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Kozak & Associates, Inc.
Period ended Sep 30, 2026 · Latest filing Oct 29, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $552,705,520
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF · ETF · 46431W648 · shares: $49,271,344
- STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF · ETF · 78464A409 · shares: $48,123,936
- STATE STREET SPDR S&P 500 ETF · ETF · 78462F103 · shares: $46,712,967
- INVESCO QQQ TRUST SERIES I · ETF · 46090E103 · shares: $44,606,782
- INVESCO S&P 500 REVENUE ETF · ETF · 46138G698 · shares: $42,367,259
- PGIM JENNISON FOCUSED VALUE ETF · ETF · 69344A867 · shares: $25,066,523
- APPLE INC COM · Stock · 037833100 · shares: $24,933,978
- NVIDIA CORPORATION COM · Stock · 67066G104 · shares: $24,749,804
- MICROSOFT CORP COM · Stock · 594918104 · shares: $24,635,517
- ISHARES S&P MID-CAP 400 GROWTH ETF · ETF · 464287606 · shares: $24,542,543
Reported holdings
392 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| KINDER MORGAN INC DEL COM | Stock | 49456B101 | — | 139 shares | $4,673 |
| STATE STREET ENERGY SELECT SECTOR SPDR ETF | ETF | 81369Y506 | — | 68 shares | $4,655 |
| CANADIAN PACIFIC KANSAS CITY COM | Stock | 13646K108 | — | 52 shares | $4,650 |
| PARKER-HANNIFIN CORP COM | Stock | 701094104 | — | 5 shares | $4,609 |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 46137V357 | — | 21 shares | $4,584 |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | ADR | 824596100 | — | 69 shares | $4,528 |
| UBS GROUP AG SHS | Stock | H42097107 | — | 96 shares | $4,482 |
| C3 AI INC CL A | Stock | 12468P104 | — | 350 shares | $4,316 |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 36266G107 | — | 57 shares | $4,298 |
| SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF | ETF | 808524888 | — | 87 shares | $4,246 |
| QUANTUMSCAPE CORP COM CL A | Stock | 74767V109 | — | 1,000 shares | $4,240 |
| 3M CO COM | Stock | 88579Y101 | — | 24 shares | $4,129 |
| REGENERON PHARMACEUTICALS COM | Stock | 75886F107 | — | 5 shares | $4,106 |
| INTUIT COM | Stock | 461202103 | — | 12 shares | $4,037 |
| SANOFI SA SPONSORED ADR | ADR | 80105N105 | — | 92 shares | $3,886 |
| BANK OF NY MELLON CORP COM | Stock | 064058100 | — | 26 shares | $3,799 |
| DOMINION ENERGY INC COM | Stock | 25746U109 | — | 58 shares | $3,709 |
| PAYCHEX INC COM | Stock | 704326107 | — | 34 shares | $3,691 |
| PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | ETF | 74348A467 | — | 63 shares | $3,665 |
| INGERSOLL RAND INC COM | Stock | 45687V106 | — | 46 shares | $3,471 |
| FIRST HORIZON CORPORATION COM | Stock | 320517105 | — | 149 shares | $3,465 |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | — | 12 shares | $3,353 |
| MSC INCOME FUND INC COM | CEF | 55374X208 | — | 280 shares | $3,298 |
| NOVARTIS AG SPONSORED ADR | ADR | 66987V109 | — | 21 shares | $3,278 |
| CHECK POINT SOFTWARE TECH LTD ORD | Stock | M22465104 | — | 21 shares | $3,260 |
| TFI INTERNATIONAL INC COM | Stock | 87241L109 | — | 28 shares | $3,139 |
| REALTY INCOME CORP COM | REIT | 756109104 | — | 50 shares | $2,812 |
| TEMPLETON EMERGING MKTS FD COM | CEF | 880191101 | — | 132 shares | $2,808 |
| INVESCO VALUE MUN INCOME TR COM | CEF | 46132P108 | — | 235 shares | $2,618 |
| LANDSTAR SYS INC COM | Stock | 515098101 | — | 18 shares | $2,558 |
| DYNATRACE INC COM NEW | Stock | 268150109 | — | 39 shares | $2,450 |
| D-WAVE QUANTUM INC COM | Stock | 26740W109 | — | 200 shares | $2,354 |
| BUILDERS FIRSTSOURCE INC COM | Stock | 12008R107 | — | 40 shares | $2,235 |
| WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | ETF | 97717W315 | — | 39 shares | $2,076 |
| FOUR CORNERS PPTY TR INC COM | REIT | 35086T109 | — | 93 shares | $2,054 |
| ISHARES MSCI INTL VALUE FACTOR ETF | ETF | 46435G409 | — | 46 shares | $1,970 |
| FORTIVE CORP COM | Stock | 34959J108 | — | 30 shares | $1,946 |
| LUCID GROUP INC COM NEW | Stock | 549498202 | — | 567 shares | $1,933 |
| FEDERAL RLTY INVT TR NEW SH BEN INT NEW | REIT | 313745101 | — | 17 shares | $1,868 |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | Stock | 099502106 | — | 22 shares | $1,844 |
| ISHARES S&P SMALL-CAP 600 VALUE ETF | ETF | 464287879 | — | 14 shares | $1,799 |
| KRAFT HEINZ CO COM | Stock | 500754106 | — | 75 shares | $1,791 |
| HAWAIIAN ELEC INDS INC MTN BE COM | Stock | 419870100 | — | 208 shares | $1,745 |
| LULULEMON ATHLETICA INC COM | Stock | 550021109 | — | 16 shares | $1,684 |
| FORD MTR CO COM | Stock | 345370860 | — | 139 shares | $1,667 |
| WISDOMTREE U.S. SMALLCAP DIVIDEND FUND | ETF | 97717W604 | — | 41 shares | $1,595 |
| WISDOMTREE U.S. MIDCAP DIVIDEND FUND | ETF | 97717W505 | — | 25 shares | $1,412 |
| CRISPR THERAPEUTICS AG NAMEN AKT | Stock | H17182108 | — | 26 shares | $1,407 |
| UNITED PARCEL SVCS INC CL B | Stock | 911312106 | — | 13 shares | $1,366 |
| ARCHER DANIELS MIDLAND CO COM | Stock | 039483102 | — | 17 shares | $1,343 |
| GRAYSCALE BITCOIN MINI TRUST ETF | ETF | 389930207 | — | 36 shares | $1,297 |
| RIGETTI COMPUTING INC COMMON STOCK | Stock | 76655K103 | — | 100 shares | $1,240 |
| AGILENT TECHNOLOGIES INC COM | Stock | 00846U101 | — | 6 shares | $1,112 |
| MAGNUM ICE CREAM CO NV ORD SHS | Stock | N5505D105 | — | 57 shares | $1,100 |
| CLEARWAY ENERGY INC CL C | Stock | 18539C204 | — | 33 shares | $1,086 |
| ISHARES CORE S&P MID-CAP ETF | ETF | 464287507 | — | 15 shares | $1,079 |
| GALLAGHER ARTHUR J & CO COM | Stock | 363576109 | — | 4 shares | $1,070 |
| METLIFE INC COM | Stock | 59156R108 | — | 11 shares | $1,061 |
| ADOBE INC COM | Stock | 00724F101 | — | 4 shares | $999 |
| QNITY ELECTRONICS INC COMMON STOCK | Stock | 74743L100 | — | 8 shares | $985 |
| AMENTUM HOLDINGS INC COM | Stock | 023939101 | — | 44 shares | $954 |
| VERSANT MEDIA GROUP INC COM CL A | Stock | 925283103 | — | 31 shares | $941 |
| LIBERTY MEDIA CORP DEL COM SER C | Stock | 531229755 | — | 10 shares | $909 |
| SES AI CORPORATION CL A COM | Stock | 78397Q109 | — | 1,000 shares | $826 |
| TOYOTA MOTOR CORP ADS | ADR | 892331307 | — | 4 shares | $711 |
| VANGUARD EXTENDED MARKET ETF | ETF | 922908652 | — | 3 shares | $701 |
| RALLIANT CORP COM | Stock | 750940108 | — | 10 shares | $700 |
| ALCOA CORP COM | Stock | 013872106 | — | 17 shares | $690 |
| LUMEN TECHNOLOGIES INC COM | Stock | 550241103 | — | 142 shares | $679 |
| VIATRIS INC COM | Stock | 92556V106 | — | 35 shares | $663 |
| GLOBAL X COPPER MINERS ETF | ETF | 37954Y830 | — | 8 shares | $645 |
| READY CAPITAL CORP COM | REIT | 75574U101 | — | 531 shares | $627 |
| MACKENZIE RLTY CAP INC COM NEW | Stock | 55453W501 | — | 529 shares | $550 |
| WRAP TECHNOLOGIES INC COM | Stock | 98212N107 | — | 399 shares | $495 |
| ORGANON & CO COMMON STOCK | Stock | 68622V106 | — | 36 shares | $491 |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 50155Q100 | — | 32 shares | $451 |
| INNOVIZ TECHNOLOGIES LTD SHS | Stock | M5R635108 | — | 1,499 shares | $342 |
| SOLID POWER INC CLASS A COM | Stock | 83422N105 | — | 100 shares | $205 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 01609W102 | — | 2 shares | $202 |
| MEDTRONIC PLC SHS | Stock | G5960L103 | — | 2 shares | $190 |
| U.S. GLOBAL JETS ETF | ETF | 26922A842 | — | 7 shares | $190 |
| CORTEVA INC COM | Stock | 22052L104 | — | 16 shares | $186 |
| LIFEVANTAGE CORP COM NEW | Stock | 53222K205 | — | 25 shares | $147 |
| GLOBAL WTR RES INC COM | Stock | 379463102 | — | 8 shares | $59 |
| TRACTOR SUPPLY CO COM | Stock | 892356106 | — | 2 shares | $53 |
| GOLDMINING INC COM | Stock | 38149E101 | — | 50 shares | $39 |
| UDR INC COM | REIT | 902653104 | — | 1 shares | $35 |
| MONDELEZ INTL INC CL A | Stock | 609207105 | — | 0 shares | $25 |
| SELECT WATER SOLUTIONS INC CL A COM | Stock | 81617J301 | — | 1 shares | $20 |
| ICL GROUP LTD SHS | Stock | M53213100 | — | 2 shares | $8 |
| VIVOS THERAPEUTICS INC COM NEW | Stock | 92859E207 | — | 24 shares | $3 |
| ENLIGHTIFY INC COM NEW | Stock | 16943W204 | — | 121 shares | $0 |