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Joseph P. Lucia & Associates, LLC
Period ended Sep 30, 2026 · Latest filing Oct 30, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $345,537,505
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- VANECK ETF TRUST · SEMICONDUCTR ETF · 92189F676 · shares: $21,551,572
- APPLE INC · COM · 037833100 · shares: $15,480,574
- NVIDIA CORPORATION · COM · 67066G104 · shares: $13,180,042
- SCHWAB STRATEGIC TR · US BRD MKT ETF · 808524102 · shares: $10,667,567
- AMAZON COM INC · COM · 023135106 · shares: $9,264,159
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL TEC · 46137V282 · shares: $9,233,127
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $9,136,696
- PROSHARES TR · S&P 500 DV ARIST · 74348A467 · shares: $8,349,866
- SELECT SECTOR SPDR TR · ST STR TECHN ETF · 81369Y803 · shares: $8,223,036
- SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $7,916,748
Reported holdings
194 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 | — | 2,089 shares | $660,231 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | — | 6,433 shares | $641,370 |
| INVESCO DB MULTI-SECTOR COMM | PRECIOUS METAL | 46140H502 | — | 6,562 shares | $626,906 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | — | 24,196 shares | $608,034 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | — | 12,254 shares | $580,082 |
| ELI LILLY & CO | COM | 532457108 | — | 494 shares | $571,678 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 1,139 shares | $567,165 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | — | 2,650 shares | $557,904 |
| AIM ETF PRODUCTS TRUST | ALLIA US AUG ETF | 00888H711 | — | 15,898 shares | $552,492 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | 84615Q103 | — | 3,615 shares | $545,402 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 | — | 57,044 shares | $541,920 |
| CATERPILLAR INC | COM | 149123101 | — | 654 shares | $530,000 |
| VANGUARD INDEX FDS | MRNGSTR MD CP VA | 922908512 | — | 2,631 shares | $514,522 |
| TESLA INC | COM | 88160R101 | — | 1,445 shares | $512,742 |
| HIMS & HERS HEALTH INC | COM CL A | 433000106 | — | 17,012 shares | $506,787 |
| GOLDMAN SACHS ETF TR | EQUAL WEIGHT US | 381430438 | — | 5,399 shares | $502,539 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 1,510 shares | $499,517 |
| NETFLIX INC. | COM | 64110L106 | — | 7,096 shares | $493,740 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | — | 6,258 shares | $488,750 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | 922908629 | — | 6,138 shares | $481,342 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | — | 23,431 shares | $478,697 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL UTL | 46137V274 | — | 6,812 shares | $477,521 |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | — | 6,718 shares | $473,686 |
| BLACKROCK CAP ALLOCATION TER | COM | 09260U109 | — | 33,983 shares | $465,567 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H844 | — | 12,719 shares | $464,434 |
| WALMART INC | COM | 931142103 | — | 4,449 shares | $462,377 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 1,115 shares | $443,001 |
| AMERICAN CENTY ETF TR | FOCUSED DYNAMIC | 025072810 | — | 3,290 shares | $441,217 |
| SPDR SERIES TRUST | ST PORT HIGH ETF | 78468R606 | — | 19,476 shares | $439,963 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 | — | 7,217 shares | $433,597 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 | — | 8,461 shares | $432,780 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 15,654 shares | $430,015 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 915 shares | $418,030 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 12,450 shares | $414,710 |
| SPDR SERIES TRUST | ST STR SP AERO | 78464A631 | — | 1,749 shares | $404,375 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 379 shares | $403,839 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 2,917 shares | $401,613 |
| ETF SER SOLUTIONS | DEFIA QUANT ETF | 26922A420 | — | 2,618 shares | $396,934 |
| SPINNAKER ETF SERIES | SELE STO EUR ETF | 84858T772 | — | 9,427 shares | $394,897 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 1,030 shares | $385,461 |
| GE VERNOVA INC | COM | 36828A101 | — | 394 shares | $374,521 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 1,533 shares | $369,945 |
| SELECT SECTOR SPDR TR | ST STR DISCR ETF | 81369Y407 | — | 3,316 shares | $360,913 |
| DOUBLELINE ETF TRUST | OPPO CORE BD ETF | 25861R105 | — | 8,145 shares | $354,145 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 3,899 shares | $351,343 |
| ISHARES TR | US DIGI REAL ETF | 464287531 | — | 3,073 shares | $345,502 |
| ISHARES TR | MICRO-CAP ETF | 464288869 | — | 1,865 shares | $344,652 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 4,156 shares | $337,486 |
| GLOBAL X FDS | RATE PREFERRED | 37954Y376 | — | 15,283 shares | $333,017 |
| COREWEAVE INC | COM CL A | 21873S108 | — | 3,806 shares | $331,579 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 | — | 5,001 shares | $325,873 |
| INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 46137V118 | — | 5,771 shares | $324,850 |
| AIM ETF PRODUCTS TRUST | ALLIA US MAY ETF | 00888H752 | — | 9,029 shares | $320,891 |
| AMPHENOL CORP | CL A | 032095101 | — | 3,582 shares | $302,377 |
| DISNEY WALT CO | COM | 254687106 | — | 2,878 shares | $301,931 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H794 | — | 8,069 shares | $294,719 |
| AIM ETF PRODUCTS TRUST | ALLIA US OCT ETF | 00888H505 | — | 6,988 shares | $293,564 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 1,550 shares | $289,928 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | — | 3,141 shares | $281,567 |
| CITIGROUP INC | COM NEW | 172967424 | — | 2,172 shares | $281,170 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | — | 3,190 shares | $280,082 |
| SELECT SECTOR SPDR TR | ST STR REAL ETF | 81369Y860 | — | 6,829 shares | $279,374 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | — | 7,620 shares | $277,749 |
| ISHARES TR | US HLTHCARE ETF | 464287762 | — | 3,870 shares | $276,937 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 3,359 shares | $270,735 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 | — | 2,071 shares | $269,416 |
| ISHARES TR | 20+ YEAR TR BD | 46436E338 | — | 13,204 shares | $267,642 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | — | 938 shares | $259,807 |
| PFIZER INC | COM | 717081103 | — | 8,727 shares | $248,882 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 792 shares | $241,233 |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 46138E362 | — | 4,890 shares | $235,600 |
| ISHARES TR | US HLTHCR PR ETF | 464288828 | — | 4,220 shares | $231,636 |
| NEBIUS GROUP N.V. | SHS CLASS A | N97284108 | — | 982 shares | $231,613 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 | — | 1,804 shares | $231,092 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H703 | — | 5,099 shares | $230,544 |
| BANK OF AMER CORP | COM | 060505104 | — | 4,108 shares | $223,597 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | — | 2,725 shares | $219,608 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | — | 4,155 shares | $218,149 |
| SPDR SERIES TRUST | ST STR GLB DOW | 78464A706 | — | 1,172 shares | $217,588 |
| INTEL CORP | COM | 458140100 | — | 1,810 shares | $217,566 |
| GE AEROSPACE | COM NEW | 369604301 | — | 682 shares | $212,841 |
| ORACLE CORP | COM | 68389X105 | — | 1,544 shares | $211,991 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | — | 8,351 shares | $211,280 |
| GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | — | 5,292 shares | $210,873 |
| UNITED RENTALS INC | COM | 911363109 | — | 210 shares | $209,992 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | — | 3,871 shares | $208,840 |
| GLOBAL X FDS | U S ELECT ETF | 37960A370 | — | 6,790 shares | $206,756 |
| SNOWFLAKE INC | COM SHS | 833445109 | — | 601 shares | $204,076 |
| SSGA ACTIVE ETF TR | ST STR INCOM ETF | 78467V202 | — | 6,095 shares | $201,196 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | — | 15,726 shares | $200,349 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H778 | — | 5,424 shares | $200,033 |
| FRANKLIN MANAGED MUN INCOME | COM | 746823103 | — | 23,990 shares | $130,506 |
| ARCHER AVIATION INC | COM CL A | 03945R102 | — | 10,870 shares | $54,024 |
| FARMMI INC | ORD SHS CLASS A | G33277149 | — | 232,918 shares | $32,352 |