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EDMOND DE ROTHSCHILD (SUISSE) S.A.
Period ended Sep 30, 2016 · Latest filing Nov 14, 2016
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2016: $325,147,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2016. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- UBS GROUP AG · SHS · H42097107 · shares: $19,305,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $16,452,000
- APPLE INC · COM · 037833100 · shares: $11,117,000
- VANGUARD INDEX FDS · REIT ETF · 922908553 · shares: $10,236,000
- VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD · 92206C409 · shares: $8,281,000
- SPDR GOLD TRUST GOLD · SHS · 78463V107 · shares: $8,242,000
- ISHARES TR · 1-3 YR TR BD ETF · 464287457 · shares: $6,855,000
- ISHARES TR · GLB INFRASTR ETF · 464288372 · shares: $6,254,000
- GILEAD SCIENCES INC · COM · 375558103 · shares: $6,046,000
- ISHARES TR · 3-7 YR TR BD ETF · 464288661 · shares: $5,972,000
Filing totals differ
The filing summary reports $325,147,000, while the holdings entries total $325,152,000.
Reported holdings
458 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | — | 480 shares | $16,000 |
| M D C HLDGS INC | COM | 552676108 | — | 600 shares | $15,000 |
| QIWI PLC | SPON ADR REP B | 74735M108 | — | 1,000 shares | $15,000 |
| POWERSHS DB MULTI SECT COMM | DB BASE METALS | 73936B705 | — | 1,000 shares | $14,000 |
| EBAY INC | COM | 278642103 | — | 400 shares | $13,000 |
| HCP INC | COM | 40414L109 | — | 350 shares | $13,000 |
| PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | — | 200 shares | $13,000 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | — | 1,000 shares | $12,000 |
| FORTIVE CORP | COM | 34959J108 | — | 239 shares | $12,000 |
| ISHARES | MSCI MALAYSI ETF | 464286830 | — | 1,500 shares | $12,000 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 100 shares | $12,000 |
| KELLOGG CO | COM | 487836108 | CALL | 8,000 shares | $12,000 |
| POLYMET MINING CORP | COM | 731916102 | — | 14,500 shares | $12,000 |
| BLACKBERRY LTD | COM | 09228F103 | — | 1,400 shares | $11,000 |
| ISHARES | MSCI JAPAN ETF | 464286848 | — | 850 shares | $11,000 |
| ISHARES | BRAZIL SM-CP ETF | 464289131 | — | 970 shares | $11,000 |
| MGT CAPITAL INVTS INC | COM NEW | 55302P202 | — | 5,421 shares | $11,000 |
| ROWAN COMPANIES PLC | SHS CL A | G7665A101 | — | 700 shares | $11,000 |
| YAMANA GOLD INC | COM | 98462Y100 | — | 2,600 shares | $11,000 |
| ANNALY CAP MGMT INC | COM | 035710409 | — | 940 shares | $10,000 |
| HALYARD HEALTH INC | COM | 40650V100 | — | 300 shares | $10,000 |
| POWERSHARES ETF TR II | VAR RATE PFD POR | 73937B597 | — | 375 shares | $10,000 |
| SPDR SERIES TRUST | BRCLYS AGG ETF | 78464A649 | — | 174 shares | $10,000 |
| TE CONNECTIVITY LTD | REG SHS | H84989104 | — | 150 shares | $10,000 |
| FRANCO NEVADA CORP | COM | 351858105 | — | 128 shares | $9,000 |
| PLATINUM GROUP METALS LTD | COM | 72765Q601 | — | 3,110 shares | $9,000 |
| MYLAN N V | SHS EURO | N59465109 | — | 220 shares | $8,000 |
| DAWSON GEOPHYSICAL CO NEW | COM | 239360100 | — | 880 shares | $7,000 |
| PROSHARES TR II | ULTRA VIX SHORT | 74347W254 | — | 400 shares | $7,000 |
| TEARLAB CORP | COM | 878193101 | — | 10,750 shares | $7,000 |
| ENERPLUS CORP | COM | 292766102 | — | 1,000 shares | $6,000 |
| NOBLE CORP PLC | SHS USD | G65431101 | — | 1,000 shares | $6,000 |
| ONCOSEC MED INC | COM NEW | 68234L207 | — | 3,250 shares | $6,000 |
| ANTHERA PHARMACEUTICALS INC | COM NEW | 03674U201 | — | 1,500 shares | $5,000 |
| COSTAMARE INC | SHS | Y1771G102 | — | 500 shares | $5,000 |
| FIRST SOLAR INC | COM | 336433107 | — | 130 shares | $5,000 |
| GOLD FIELDS LTD NEW | SPONSORED ADR | 38059T106 | — | 1,000 shares | $5,000 |
| PROSHARES TR II | ULT BLMBG CD OIL | 74347W320 | — | 459 shares | $5,000 |
| VANECK VECTORS ETF TR | RARE EARTH STRAT | 92189F742 | — | 300 shares | $5,000 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | — | 171 shares | $4,000 |
| INTERSIL CORP | CL A | 46069S109 | — | 200 shares | $4,000 |
| SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | — | 250 shares | $4,000 |
| HP INC | COM | 40434L105 | — | 171 shares | $3,000 |
| MODUSLINK GLOBAL SOLUTIONS I | COM NEW | 60786L206 | — | 2,000 shares | $3,000 |
| PLUG POWER INC | COM NEW | 72919P202 | CALL | 9,400 shares | $3,000 |
| PROSHARES TR | SHORT S&P 500 NE | 74347B425 | — | 67 shares | $3,000 |
| IAMGOLD CORP | COM | 450913108 | — | 450 shares | $2,000 |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | — | 41 shares | $1,000 |
| CHEMOURS CO | COM | 163851108 | — | 60 shares | $1,000 |
| CLIFFS NAT RES INC | COM | 18683K101 | — | 171 shares | $1,000 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | — | 23 shares | $1,000 |
| NOKIA CORP | SPONSORED ADR | 654902204 | — | 214 shares | $1,000 |
| PENGROWTH ENERGY CORP | COM | 70706P104 | — | 800 shares | $1,000 |
| STELLAR BIOTECHNOLOGIES INC | COM NEW | 85855A203 | — | 500 shares | $1,000 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | — | 35 shares | $1,000 |
| VENAXIS INC | COM NEW | 92262A206 | — | 250 shares | $1,000 |
| SCORPIO BULKERS INC | COM | Y7546A122 | — | 83 shares | $0 |
| UNISYS CORP | COM NEW | 909214306 | — | 50 shares | $0 |