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Breakwater Capital Group
Period ended Sep 30, 2026 · Latest filing Oct 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $844,116,995
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- J P MORGAN EXCHANGE TRADED F · US QUALTY FCTR · 46641Q761 · shares: $33,394,043
- APPLE INC · COM · 037833100 · shares: $26,684,864
- VANGUARD WORLD FD · MRNGSTR VAL ETF · 921910840 · shares: $26,513,642
- ISHARES TR · RUS 1000 GRW ETF · 464287614 · shares: $24,505,873
- INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF · 46137V613 · shares: $23,964,233
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT · 46137V357 · shares: $20,437,157
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $19,612,290
- VANGUARD INDEX FDS · MRNGSTR VAL ETF · 922908744 · shares: $16,322,807
- ISHARES TR · MSCI INTL QUALTY · 46434V456 · shares: $16,065,961
- ISHARES TR · RUS 1000 VAL ETF · 464287598 · shares: $14,937,637
Reported holdings
392 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | — | 16,272 shares | $770,642 |
| BOEING CO | COM | 097023105 | — | 4,065 shares | $756,293 |
| VALUED ADVISERS TR | REGAN FLTG RATE | 92046L338 | — | 29,684 shares | $754,267 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 7,271 shares | $743,144 |
| BARCLAYS BANK PLC | IPATH SELCT MLP | 06742C723 | — | 20,700 shares | $706,491 |
| SIMPLIFY EXCHANGE TRADED FUN | MBS ETF | 82889N525 | — | 15,095 shares | $705,827 |
| FIDELITY COVINGTON TRUST | SML MID MLTFCT | 316092527 | — | 14,264 shares | $701,366 |
| SOUTHERN CO | COM | 842587107 | — | 8,398 shares | $696,074 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | — | 13,358 shares | $692,860 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | — | 6,751 shares | $682,525 |
| FORD MTR CO | COM | 345370860 | — | 56,336 shares | $679,412 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 2,039 shares | $676,601 |
| NUVEEN NY DIVI ADV | COM | 67066X107 | — | 68,842 shares | $676,024 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 8,236 shares | $668,402 |
| BHP BILLITON LIMITED | SPONSORED ADS | 088606108 | — | 7,834 shares | $664,637 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 14,401 shares | $660,592 |
| ALPS ETF TR | ACTIVE REIT ETF | 00162Q445 | — | 22,466 shares | $637,539 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 1,140 shares | $628,682 |
| COCA COLA CO | COM | 191216100 | — | 7,287 shares | $627,283 |
| DISNEY WALT CO | COM | 254687106 | — | 5,968 shares | $626,077 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 2,670 shares | $622,837 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 6,234 shares | $607,341 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 | — | 4,704 shares | $602,618 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | 81369Y704 | — | 3,498 shares | $584,096 |
| HONEYWELL INTL INC | COM | 438516205 | — | 2,748 shares | $579,663 |
| PHILLIPS 66 | COM | 718546104 | — | 2,255 shares | $575,711 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 3,784 shares | $575,433 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | — | 7,630 shares | $575,263 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 1,867 shares | $567,755 |
| STRYKER CORPORATION | COM | 863667101 | — | 2,025 shares | $557,665 |
| IQVIA HLDGS INC | COM | 46266C105 | — | 2,065 shares | $555,175 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | — | 1,722 shares | $546,581 |
| SCHWAB STRATEGIC TR | MUN BD ETF | 808524649 | — | 22,272 shares | $538,085 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | — | 6,239 shares | $530,094 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | — | 2,273 shares | $526,506 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | — | 4,421 shares | $520,628 |
| QUANTA SVCS INC | COM | 74762E102 | — | 809 shares | $519,791 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 7,560 shares | $517,936 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | — | 5,841 shares | $507,002 |
| LOWES COS INC | COM | 548661107 | — | 2,742 shares | $505,399 |
| SPROTT ASSET MANAGEMENT LP | PHYSICAL SILVER | 85207K107 | — | 26,050 shares | $504,589 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 988 shares | $503,139 |
| NETFLIX INC. | COM | 64110L106 | — | 7,156 shares | $497,914 |
| NUVEEN NY AMT FREE | COM | 670656107 | — | 53,829 shares | $497,380 |
| ANALOG DEVICES INC | COM | 032654105 | — | 1,251 shares | $496,284 |
| PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | — | 7,368 shares | $496,161 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | — | 56,389 shares | $493,966 |
| ISHARES TR | USD INV GRDE ETF | 464288620 | — | 10,100 shares | $491,986 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 | — | 3,044 shares | $489,317 |
| WISDOMTREE TR | INTK MLTIFACTR | 97717Y774 | — | 14,681 shares | $487,195 |
| BANK OF NY MELLON CORP | COM | 064058100 | — | 3,354 shares | $485,089 |
| FIDELITY COVINGTON TRUST | ENH MID COR ETF | 31609A503 | — | 11,950 shares | $482,549 |
| MCKESSON CORP | COM | 58155Q103 | — | 558 shares | $476,426 |
| ISHARES TR | S&P SML 600 GWT | 464287887 | — | 2,966 shares | $475,598 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 9,272 shares | $468,962 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 1,426 shares | $468,455 |
| ASTRAZENECA PLC | ORD | G0593M107 | — | 2,896 shares | $467,617 |
| LINDE PLC | SHS | G54950103 | — | 973 shares | $461,834 |
| PEPSICO INC | COM | 713448108 | — | 3,639 shares | $461,148 |
| VANGUARD INDEX FDS | MRNGSTR MD CP VA | 922908512 | — | 2,347 shares | $458,950 |
| NVIDIA CORPORATION | COM | 67066G104 | PUT | 2,000 shares | $456,760 |
| SPROTT ASSET MANAGEMENT LP | PHYSICAL GOLD TR | 85207H104 | — | 14,566 shares | $455,479 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 6,762 shares | $455,353 |
| SPDR SERIES TRUST | ST NUVE HIGH ETF | 78464A284 | — | 19,267 shares | $452,206 |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 316092501 | — | 5,967 shares | $451,821 |
| DOUBLELINE ETF TRUST | ASSE BA SECS ETF | 25861R808 | — | 9,055 shares | $450,677 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 3,937 shares | $448,857 |
| M & T BK CORP | COM | 55261F104 | — | 2,061 shares | $448,474 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | — | 2,882 shares | $447,286 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 1,143 shares | $442,871 |
| MATSON INC | COM | 57686G105 | — | 2,000 shares | $439,280 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 3,019 shares | $438,653 |
| VANGUARD MALVERN FDS | CORE-PLUS BD ETF | 922020755 | — | 5,919 shares | $438,039 |
| SHELL PLC | SPON ADS | 780259305 | — | 4,606 shares | $437,779 |
| UNION PAC CORP | COM | 907818108 | — | 1,566 shares | $426,156 |
| PIMCO ETF TR | MUNI INCOME OPP | 72201R635 | — | 9,955 shares | $423,992 |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 | — | 31,368 shares | $421,272 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 1,648 shares | $418,625 |
| MORGAN STANLEY ETF TRUST | EATO VANC BD ETF | 61774R841 | — | 8,658 shares | $417,238 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | — | 9,206 shares | $398,614 |
| UNILEVER PLC | SPON ADR NEW | 904767803 | — | 6,549 shares | $397,721 |
| ISHARES TR | S&P 500 VAL ETF | 464287408 | — | 1,742 shares | $397,658 |
| J P MORGAN EXCHANGE TRADED F | SMALL & MID CAP | 46641Q118 | — | 5,293 shares | $389,480 |
| T-MOBILE US INC | COM | 872590104 | — | 2,365 shares | $385,684 |
| JAMES HARDIE INDS PLC | ORD SHS | G4253H101 | — | 15,135 shares | $383,067 |
| CORNING INC | COM | 219350105 | — | 2,481 shares | $381,479 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 1,973 shares | $380,873 |
| ISHARES TR | MSCI INTL MOMENT | 46434V449 | — | 7,181 shares | $377,958 |
| CHUBB LIMITED | COM | H1467J104 | — | 1,156 shares | $375,989 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 557 shares | $375,790 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | — | 1,517 shares | $374,305 |
| ALLEGION PLC | ORD SHS | G0176J109 | — | 2,415 shares | $371,355 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | — | 2,442 shares | $371,257 |
| FIRSTENERGY CORP | COM | 337932107 | — | 8,567 shares | $371,198 |
| AMERICAN CENTY ETF TR | AVANTIS ALL INT | 025072166 | — | 4,370 shares | $369,549 |
| BLACKROCK INC | COM | 09290D101 | — | 347 shares | $367,227 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 2,647 shares | $364,397 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 | — | 632 shares | $359,295 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 1,261 shares | $358,725 |
| ISHARES TR | BROAD USD HIGH | 46435U853 | — | 9,913 shares | $354,078 |