct 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $205,346,595
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $25,416,990
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $19,592,114
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $16,026,905
- VANGUARD MALVERN FDS · STRM INFPROIDX · 922020805 · shares: $13,818,269
- ISHARES TR · RUS MID CAP ETF · 464287499 · shares: $9,002,163
- ISHARES TR · MSCI EAFE ETF · 464287465 · shares: $7,704,112
- SPDR SERIES TRUST · ST STR CONV ETF · 78464A359 · shares: $7,194,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares: $6,247,649
- SPDR GOLD TR · GOLD SHS · 78463V107 · shares: $6,026,413
- VANGUARD CHARLOTTE FDS · TOTAL INT BD ETF · 92203J407 · shares: $5,700,330
Reported holdings
57 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 33,328 shares | $25,416,990 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 70,503 shares | $19,592,114 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 21,665 shares | $16,026,905 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | — | 280,745 shares | $13,818,269 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | — | 84,361 shares | $9,002,163 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 74,156 shares | $7,704,112 |
| SPDR SERIES TRUST | ST STR CONV ETF | 78464A359 | — | 71,101 shares | $7,194,000 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 93,542 shares | $6,247,649 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 15,824 shares | $6,026,413 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | — | 121,620 shares | $5,700,330 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | — | 63,212 shares | $5,665,657 |
| ISHARES TR | CONV BD ETF | 46435G102 | — | 49,089 shares | $5,543,868 |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | — | 82,603 shares | $5,149,472 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 | — | 108,040 shares | $5,022,780 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 | — | 99,135 shares | $4,904,209 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | — | 40,725 shares | $4,257,392 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 | — | 13,010 shares | $4,112,201 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 29,120 shares | $3,961,485 |
| SPDR SERIES TRUST | ST INTL BBG ETF | 78464A516 | — | 177,376 shares | $3,756,824 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 28,952 shares | $3,626,528 |
| NYLIM ETF TR | HEDGE MULTI STRA | 45409B107 | — | 99,257 shares | $3,577,223 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 11,384 shares | $3,238,535 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | 78463X889 | — | 60,992 shares | $3,062,414 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 37,601 shares | $3,051,698 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 | — | 27,600 shares | $2,844,180 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 10,806 shares | $2,679,138 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | 78467Y107 | — | 3,885 shares | $2,551,584 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 5,711 shares | $2,137,285 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | — | 17,213 shares | $2,045,257 |
| APPLE INC | COM | 037833100 | — | 5,737 shares | $1,910,536 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | — | 33,631 shares | $1,821,455 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 24,422 shares | $1,757,163 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 6,645 shares | $1,081,474 |
| CITIGROUP INC | COM NEW | 172967424 | — | 7,809 shares | $1,011,110 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 1,395 shares | $977,937 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | 81369Y886 | — | 24,127 shares | $951,569 |
| PACER FDS TR | DATA AND INFRAST | 69374H741 | — | 29,298 shares | $830,013 |
| MICROSOFT CORP | COM | 594918104 | — | 1,595 shares | $817,954 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 | — | 5,024 shares | $631,367 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 2,665 shares | $586,018 |
| ARES CAPITAL CORP | COM | 04010L103 | — | 25,977 shares | $496,159 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 5,920 shares | $452,288 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | — | 1,365 shares | $433,170 |
| ABBVIE INC | COM | 00287Y109 | — | 1,309 shares | $342,422 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ CLN EDGE | 33737A108 | — | 1,929 shares | $341,646 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 1,367 shares | $318,935 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 3,191 shares | $309,145 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 3,415 shares | $291,368 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 815 shares | $269,627 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 | — | 14,475 shares | $246,075 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | — | 2,390 shares | $241,629 |
| AMPLIFY ETF TR | AMPLIFY LITHIUM | 032108805 | — | 16,450 shares | $235,235 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 2,436 shares | $219,508 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 840 shares | $216,779 |
| ISHARES TR | ESG MSCI KLD ETF | 464288570 | — | 1,465 shares | $214,154 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 1,503 shares | $213,816 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 1,255 shares | $211,368 |