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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| APTIV PLC COM | SHS | G3265R107 | — | 55 shares | $2,366 |
| DELTA AIR LINES INC | COM NEW | 247361702 | — | 28 shares | $2,337 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 | — | 15 shares | $2,335 |
| SELECT SECTOR SPDR TR | ST STR REAL ETF | 81369Y860 | — | 57 shares | $2,332 |
| TELEFONICA BRASIL SA | SPONSORED ADS | 87936R205 | — | 202 shares | $2,313 |
| QUICKLOGIC CORP | COM NEW | 74837P405 | — | 200 shares | $2,272 |
| VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | — | 6 shares | $2,270 |
| BIO RAD LABS INC | CL A | 090572207 | — | 6 shares | $2,266 |
| PACIFIC BIOSCIENCES CALIF INC | COM | 69404D108 | — | 950 shares | $2,252 |
| VALVOLINE INC | COM | 92047W101 | — | 74 shares | $2,230 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | — | 10 shares | $2,222 |
| UNITED AIRLS HLDGS INC | COM | 910047109 | — | 20 shares | $2,219 |
| COGNIZANT TECHNOLOGY SOLUTIONS | CL A | 192446102 | — | 38 shares | $2,183 |
| VOYA FINANCIAL INC | COM | 929089100 | — | 23 shares | $2,173 |
| INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 46138E651 | — | 50 shares | $2,162 |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 | — | 22 shares | $2,144 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 | — | 43 shares | $2,127 |
| HASBRO INC | COM | 418056107 | — | 24 shares | $2,104 |
| ICON PUB LTD CO | SHS | G4705A100 | — | 12 shares | $2,040 |
| SNOWFLAKE INC COM | SHS | 833445109 | — | 6 shares | $2,037 |
| MSG KNICKERBOCKERS CORP | CL A | 55825T103 | — | 5 shares | $2,026 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | — | 41 shares | $2,018 |
| VERISK ANALYTICS INC | COM | 92345Y106 | — | 12 shares | $2,014 |
| MATTEL INC | COM | 577081102 | — | 155 shares | $1,962 |
| PENNANT GROUP INC | COM | 70805E109 | — | 50 shares | $1,950 |
| LAUDER ESTEE COS INC | CL A | 518439104 | — | 21 shares | $1,948 |
| VAIL RESORTS INC | COM | 91879Q109 | — | 14 shares | $1,921 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 | — | 100 shares | $1,900 |
| HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | — | 285 shares | $1,898 |
| J P MORGAN EXCHANGE TRADED F | MORTGAGE BACKED | 46654Q575 | — | 39 shares | $1,885 |
| GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | — | 100 shares | $1,882 |
| READING INTL INC | CL A | 755408101 | — | 1,000 shares | $1,850 |
| KIMCO REALTY CORP | COM | 49446R109 | — | 83 shares | $1,843 |
| ASHLAND INC | COM | 044186104 | — | 27 shares | $1,834 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A508 | — | 30 shares | $1,834 |
| FORTINET INC | COM | 34959E109 | — | 10 shares | $1,788 |
| ISHARES TR | GOLBAL TECH ETF | 464287291 | — | 12 shares | $1,779 |
| MARRIOTT VACATIONS WORLDWIDE C | COM | 57164Y107 | — | 17 shares | $1,739 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 1 shares | $1,729 |
| OR ROYALTIES INC. COM | SHS | 68390D106 | — | 50 shares | $1,717 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | — | 20 shares | $1,710 |
| MITEK SYS INC | COM NEW | 606710200 | — | 100 shares | $1,705 |
| MAGNUM ICE CREAM CO NV ORD | SHS | N5505D105 | — | 95 shares | $1,689 |
| SIRIUSXM HOLDINGS INC | COMMON STOCK | 829933100 | — | 65 shares | $1,682 |
| ETFIS SER TR I | INFRACP REIT PFD | 26923G400 | — | 100 shares | $1,680 |
| STARWOOD PPTY TR INC | COM | 85571B105 | — | 122 shares | $1,647 |
| AZIO AI HOLDINGS INC | COM | 29414V308 | — | 1,305 shares | $1,644 |
| CENTERPOINT ENERGY INC | COM | 15189T107 | — | 44 shares | $1,619 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | — | 16 shares | $1,609 |
| CANADIAN NAT RES LTD MED TERM | COM | 136385101 | — | 34 shares | $1,600 |
| ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | — | 18 shares | $1,599 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | 46641Q167 | — | 20 shares | $1,594 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | — | 15 shares | $1,561 |
| WP CAREY INC | COM | 92936U109 | — | 24 shares | $1,551 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | — | 15 shares | $1,517 |
| GEO GROUP INC | COM | 36162J106 | — | 49 shares | $1,493 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | — | 67 shares | $1,484 |
| METHANEX CORP | COM | 59151K108 | — | 25 shares | $1,467 |
| LINCOLN NATL CORP IND | COM | 534187109 | — | 36 shares | $1,449 |
| BLACKROCK ETF TRUST II | ISHA GLO USD ETF | 092528835 | — | 28 shares | $1,403 |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 438128308 | — | 43 shares | $1,359 |
| CELULARITY INC | CL A NEW | 151190204 | — | 1,000 shares | $1,350 |
| AMERICAN AIRLINES GROUP INC | COM | 02376R102 | — | 100 shares | $1,337 |
| UNITED CMNTY BKS BLAIRSVLE GA | COM | 90984P303 | — | 40 shares | $1,334 |
| CAMECO CORP | COM | 13321L108 | — | 15 shares | $1,300 |
| EVERSOURCE ENERGY | COM | 30040W108 | — | 20 shares | $1,283 |
| AXON ENTERPRISE INC | COM | 05464C101 | — | 3 shares | $1,268 |
| SELLAS LIFE SCIENCES GROUP INC | COM NEW | 81642T209 | — | 100 shares | $1,231 |
| AMDOCS LTD | SHS | G02602103 | — | 21 shares | $1,201 |
| EASTMAN CHEM CO | COM | 277432100 | — | 18 shares | $1,167 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | — | 30 shares | $1,057 |
| LIPOCINE INC NEW | COM NEW | 53630X203 | — | 471 shares | $1,036 |
| WESTERN UN CO | COM | 959802109 | — | 175 shares | $1,033 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 | — | 31 shares | $1,031 |
| SOUTH BOW CORP | COM | 83671M105 | — | 31 shares | $1,027 |
| THE TRADE DESK INC | COM CL A | 88339J105 | — | 80 shares | $974 |
| AUTOLUS THERAPEUTICS LTD | SPON ADS | 05280R100 | — | 500 shares | $970 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 46654Q609 | — | 10 shares | $966 |
| HALLIBURTON CO | COM | 406216101 | — | 30 shares | $954 |
| ALEXANDRIA REAL ESTATE EQ INC | COM | 015271109 | — | 20 shares | $949 |
| XYLEM INC | COM | 98419M100 | — | 9 shares | $911 |
| NATURAL RESOURCE PARTNERS LP | COM UNIT LTD PAR | 63900P608 | — | 8 shares | $870 |
| WABTEC | COM | 929740108 | — | 3 shares | $866 |
| STAG INDUSTRIAL INC | COM | 85254J102 | — | 24 shares | $859 |
| ILLUMINA INC | COM | 452327109 | — | 3 shares | $821 |
| AMERICAN TOWER CORP | COM | 03027X100 | — | 5 shares | $818 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 | — | 3 shares | $817 |
| QUANTUMSCAPE CORP | COM CL A | 74767V109 | — | 175 shares | $813 |
| VERSIGENT PLC | ORDINARY SHARES | G9600F104 | — | 18 shares | $809 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 | — | 9 shares | $777 |
| SCIENCE APPLICATIONS INTL CORP | COM | 808625107 | — | 6 shares | $765 |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | — | 10 shares | $758 |
| AEVEX CORP | COM CL A | 00835T107 | — | 50 shares | $757 |
| VIAVI SOLUTIONS INC | COM | 925550105 | — | 18 shares | $755 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 | — | 12 shares | $729 |
| ENOVIX CORPORATION | COM | 293594107 | — | 250 shares | $725 |
| CAPRI HOLDINGS LIMITED | SHS | G1890L107 | — | 51 shares | $720 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 20 shares | $719 |
| USA RARE EARTH INC | COM | 91733P107 | — | 50 shares | $704 |
| NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | — | 36 shares | $702 |