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Bay Harbor Wealth Management, LLC
Period ended Sep 30, 2026 · Latest filing Nov 3, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $439,983,833
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES CORE S&P 500 ETF · Exchange Traded Fund · 464287200 · shares: $41,498,322
- DIMENSIONAL US CORE EQUITY MARKET ETF · Exchange Traded Fund · 25434V104 · shares: $39,573,910
- ISHARES CORE TOTAL USD BOND MARKET ETF · Exchange Traded Fund · 46434V613 · shares: $31,940,075
- VANGUARD MORNINGSTAR GROWTH ETF · Exchange Traded Fund · 922908736 · shares: $25,857,832
- VANGUARD FTSE DEVELOPED MARKETS ETF · Exchange Traded Fund · 921943858 · shares: $22,706,663
- VANGUARD MORNINGSTAR VALUE ETF · Exchange Traded Fund · 922908744 · shares: $17,171,912
- ISHARES S&P 500 GROWTH ETF · Exchange Traded Fund · 464287309 · shares: $16,689,232
- ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF · Exchange Traded Fund · 09290C103 · shares: $15,736,149
- VANGUARD TOTAL INTERNATIONAL BOND ETF · Exchange Traded Fund · 92203J407 · shares: $14,529,794
- ISHARES S&P 500 VALUE ETF · Exchange Traded Fund · 464287408 · shares: $13,880,109
Reported holdings
1,358 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF | Exchange Traded Fund | 464287200 | — | 54,186 shares | $41,498,322 |
| DIMENSIONAL US CORE EQUITY MARKET ETF | Exchange Traded Fund | 25434V104 | — | 755,804 shares | $39,573,910 |
| ISHARES CORE TOTAL USD BOND MARKET ETF | Exchange Traded Fund | 46434V613 | — | 724,429 shares | $31,940,075 |
| VANGUARD MORNINGSTAR GROWTH ETF | Exchange Traded Fund | 922908736 | — | 286,959 shares | $25,857,832 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | Exchange Traded Fund | 921943858 | — | 321,579 shares | $22,706,663 |
| VANGUARD MORNINGSTAR VALUE ETF | Exchange Traded Fund | 922908744 | — | 79,470 shares | $17,171,912 |
| ISHARES S&P 500 GROWTH ETF | Exchange Traded Fund | 464287309 | — | 117,315 shares | $16,689,232 |
| ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF | Exchange Traded Fund | 09290C103 | — | 227,204 shares | $15,736,149 |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | Exchange Traded Fund | 92203J407 | — | 310,002 shares | $14,529,794 |
| ISHARES S&P 500 VALUE ETF | Exchange Traded Fund | 464287408 | — | 60,803 shares | $13,880,109 |
| VANGUARD SHORT-TERM BOND ETF | Exchange Traded Fund | 921937827 | — | 181,252 shares | $13,847,653 |
| DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | Exchange Traded Fund | 25434V864 | — | 269,496 shares | $12,524,012 |
| DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | Exchange Traded Fund | 25434V203 | — | 299,430 shares | $12,405,399 |
| ISHARES INTERNATIONAL COUNTRY ROTATION ACTIVE ETF | Exchange Traded Fund | 09290C764 | — | 288,371 shares | $10,482,286 |
| VANGUARD FTSE EMERGING MARKETS ETF | Exchange Traded Fund | 922042858 | — | 141,109 shares | $8,369,175 |
| DIMENSIONAL CORE FIXED INCOME ETF | Exchange Traded Fund | 25434V872 | — | 208,037 shares | $8,346,432 |
| ISHARES LARGE CAP CORE ACTIVE ETF | Exchange Traded Fund | 09290C855 | — | 166,507 shares | $8,152,183 |
| ISHARES MSCI ACWI EX U.S. ETF | Exchange Traded Fund | 464288240 | — | 99,805 shares | $7,547,254 |
| ISHARES U.S. TREASURY BOND ETF | Exchange Traded Fund | 46429B267 | — | 335,627 shares | $7,340,162 |
| ISHARES A.I. INNOVATION AND TECH ACTIVE ETF | Exchange Traded Fund | 09290C780 | — | 142,575 shares | $6,728,114 |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | Exchange Traded Fund | 92206C771 | — | 150,057 shares | $6,664,031 |
| VANGUARD INTERMEDIATE-TERM BOND ETF | Exchange Traded Fund | 921937819 | — | 89,629 shares | $6,530,369 |
| ISHARES MSCI EAFE GROWTH ETF | Exchange Traded Fund | 464288885 | — | 53,679 shares | $6,432,355 |
| VANGUARD LONG-TERM BOND ETF | Exchange Traded Fund | 921937793 | — | 98,439 shares | $6,175,078 |
| DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | Exchange Traded Fund | 25434V302 | — | 147,478 shares | $5,797,359 |
| ISHARES 10-20 YEAR TREASURY BOND ETF | Exchange Traded Fund | 464288653 | — | 59,973 shares | $5,527,711 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | Exchange Traded Fund | 46434G103 | — | 65,552 shares | $5,320,200 |
| ISHARES SYSTEMATIC ALTERNATIVES ACTIVE ETF | Exchange Traded Fund | 09290C665 | — | 170,686 shares | $5,096,684 |
| VANGUARD MORNINGSTAR SMALL-CAP ETF | Exchange Traded Fund | 922908751 | — | 17,572 shares | $4,999,058 |
| ISHARES GLOBAL GOVERNMENT BOND USD HEDGED ACTIVE ETF | Exchange Traded Fund | 092528835 | — | 96,459 shares | $4,832,596 |
| ISHARES U.S. THEMATIC ROTATION ACTIVE ETF | Exchange Traded Fund | 09290C806 | — | 107,464 shares | $4,726,267 |
| ISHARES MSCI EAFE VALUE ETF | Exchange Traded Fund | 464288877 | — | 57,560 shares | $4,555,266 |
| ISHARES DEFENSE INDUSTRIALS AND TECH ACTIVE ETF | Exchange Traded Fund | 09290C699 | — | 144,275 shares | $4,505,304 |
| VANGUARD INFORMATION TECHNOLOGY ETF | Exchange Traded Fund | 92204A702 | — | 20,007 shares | $2,514,332 |
| ISHARES SEMICONDUCTOR ETF | Exchange Traded Fund | 464287523 | — | 3,382 shares | $1,923,193 |
| ISHARES GOLD TRUST | Exchange Traded Fund | 464285204 | — | 21,416 shares | $1,672,590 |
| NVIDIA CORPORATION COM | Common Stock | 67066G104 | — | 6,549 shares | $1,497,209 |
| ISHARES FLEXIBLE INCOME ACTIVE ETF | Exchange Traded Fund | 092528603 | — | 26,097 shares | $1,325,467 |
| APPLE INC COM | Common Stock | 037833100 | — | 3,899 shares | $1,298,433 |
| DIMENSIONAL GLOBAL REAL ESTATE ETF | Exchange Traded Fund | 25434V658 | — | 45,101 shares | $1,219,987 |
| MICROSOFT CORP COM | Common Stock | 594918104 | — | 1,845 shares | $946,301 |
| ISHARES MORTGAGE-BACKED SECURITIES ACTIVE ETF | Exchange Traded Fund | 092528793 | — | 19,239 shares | $902,501 |
| ISHARES SYSTEMATIC BOND ETF | Exchange Traded Fund | 46435U796 | — | 10,136 shares | $854,262 |
| ALPHABET INC CAP STK CL A | Common Stock | 02079K305 | — | 2,016 shares | $693,665 |
| ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | Exchange Traded Fund | 46431W648 | — | 5,860 shares | $668,933 |
| AMAZON COM INC COM | Common Stock | 023135106 | — | 2,489 shares | $620,134 |
| ISHARES 0-5 YEAR TIPS BOND ETF | Exchange Traded Fund | 46429B747 | — | 4,465 shares | $445,161 |
| META PLATFORMS INC CL A | Common Stock | 30303M102 | — | 590 shares | $428,062 |
| TESLA INC COM | Common Stock | 88160R101 | — | 1,180 shares | $418,676 |
| ISHARES CORE 40/60 MODERATE ALLOCATION ETF | Exchange Traded Fund | 464289875 | — | 8,276 shares | $403,372 |
| BROADCOM INC COM | Common Stock | 11135F101 | — | 1,021 shares | $358,565 |
| MICRON TECHNOLOGY INC COM | Common Stock | 595112103 | — | 300 shares | $319,533 |
| JPMORGAN CHASE & CO COM | Common Stock | 46625H100 | — | 949 shares | $313,838 |
| LAM RESEARCH CORP COM NEW | Common Stock | 512807306 | — | 917 shares | $301,547 |
| ISHARES CORE 80/20 AGGRESSIVE ALLOCATION ETF | Exchange Traded Fund | 464289859 | — | 2,968 shares | $288,697 |
| STATE STREET SPDR S&P 500 ETF | Exchange Traded Fund | 78462F103 | — | 358 shares | $272,643 |
| ELI LILLY & CO COM | Common Stock | 532457108 | — | 233 shares | $269,600 |
| VANGUARD DIVIDEND APPRECIATION ETF | Exchange Traded Fund | 921908844 | — | 1,154 shares | $269,210 |
| CISCO SYS INC COM | Common Stock | 17275R102 | — | 2,307 shares | $248,329 |
| VISA INC COM CL A | Common Stock | 92826C839 | — | 629 shares | $226,019 |
| ALPHABET INC CAP STK CL C | Common Stock | 02079K107 | — | 534 shares | $181,955 |
| ABBVIE INC COM | Common Stock | 00287Y109 | — | 0 shares | $178,666 |
| PALANTIR TECHNOLOGIES INC CL A | Common Stock | 69608A108 | — | 947 shares | $177,136 |
| IQVIA HLDGS INC COM | Common Stock | 46266C105 | — | 634 shares | $170,451 |
| ANALOG DEVICES INC COM | Common Stock | 032654105 | — | 417 shares | $165,428 |
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF | Exchange Traded Fund | 922908769 | — | 441 shares | $165,206 |
| AMPHENOL CORP CL A | Common Stock | 032095101 | — | 1,923 shares | $162,349 |
| SERVICENOW INC COM | Common Stock | 81762P102 | — | 1,198 shares | $160,544 |
| DISNEY WALT CO COM | Common Stock | 254687106 | — | 1,491 shares | $156,406 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Common Stock | 084670702 | — | 307 shares | $152,871 |
| WELLS FARGO & CO COM | Common Stock | 949746101 | — | 1,762 shares | $141,048 |
| BANK OF NY MELLON CORP COM | Common Stock | 064058100 | — | 939 shares | $135,808 |
| LINDE PLC SHS | Common Stock | G54950103 | — | 286 shares | $135,750 |
| ISHARES CORE 30/70 CONSERVATIVE ALLOCATION ETF | Exchange Traded Fund | 464289883 | — | 3,344 shares | $134,864 |
| PARKER-HANNIFIN CORP COM | Common Stock | 701094104 | — | 139 shares | $132,803 |
| VERTIV HOLDINGS CO COM CL A | Common Stock | 92537N108 | — | 536 shares | $129,360 |
| AMERICAN EXPRESS CO COM | Common Stock | 025816109 | — | 412 shares | $125,289 |
| MCKESSON CORP COM | Common Stock | 58155Q103 | — | 145 shares | $123,939 |
| PHILIP MORRIS INTL INC COM | Common Stock | 718172109 | — | 630 shares | $120,217 |
| JOHNSON & JOHNSON COM | Common Stock | 478160104 | — | 445 shares | $117,855 |
| ALLSTATE CORP COM | Common Stock | 020002101 | — | 526 shares | $117,270 |
| ICAPITAL KKR PRIVATE MKTS FD SHS BEN INT I | Closed End Fund | 451066104 | — | 2,806 shares | $117,029 |
| JOHNSON CTLS INTL PLC SHS | Common Stock | G51502105 | — | 785 shares | $117,004 |
| ISHARES CONVERTIBLE BOND ETF | Exchange Traded Fund | 46435G102 | — | 1,033 shares | $116,662 |
| PROCTER & GAMBLE CO COM | Common Stock | 742718109 | — | 757 shares | $109,977 |
| ADVANCED MICRO DEVICES INC COM | Common Stock | 007903107 | — | 178 shares | $108,893 |
| SLB LIMITED COM STK | Common Stock | 806857108 | — | 2,193 shares | $107,487 |
| DIAMONDBACK ENERGY INC COM | Common Stock | 25278X109 | — | 561 shares | $103,117 |
| INTERACTIVE BROKERS GROUP INC COM CL A | Common Stock | 45841N107 | — | 1,173 shares | $100,198 |
| BOSTON SCIENTIFIC CORP COM | Common Stock | 101137107 | — | 2,294 shares | $100,133 |
| EXXONMOBIL HOLDINGS CORP COM SHS | Common Stock | 30233Q108 | — | 610 shares | $99,278 |
| ORACLE CORP COM | Common Stock | 68389X105 | — | 722 shares | $99,131 |
| ISHARES MSCI EAFE ETF | Exchange Traded Fund | 464287465 | — | 952 shares | $98,903 |
| UBER TECHNOLOGIES INC COM | Common Stock | 90353T100 | — | 1,368 shares | $93,722 |
| RESTAURANT BRANDS INTL INC COM | Common Stock | 76131D103 | — | 1,244 shares | $89,233 |
| TJX COS INC NEW COM | Common Stock | 872540109 | — | 671 shares | $88,780 |
| AMERICAN TOWER CORP COM | Real Estate Investment Trust | 03027X100 | — | 534 shares | $88,366 |
| ISHARES RUSSELL 1000 ETF | Exchange Traded Fund | 464287622 | — | 212 shares | $88,220 |
| ISHARES MBS ETF | Exchange Traded Fund | 464288588 | — | 983 shares | $88,096 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | Exchange Traded Fund | 921946406 | — | 566 shares | $87,843 |