Heritage Wealth Management, Inc. /CA/

Period ended Sep 30, 2026 · Latest filing Oct 27, 2026

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values

Sep 30, 2026: $289,312,764

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

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View top holdings values

STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares · CALL: $58,646,247
AMERICAN CENTY ETF TR · US LARGE CAP VLU · 025072349 · shares: $19,709,326
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $14,414,919
SERVICENOW INC · COM · 81762P102 · shares: $14,300,475
SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $13,796,188
ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $11,892,299
APPLE INC · COM · 037833100 · shares: $9,309,572
STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares · PUT: $9,151,560
VANGUARD BD INDEX FDS · TOTAL BND MRKT · 921937835 · shares: $7,407,177
SCHWAB STRATEGIC TR · INT-TRM U.S TRES · 808524854 · shares: $5,868,488

Reported holdings

121 reported entries

Issuer	Class	CUSIP	Type	Shares / principal	Reported value (USD)
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	27,100 shares	$20,667,273
AMERICAN CENTY ETF TR	US LARGE CAP VLU	025072349	—	217,927 shares	$19,709,326
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	19,800 shares	$15,100,074
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	92206C102	—	250,433 shares	$14,414,919
SERVICENOW INC	COM	81762P102	—	106,712 shares	$14,300,475
SCHWAB STRATEGIC TR	US LCAP GR ETF	808524300	—	383,974 shares	$13,796,188
ISHARES TR	0-3 MTH TREASURY	46436E718	—	118,120 shares	$11,892,299
APPLE INC	COM	037833100	—	27,955 shares	$9,309,572
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	11,600 shares	$8,846,508
VANGUARD BD INDEX FDS	TOTAL BND MRKT	921937835	—	105,591 shares	$7,407,177
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	808524854	—	247,616 shares	$5,868,488
DIMENSIONAL ETF TRUST	US COR EQU 2 ETF	25434V708	—	124,801 shares	$5,547,384
PALANTIR TECHNOLOGIES INC	CL A	69608A108	—	29,154 shares	$5,453,256
SNOWFLAKE INC	COM SHS	833445109	—	15,812 shares	$5,369,123
BROADCOM INC	COM	11135F101	—	14,901 shares	$5,233,082
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	PUT	6,500 shares	$4,957,095
ISHARES TR	IBOXX INV CP ETF	464287242	—	42,537 shares	$4,346,428
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	PUT	5,500 shares	$4,194,465
ISHARES TR	US TREAS BD ETF	46429B267	—	191,265 shares	$4,182,975
ISHARES TR	CORE US AGGBD ET	464287226	—	41,938 shares	$3,964,823
SSGA ACTIVE ETF TR	ST STR TOTAL ETF	78467V848	—	92,872 shares	$3,475,257
SPDR SERIES TRUST	ST STR SP400GRW	78464A821	—	32,327 shares	$3,379,131
VANGUARD INDEX FDS	MRNGSTR SM CP GR	922908595	—	9,689 shares	$3,273,242
ISHARES TR	S&P MC 400VL ETF	464287705	—	23,641 shares	$3,255,592
AMERICAN CENTY ETF TR	US SML CP VALU	025072877	—	26,819 shares	$3,158,478
SCHWAB STRATEGIC TR	SHT TM US TRES	808524862	—	125,000 shares	$2,982,500
ISHARES TR	CALIF MUN BD ETF	464288356	—	52,784 shares	$2,856,655
ISHARES TR	20 YR TR BD ETF	464287432	—	36,519 shares	$2,840,471
MICROSOFT CORP	COM	594918104	—	5,424 shares	$2,781,756
NVIDIA CORPORATION	COM	67066G104	—	11,987 shares	$2,737,643
SSGA ACTIVE ETF TR	ST STR BL LN ETF	78467V608	—	66,485 shares	$2,685,347
ISHARES TR	IBOXX HI YD ETF	464288513	—	34,059 shares	$2,629,730
ISHARES TR	1 3 YR TREAS BD	464287457	—	31,508 shares	$2,558,450
DIMENSIONAL ETF TRUST	EMGR CRE EQT MNG	25434V302	—	60,519 shares	$2,379,006
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	2,900 shares	$2,211,627
ALPHABET INC	CAP STK CL A	02079K305	—	6,235 shares	$2,145,339
META PLATFORMS INC	CL A	30303M102	—	2,902 shares	$2,104,261
INTEL CORP	COM	458140100	—	17,019 shares	$2,046,238
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	25434V203	—	49,275 shares	$2,041,459
DIMENSIONAL ETF TRUST	NATL MUN BD ETF	25434V849	—	42,566 shares	$1,959,322
SPDR SERIES TRUST	ST NUVE HIGH ETF	78464A284	—	79,394 shares	$1,863,382
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	2,400 shares	$1,830,312
ISHARES TR	CORE S&P US GWT	464287671	—	9,418 shares	$1,824,738
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	—	2,438 shares	$1,708,562
AMAZON COM INC	COM	023135106	—	6,657 shares	$1,658,592
INVESCO QQQ TR	UNIT SER 1	46090E103	—	2,092 shares	$1,547,705
DIMENSIONAL ETF TRUST	WORLD EX US CORE	25434V880	—	40,718 shares	$1,507,380
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	1,900 shares	$1,448,997
WALMART INC	COM	931142103	—	13,079 shares	$1,359,124
AMERICAN CENTY ETF TR	US EQT ETF	025072885	—	10,484 shares	$1,342,896
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	1,600 shares	$1,220,208
ELI LILLY & CO	COM	532457108	—	1,006 shares	$1,164,022
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	1,500 shares	$1,143,945
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	—	1,476 shares	$1,125,642
VANGUARD INDEX FDS	MRNGSTR VAL ETF	922908744	—	4,985 shares	$1,077,159
MICRON TECHNOLOGY INC	COM	595112103	—	996 shares	$1,060,850
DFA INVT DIMENSIONS GROUP IN	REAL ESTATE SECU	25239Y147	—	41,556 shares	$1,004,000
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	1,300 shares	$991,419
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	1,300 shares	$991,419
HOME DEPOT INC	COM	437076102	—	2,861 shares	$814,021
SPDR SERIES TRUST	ST NUVE TERM ETF	78468R739	—	17,399 shares	$811,657
ADVANCED MICRO DEVICES INC	COM	007903107	—	1,313 shares	$803,241
JOHNSON & JOHNSON	COM	478160104	—	2,777 shares	$735,183
VANGUARD BD INDEX FDS	VANGUARD ULTRA	92203C303	—	14,219 shares	$704,573
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	900 shares	$686,367
STRYKER CORPORATION	COM	863667101	—	2,457 shares	$676,675
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	—	1,273 shares	$633,890
CISCO SYS INC	COM	17275R102	—	5,826 shares	$627,001
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	800 shares	$610,104
COUPANG INC	CL A	22266T109	—	42,406 shares	$588,171
RTX CORPORATION	COM	75513E101	—	3,006 shares	$558,064
CHEVRON CORPORATION	COM	166764100	—	2,719 shares	$555,196
QUALCOMM INC	COM	747525103	—	2,953 shares	$543,449
EXXONMOBIL HOLDINGS CORP	COM SHS	30233Q108	—	3,327 shares	$541,433
TESLA INC	COM	88160R101	—	1,510 shares	$535,763
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	700 shares	$533,841
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	700 shares	$533,841
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	700 shares	$533,841
JPMORGAN CHASE & CO	COM	46625H100	—	1,565 shares	$517,833
ORACLE CORP	COM	68389X105	—	3,722 shares	$511,004
ISHARES TR	RUS 1000 GRW ETF	464287614	—	3,888 shares	$487,011
HIMS & HERS HEALTH INC	COM CL A	433000106	—	16,111 shares	$479,947
DEFINIUM THERAPEUTICS INC	COM SHS	24477V105	—	12,400 shares	$471,944
COSTCO WHOLESALE CORPORATION	COM	22160K105	—	514 shares	$467,906
ALPHABET INC	CAP STK CL C	02079K107	—	1,317 shares	$448,755
ARK ETF TR	INNOVATION ETF	00214Q104	—	4,726 shares	$421,087
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	500 shares	$381,315
CROWDSTRIKE HLDGS INC	CL A	22788C105	—	1,430 shares	$378,620
PEPSICO INC	COM	713448108	—	2,969 shares	$376,170
CATERPILLAR INC	COM	149123101	—	462 shares	$374,585
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	921943858	—	5,275 shares	$372,468
ISHARES TR	SHRT NAT MUN ETF	464288158	—	3,343 shares	$349,477
STARBUCKS CORP	COM	855244109	—	3,652 shares	$343,142
AMCOR PLC	COM NEW	G0250X149	—	7,970 shares	$333,624
TEXAS INSTRS INC	COM	882508104	—	1,179 shares	$330,226
ISHARES TR	S&P 100 ETF	464287101	—	856 shares	$327,060
APPLIED MATLS INC	COM	038222105	—	620 shares	$317,056
ISHARES TR	CORE S&P500 ETF	464287200	—	411 shares	$314,764
VISA INC	COM CL A	92826C839	—	866 shares	$311,180
STATE STR SPDR S&P 500 ETF T	TR UNIT	78462F103	CALL	400 shares	$305,052