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Founders Financial Alliance, LLC
Period ended Sep 30, 2026 · Latest filing Nov 10, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $723,396,379
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $39,540,943
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $32,953,546
- NVIDIA CORPORATION · COM · 67066G104 · shares: $29,211,641
- MICROSOFT CORP · COM · 594918104 · shares: $17,034,548
- ISHARES TR · CORE UNIVRSL USD · 46434V613 · shares: $15,072,964
- AMAZON COM INC · COM · 023135106 · shares: $11,904,163
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $10,697,485
- BLACKROCK ETF TRUST · ISHARES US EQUIT · 09290C103 · shares: $10,467,478
- JPMORGAN CHASE & CO · COM · 46625H100 · shares: $10,249,244
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $9,563,002
Reported holdings
662 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 | — | 24,526 shares | $165,548 |
| NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | — | 24,097 shares | $164,343 |
| SPDR SERIES TRUST | ST LONG BD ETF | 78464A367 | — | 8,054 shares | $164,132 |
| SPDR SERIES TRUST | ST STR USD ETF | 78468R515 | — | 6,862 shares | $163,795 |
| GUGGENHEIM ACTIVE ALLOC FD | COMMON STOCK | 40170T106 | — | 11,452 shares | $162,043 |
| ISHARES TR | CORE S&P TTL STK | 464287150 | — | 972 shares | $161,624 |
| EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | — | 19,186 shares | $156,751 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 | — | 3,685 shares | $155,454 |
| ULTIMUS MANAGERS TR | WEST SA MIDS ETF | 90386K589 | — | 5,656 shares | $155,201 |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | — | 7,261 shares | $155,199 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | 33740F755 | — | 4,101 shares | $153,664 |
| RBB FD INC | FM ULTRASHORT TR | 74933W213 | — | 3,031 shares | $151,419 |
| PACER FDS TR | CASH COWS ETF | 69374H659 | — | 3,000 shares | $146,582 |
| FIRST TR EXCHANGE-TRADED FD | INDLS PROD DUR | 33734X150 | — | 1,795 shares | $146,226 |
| ABERDEEN MULTI-MARKET INCOME | SH BEN INT | 552737108 | — | 32,539 shares | $139,265 |
| BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | — | 10,560 shares | $138,024 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 | — | 1,511 shares | $134,913 |
| FIRST TR EXCHANGE-TRADED FD | CONSUMR DISCRE | 33734X101 | — | 2,096 shares | $134,424 |
| SPDR SERIES TRUST | STATE STRET SPDR | 78468R861 | — | 7,154 shares | $130,284 |
| ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | — | 11,072 shares | $127,327 |
| T ROWE PRICE EXCHANGE-TRADED | ULTRA SHRT TRM | 87283Q701 | — | 2,550 shares | $126,404 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | — | 595 shares | $125,341 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 | — | 2,420 shares | $121,946 |
| BLACKROCK ETF TRUST | ISHA US AWAR ETF | 09290C509 | — | 1,490 shares | $121,688 |
| CAPITAL GRP FIXED INCM ETF T | ULTRA SHORT ETF | 14020Y888 | — | 4,800 shares | $120,912 |
| PACER FDS TR | DEVELOPED MRKT | 69374H873 | — | 2,800 shares | $117,768 |
| ISHARES TR | 20+ YEAR TR BD | 46436E338 | — | 5,719 shares | $115,926 |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 03761U502 | — | 12,994 shares | $113,563 |
| INVESCO EXCHANGE TRADED FD T | DORS WRI MOM ETF | 46137V837 | — | 814 shares | $112,153 |
| ISHARES TR | GLB INFRASTR ETF | 464288372 | — | 1,804 shares | $111,055 |
| SPDR SERIES TRUST | ST STR SP DIV | 78464A763 | — | 757 shares | $110,885 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | — | 6,220 shares | $108,974 |
| OXFORD SQUARE CAP CORP | COM | 69181V107 | — | 84,465 shares | $108,115 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | 81369Y886 | — | 2,695 shares | $106,292 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 | — | 239 shares | $103,027 |
| ISHARES TR | CORE 40 MODE ETF | 464289875 | — | 1,983 shares | $96,651 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 | — | 1,560 shares | $95,566 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | — | 1,770 shares | $95,492 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | 81369Y852 | — | 856 shares | $95,007 |
| VANGUARD WORLD FD | COMM SRVC ETF | 92204A884 | — | 471 shares | $89,768 |
| ISHARES TR | US INDUSTRIALS | 464287754 | — | 578 shares | $88,677 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 1,323 shares | $88,390 |
| ISHARES TR | GLOBAL MATER ETF | 464288695 | — | 810 shares | $86,671 |
| NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | — | 11,688 shares | $86,257 |
| INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 46137V506 | — | 1,571 shares | $86,217 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 | — | 1,368 shares | $85,815 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 1,219 shares | $85,540 |
| ISHARES TR | ESG MSCI KLD ETF | 464288570 | — | 576 shares | $84,200 |
| INVESCO EXCH TRADED FD TR II | KBW HIG DV YLD | 46138E610 | — | 7,185 shares | $79,394 |
| PACER FDS TR | NASD IN PATE ETF | 69374H311 | — | 2,200 shares | $78,474 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 808 shares | $76,403 |
| VANGUARD INDEX FDS | MRNGSTR LRG CAP | 922908637 | — | 208 shares | $73,322 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 46137V365 | — | 681 shares | $73,166 |
| GLOBAL X FDS | ALTERNATIVE INCM | 37954Y806 | — | 5,943 shares | $69,890 |
| ISHARES TR | SELECT US REIT | 464287564 | — | 1,106 shares | $69,557 |
| ISHARES TR | US HLTHCR PR ETF | 464288828 | — | 1,182 shares | $64,905 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 | — | 1,360 shares | $63,090 |
| ISHARES TR | ESG MSCI USA ETF | 46436E767 | — | 874 shares | $59,484 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 732 shares | $55,925 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | — | 1,028 shares | $55,676 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | — | 1,872 shares | $55,238 |
| FIRST TR EXCHANGE TRADED FD | DORSEY WRIGHT | 33738R878 | — | 1,248 shares | $52,940 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | — | 684 shares | $52,841 |
| GLOBAL X FDS | SUPERDVDND REIT | 37960A651 | — | 2,584 shares | $51,751 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | — | 1,449 shares | $51,048 |
| ISHARES TR | ESG AWRE USD ETF | 46435G193 | — | 2,322 shares | $50,956 |
| ISHARES TR | ULTRA SHORT DUR | 46434V878 | — | 1,000 shares | $50,400 |
| FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 | — | 1,750 shares | $49,910 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | — | 440 shares | $49,385 |
| ISHARES TR | S&P SML 600 GWT | 464287887 | — | 304 shares | $48,740 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | — | 585 shares | $48,543 |
| SPDR SERIES TRUST | ST STR SP600GRWO | 78464A201 | — | 443 shares | $47,390 |
| ISHARES TR | EXPANDED TECH | 464287515 | — | 435 shares | $46,330 |
| SPDR SERIES TRUST | ST STR SP600SM C | 78464A300 | — | 451 shares | $46,067 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 | — | 704 shares | $45,873 |
| INVESCO EXCH TRADED FD TR II | DORSEY WRGT EMRG | 46138E867 | — | 1,345 shares | $45,824 |
| FIRST TR EXCHNG TRADED FD VI | FT ENER INCO ETF | 33740F276 | — | 2,128 shares | $45,305 |
| ISHARES TR | U.S. FIN SVC ETF | 464287770 | — | 501 shares | $45,039 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | 81369Y100 | — | 922 shares | $44,906 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 | — | 1,955 shares | $44,602 |
| WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | — | 395 shares | $44,228 |
| VANECK ETF TRUST | GREEN BOND ETF | 92189F171 | — | 1,865 shares | $43,305 |
| ISHARES TR | CORE INTL AGGR | 46435G672 | — | 867 shares | $42,656 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | — | 4,233 shares | $42,623 |
| ISHARES TR | US SML CAP EQT | 46434V290 | — | 506 shares | $42,258 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 406 shares | $42,229 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 | — | 282 shares | $41,798 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | — | 1,728 shares | $41,219 |
| WISDOMTREE TR | EQUITY PREMIUM | 97717X560 | — | 1,233 shares | $40,456 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 | — | 787 shares | $40,265 |
| ISHARES TR | ESG AWR MSCI USA | 46436E221 | — | 1,067 shares | $38,689 |
| FIRST TR EXCHANGE TRADED FD | MULTI ASSET DI | 33738R100 | — | 2,420 shares | $38,292 |
| ISHARES TR | GLOBAL FINLS ETF | 464287333 | — | 300 shares | $38,100 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 438 shares | $35,311 |
| NEOS ETF TRUST | RUSS 2000 HI ETF | 78433H634 | — | 715 shares | $35,026 |
| VANGUARD WORLD FD | CONSUM STP ETF | 92204A207 | — | 160 shares | $34,874 |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 92204A603 | — | 107 shares | $34,314 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | — | 764 shares | $33,929 |
| AMPLIFY ETF TR | CEF HIGH INCOME | 032108847 | — | 3,149 shares | $32,687 |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | — | 585 shares | $32,445 |