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Cape Investment Advisory, Inc.
Period ended Sep 30, 2026 · Latest filing Oct 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $388,354,941
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SCHWAB STRATEGIC TR · US BRD MKT ETF · 808524102 · shares: $47,689,020
- SCHWAB STRATEGIC TR · US LCAP VA ETF · 808524409 · shares: $20,139,459
- BLACKROCK ETF TRUST II · ISHA FLEX IN ETF · 092528603 · shares: $11,834,546
- MICROSOFT CORP · COM · 594918104 · shares: $9,387,700
- SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $9,018,329
- SCHWAB STRATEGIC TR · 1 5YR CORP BD · 808524714 · shares: $8,515,577
- SCHWAB STRATEGIC TR · US MID-CAP ETF · 808524508 · shares: $6,708,531
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $6,521,367
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT · 46137V357 · shares: $6,271,775
- SCHWAB STRATEGIC TR · US DIVIDEND EQ · 808524797 · shares: $6,072,336
Reported holdings
2,097 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| FS KKR CAP CORP | COM | 302635206 | — | 1,097 shares | $12,056 |
| EVEREST GROUP LTD | COM | G3223R108 | — | 33 shares | $12,051 |
| ISHARES TR | RUS TP200 VL ETF | 464289420 | — | 110 shares | $12,048 |
| ABBVIE INC | COM | 00287Y109 | — | 46 shares | $12,033 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | — | 700 shares | $11,935 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 | — | 145 shares | $11,846 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 46 shares | $11,835 |
| T ROWE PRICE EXCHANGE-TRADED | CAP APP PREM ETF | 87283Q784 | — | 540 shares | $11,803 |
| INNOVATOR ETFS TRUST | QUITY MANAGD FLR | 45783Y673 | — | 301 shares | $11,743 |
| ISHARES INC | MSCI GLB SLV&MTL | 464286327 | — | 333 shares | $11,645 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 144 shares | $11,637 |
| FRESENIUS MEDICAL CARE AG | SPONSORED ADR | 358029106 | — | 514 shares | $11,503 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 | — | 88 shares | $11,448 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 30 shares | $11,425 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | — | 97 shares | $11,424 |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 45782C474 | — | 250 shares | $11,386 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 43 shares | $11,384 |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 60687Y109 | — | 1,029 shares | $11,370 |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | — | 161 shares | $11,352 |
| BANK OF AMER CORP | COM | 060505104 | — | 207 shares | $11,267 |
| DEFINIUM THERAPEUTICS INC | COM SHS | 24477V105 | — | 296 shares | $11,266 |
| MPLX LP | COM UNIT REP LTD | 55336V100 | — | 200 shares | $11,264 |
| QUANTUM COMPUTING INC | COM | 74766W108 | — | 1,325 shares | $11,196 |
| BJS WHSL CLUB HLDGS INC | COM | 05550J101 | — | 121 shares | $11,132 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | — | 12 shares | $11,068 |
| INVESCO EXCH TRADED FD TR II | RAFI EMRGNG MRKT | 46138E727 | — | 380 shares | $11,047 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 | — | 121 shares | $11,039 |
| SPDR SERIES TRUST | ST STR SP500DIV | 78468R788 | — | 241 shares | $10,934 |
| VIRTUS EQUITY & CONV INCM FD | COM | 92841M101 | — | 435 shares | $10,875 |
| STRATEGY SHS | NS 7HANDL IDX | 86280R506 | — | 502 shares | $10,818 |
| LYONDELLBASELL INDUSTRIES NV | SHS - A - | N53745100 | — | 187 shares | $10,747 |
| AMRIZE LTD | SHS | H2927K103 | — | 287 shares | $10,731 |
| TEMA ETF TRUST | US MANUFACTURING | 87975E602 | — | 201 shares | $10,706 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 136 shares | $10,578 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | — | 167 shares | $10,541 |
| SUNCOR ENERGY INC NEW | COM | 867224107 | — | 155 shares | $10,520 |
| SPDR SERIES TRUST | STATE STRET SPDR | 78468R440 | — | 267 shares | $10,472 |
| SERVICENOW INC | COM | 81762P102 | — | 78 shares | $10,453 |
| HASBRO INC | COM | 418056107 | — | 119 shares | $10,434 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 | — | 117 shares | $10,320 |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | — | 73 shares | $10,285 |
| ROCKET LAB CORP | COM | 773121108 | — | 147 shares | $10,243 |
| GLOBAL NET LEASE INC | COM NEW | 379378201 | — | 1,236 shares | $10,206 |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | — | 86 shares | $10,196 |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 032108664 | — | 84 shares | $10,184 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 40 shares | $10,161 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 | — | 35 shares | $10,138 |
| SERVICE CORP INTL | COM | 817565104 | — | 133 shares | $10,128 |
| ISHARES TR | MSCI USA VALUE | 46432F388 | — | 51 shares | $10,098 |
| CARMAX INC | COM | 143130102 | — | 181 shares | $9,975 |
| PRINCIPAL EXCHANGE TRADED FD | INTL EQUITY ETF | 74255Y698 | — | 277 shares | $9,975 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | — | 150 shares | $9,879 |
| DOLLAR GEN CORP | COM | 256677105 | — | 82 shares | $9,806 |
| ISHARES TR | GLOB HLTHCRE ETF | 464287325 | — | 96 shares | $9,804 |
| PIMCO ETF TR | PREFERRED AND CP | 72201R619 | — | 200 shares | $9,796 |
| ARCH CAP GROUP LTD | ORD | G0450A105 | — | 106 shares | $9,790 |
| AMBEV SA | SPONSORED ADR | 02319V103 | — | 3,347 shares | $9,773 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | — | 42 shares | $9,724 |
| ISHARES TR | FUTU AI TECH ETF | 46435U556 | — | 124 shares | $9,712 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREAT UNIT | 14020X104 | — | 244 shares | $9,706 |
| CHURCH & DWIGHT CO INC | COM | 171340102 | — | 103 shares | $9,705 |
| JFROG LTD | ORD SHS | M6191J100 | — | 100 shares | $9,704 |
| NUVEEN MUN CR INCOME FD | COM SH BEN INT | 67070X101 | — | 896 shares | $9,704 |
| ASTRAZENECA PLC | ORD | G0593M107 | — | 60 shares | $9,688 |
| RUBRIK INC. | CL A | 781154109 | — | 84 shares | $9,615 |
| PPG INDS INC | COM | 693506107 | — | 92 shares | $9,598 |
| INCYTE CORP | COM | 45337C102 | — | 79 shares | $9,587 |
| T ROWE PRICE EXCHANGE-TRADED | CAP APPRECIATION | 87283Q867 | — | 226 shares | $9,553 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 36 shares | $9,512 |
| TRACTOR SUPPLY CO | COM | 892356106 | — | 304 shares | $9,512 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 | — | 205 shares | $9,494 |
| ROCKET LAB CORP | COM | 773121108 | — | 136 shares | $9,476 |
| GARMIN LTD | SHS | H2906T109 | — | 33 shares | $9,466 |
| FISERV INC | COM | 337738108 | — | 208 shares | $9,397 |
| GILDAN ACTIVEWEAR INC | COM | 375916103 | — | 220 shares | $9,379 |
| SOLVENTUM CORP | COM SHS | 83444M101 | — | 106 shares | $9,344 |
| ISHARES TR | FALN ANGLS USD | 46435G474 | — | 359 shares | $9,309 |
| GRAYSCALE ETHEREUM STAKING | SHS NEW | 38964R203 | — | 365 shares | $9,308 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | — | 422 shares | $9,301 |
| VANGUARD WORLD FD | MRNGSTR VAL ETF | 921910840 | — | 57 shares | $9,247 |
| ISHARES INC | MSCI EQUAL WEITE | 464286681 | — | 83 shares | $9,241 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | — | 29 shares | $9,225 |
| SPDR INDEX SHS FDS | ST INTL CAP ETF | 78463X871 | — | 202 shares | $9,205 |
| VANECK ETF TRUST | FABLE SEMIC ETF | 92189H664 | — | 151 shares | $9,152 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 32 shares | $9,109 |
| GUARDANT HEALTH INC | COM | 40131M109 | — | 51 shares | $9,096 |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 316092204 | — | 96 shares | $9,092 |
| SPDR SERIES TRUST | ST STR RATE ETF | 78468R200 | — | 294 shares | $9,067 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | — | 87 shares | $9,052 |
| GLAUKOS CORP | COM | 377322102 | — | 55 shares | $9,030 |
| ISHARES TR | MSCI CHINA ETF | 46429B671 | — | 173 shares | $9,029 |
| FIDELITY COVINGTON TRUST | ENH MID COR ETF | 31609A503 | — | 219 shares | $8,843 |
| NEXTPOWER INC | COM | 65290E101 | — | 113 shares | $8,806 |
| HERC HLDGS INC | COM | 42704L104 | — | 70 shares | $8,736 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | — | 29 shares | $8,702 |
| ABBOTT LABORATORIES | COM | 002824100 | — | 88 shares | $8,697 |
| RENAISSANCERE HLDGS LTD | COM | G7496G103 | — | 27 shares | $8,592 |
| FORTINET INC | COM | 34959E109 | — | 48 shares | $8,580 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | — | 181 shares | $8,576 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | — | 158 shares | $8,557 |