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LPL Financial LLC
Period ended Sep 30, 2026 · Latest filing Nov 6, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Dec 31, 2024: $246,016,245,758
- Mar 31, 2025: $257,147,939,183
- Jun 30, 2025: $299,807,977,402
- Sep 30, 2025: $343,111,257,089
- Dec 31, 2025: $366,181,023,834
- Mar 31, 2026: $376,559,619,414
- Jun 30, 2026: $445,103,712,153
- Sep 30, 2026: $467,881,446,670
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $11,963,012,911
- APPLE INC · COM · 037833100 · shares: $8,249,034,931
- NVIDIA CORPORATION · COM · 67066G104 · shares: $8,121,174,861
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $7,860,906,796
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $7,589,394,050
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $5,826,998,237
- MICROSOFT CORP · COM · 594918104 · shares: $5,698,206,347
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $5,297,921,654
- ISHARES TR · CORE MSCI EAFE · 46432F842 · shares: $5,025,296,658
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $4,876,426,873
Reported holdings
6,298 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| AURORA CANNABIS INC | COM | 05156X850 | — | 15,024 shares | $58,592 |
| PROTARA THERAPEUTICS INC | COM STK | 74365U107 | — | 19,050 shares | $58,103 |
| GOLDGROUP MNG INC | COM NEW | 38141A602 | — | 18,114 shares | $57,785 |
| DROPBOX INC | NOTE 3/0 | 26210CAD6 | — | 52,000 principal | $56,995 |
| NYXOAH S A | SHS | B6S7WD106 | — | 41,261 shares | $56,940 |
| ZENATECH INC | COM NEW | 98936T208 | — | 43,439 shares | $56,905 |
| CITIZENS INC | CL A | 174740100 | — | 16,388 shares | $56,539 |
| GRAY MEDIA INC | CL A | 389375205 | — | 11,920 shares | $56,143 |
| COHERUS ONCOLOGY INC | COM | 19249H103 | — | 45,967 shares | $55,620 |
| LOANDEPOT INC | COM CL A | 53946R106 | — | 93,310 shares | $55,137 |
| TAYSHA GENE THERAPIES INC | COM SHS | 877619106 | — | 11,319 shares | $55,124 |
| KULR TECHNOLOGY GROUP INC | COM | 50125G307 | — | 21,785 shares | $55,116 |
| NEW HORIZON AIRCRAFT LTD | COM | 64550A107 | — | 32,230 shares | $54,791 |
| SACHEM CAP CORP | COM | 78590A109 | — | 59,158 shares | $54,425 |
| GERDAU SA | SPON ADR REP PFD | 373737105 | — | 11,471 shares | $54,141 |
| DOORDASH INC | NOTE 5/1 | 25809KAB1 | — | 54,000 principal | $51,353 |
| ENERGY VAULT HOLDINGS INC | COM | 29280W109 | — | 12,919 shares | $51,288 |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | — | 24,100 shares | $50,610 |
| DEFI TECHNOLOGIES INC | COM | 244916102 | — | 101,471 shares | $50,198 |
| MILESTONE SCIENTIFIC INC | COM NEW | 59935P209 | — | 124,945 shares | $50,115 |
| ONCOLYTICS BIOTECH INC | COM NEW | 68237V103 | — | 74,746 shares | $49,945 |
| TVARDI THERAPEUTICS INC | COM | 140755307 | — | 39,610 shares | $49,513 |
| AIRJOULE TECHNOLOGIES CORP | CL A | 612160101 | — | 12,685 shares | $49,472 |
| HIGH TIDE INC | COM NEW | 42981E401 | — | 17,834 shares | $48,687 |
| TECOGEN INC NEW | COM NEW | 87876P201 | — | 17,100 shares | $48,564 |
| PARAMOUNT GOLD NEV CORP | COM | 69924M109 | — | 39,781 shares | $48,533 |
| GCT SEMICONDUCTOR HLDG INC | COMMON STOCK | 36170N107 | — | 22,810 shares | $48,357 |
| COMTECH TELECOMMUNICATIONS C | COM NEW | 205826209 | — | 35,091 shares | $48,075 |
| PETCO HEALTH & WELLNESS CO I | CL A COM | 71601V105 | — | 20,914 shares | $47,475 |
| TREACE MED CONCEPTS INC | COM | 89455T109 | — | 10,530 shares | $46,753 |
| TITAN MNG CORP | COM SHS NEW | 88831L202 | — | 17,815 shares | $45,606 |
| BOX INC | NOTE 1.500% 9/1 | 10316TAD6 | — | 44,000 principal | $45,408 |
| GOODRX HLDGS INC | COM CL A | 38246G108 | — | 13,786 shares | $45,356 |
| TUHURA BIOSCIENCES INC | COM | 898920103 | — | 21,497 shares | $45,144 |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | 69352PAS2 | — | 43,000 principal | $44,856 |
| CITROTECH INC | COM NEW | 369759204 | — | 15,199 shares | $44,837 |
| LIVANOVA PLC | NOTE 2.500% 3/1 | 53802LAB8 | — | 34,000 principal | $43,525 |
| AIRSHIP AI HLDGS INC | COM | 008940108 | — | 22,875 shares | $42,548 |
| EMPIRE ST RLTY OP L P | UNIT LTD PRTNSP | 292102100 | — | 10,450 shares | $41,799 |
| AVALON HLDGS CORP | CL A | 05343P109 | — | 16,538 shares | $41,676 |
| UR-ENERGY INC | COM | 91688R108 | — | 38,360 shares | $41,429 |
| COMPASS THERAPEUTICS INC | COM | 20454B104 | — | 39,681 shares | $41,268 |
| DLH HLDGS CORP | COM | 23335Q100 | — | 11,000 shares | $40,700 |
| SELECTQUOTE INC | COM | 816307300 | — | 99,650 shares | $40,358 |
| MARCHEX INC | CL B | 56624R108 | — | 31,190 shares | $40,235 |
| CANTON STRATEGIC HOLDINGS IN | COM | 432705309 | — | 16,500 shares | $39,188 |
| OFS CREDIT COMPANY INC | COM | 67111Q107 | — | 16,966 shares | $38,852 |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 | — | 37,000 principal | $38,587 |
| DESTINATION XL GROUP INC | COM | 25065K104 | — | 85,401 shares | $37,747 |
| BRAEMAR HOTELS & RESORTS INC | COM | 10482B101 | — | 22,516 shares | $37,602 |
| OPKO HEALTH INC | COM | 68375N103 | — | 23,348 shares | $37,590 |
| CHERRY HILL MTG INVT CORP | COM | 164651101 | — | 14,150 shares | $36,931 |
| VISTA GOLD CORP | COM NEW | 927926303 | — | 13,616 shares | $36,899 |
| CARLYLE CREDIT INCOME FUND | SHS BEN INT | 92535C104 | — | 15,011 shares | $36,477 |
| EVOLUTION PETE CORP | COM | 30049A107 | — | 10,119 shares | $35,821 |
| EYEPOINT INC | COM NEW | 30233G209 | — | 10,946 shares | $35,793 |
| MICROBOT MED INC | COM NEW | 59503A204 | — | 29,793 shares | $35,752 |
| DOUGLAS ELLIMAN INC | COM | 25961D105 | — | 23,330 shares | $35,462 |
| GALIANO GOLD INC | COM | 36352H100 | — | 18,137 shares | $35,186 |
| FILANA THERAPEUTICS INC | COM | 14817C107 | — | 39,643 shares | $35,123 |
| VERRA MOBILITY CORP | CL A COM STK | 92511U102 | — | 11,188 shares | $34,681 |
| SABLE OFFSHORE CORP | COM SHS | 78574H104 | CALL | 10,000 shares | $34,600 |
| GOPRO INC | CL A | 38268T103 | — | 26,702 shares | $34,446 |
| RIBBON COMMUNICATIONS INC | COM | 762544104 | — | 19,379 shares | $34,107 |
| BOXABL INCORPORATED | COM SHS | 10316W107 | — | 10,125 shares | $33,109 |
| BLACKLINE INC | NOTE 1.000% 6/0 | 09239BAF6 | — | 37,000 principal | $33,043 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | — | 29,000 principal | $32,779 |
| WORKSPORT LTD | COM NEW | 98139Q308 | — | 70,117 shares | $32,429 |
| COMPUGEN LTD | ORD | M25722105 | — | 13,535 shares | $32,213 |
| PG&E CORP | NOTE 4.250%12/0 | 69331CAL2 | — | 33,000 principal | $32,174 |
| KIORA PHARMACEUTICALS INC | COM | 49721T507 | — | 12,500 shares | $32,000 |
| RETRACTABLE TECHNOLOGIES INC | COM | 76129W105 | — | 46,116 shares | $31,866 |
| OUTLOOK THERAPEUTICS INC | COM | 69012T305 | — | 54,283 shares | $31,131 |
| OCUGEN INC | COM | 67577C105 | — | 30,027 shares | $30,928 |
| GENASYS INC | COM | 36872P103 | — | 21,285 shares | $30,863 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 | — | 12,657 shares | $30,757 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | CALL | 10,000 shares | $30,650 |
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 20440W105 | — | 28,634 shares | $30,352 |
| CMS ENERGY CORP | NOTE 3.375% 5/0 | 125896BX7 | — | 30,000 principal | $30,180 |
| PARSONS CORP DEL | NOTE 2.625% 3/0 | 70202LAD4 | — | 32,000 principal | $30,100 |
| BLINK CHARGING CO | COM | 09354A100 | — | 55,240 shares | $29,830 |
| ITRON INC | NOTE 1.375% 7/1 | 465741AQ9 | — | 31,000 principal | $29,798 |
| ROCKET ONE INC | COM NEW | 44148G204 | — | 41,029 shares | $29,303 |
| CARDIOL THERAPEUTICS INC | COM CL A | 14161Y200 | — | 17,650 shares | $29,299 |
| EIGHTCO HOLDINGS INC | COM | 22890A302 | CALL | 25,000 shares | $29,250 |
| ATYR PHARMA INC | COM NEW | 002120202 | — | 96,375 shares | $29,202 |
| BUMBLE INC | COM CL A | 12047B105 | — | 10,993 shares | $28,912 |
| NANO X IMAGING LTD | ORD SHS | M70700105 | — | 41,662 shares | $28,897 |
| AMTD DIGITAL INC | SPONSORED ADS | 00180N101 | — | 16,000 shares | $28,640 |
| CONDUENT INC | COM | 206787103 | — | 18,349 shares | $28,624 |
| MERITAGE HOMES CORP | NOTE 1.750% 5/1 | 59001ABF8 | — | 30,000 principal | $28,612 |
| INOVIO PHARMACEUTICALS INC | COM SHS | 45773H409 | — | 23,227 shares | $28,337 |
| BLACK DIAMOND THERAPEUTICS I | COM | 09203E105 | — | 14,705 shares | $27,719 |
| WEC ENERGY GROUP INC | NOTE 3.375% 6/0 | 92939UAT3 | — | 28,000 principal | $27,484 |
| DEXCOM INC | NOTE 0.375% 5/1 | 252131AM9 | — | 29,000 principal | $27,464 |
| PLATINUM GROUP METALS LTD | COM | 72765Q882 | — | 21,786 shares | $27,450 |
| SMARTRENT INC | COM CL A | 83193G107 | — | 23,000 shares | $27,140 |
| TRX GOLD CORPORATION | COM | 87283P109 | — | 22,063 shares | $26,696 |
| NOUVEAU MONDE GRAPHITE INC | COM NEW | 66979W842 | — | 21,647 shares | $25,976 |
| ENCORE ENERGY CORP | COM NEW | 29259W700 | — | 23,832 shares | $25,739 |