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Occidental Asset Management, LLC
Period ended Sep 30, 2026 · Latest filing Nov 5, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $1,155,874,561
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- NVIDIA CORPORATION · COM · 67066G104 · shares: $119,480,079
- APPLE INC · COM · 037833100 · shares: $76,558,049
- MICROSOFT CORP · COM · 594918104 · shares: $47,116,363
- SPDR SERIES TRUST · ST INTER BD ETF · 78464A375 · shares: $29,390,412
- ISHARES TR · FLTG RATE NT ETF · 46429B655 · shares: $27,573,815
- SPDR SERIES TRUST · ST SHOR CORP ETF · 78464A474 · shares: $27,464,782
- ALPHABET INC · CAP STK CL C · 02079K107 · shares: $23,037,874
- ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $22,697,400
- FLEXSHARES TR · NORTHERN TR CORE · 33939L670 · shares: $20,719,216
- FIDELITY MERRIMACK STR TR · TOTAL BD ETF · 316188309 · shares: $20,263,447
Reported holdings
379 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| DUPONT DE NEMOURS INC | COMMON STOCK | 26614N201 | — | 1,984 shares | $257,702 |
| XCEL ENERGY INC | COM | 98389B100 | — | 3,641 shares | $256,618 |
| INNOVATOR ETFS TRUST | US EQUT BUFR AUG | 45782C698 | — | 4,622 shares | $255,518 |
| MUELLER INDS INC | COM | 624756102 | — | 4,190 shares | $253,956 |
| ISHARES TR | IBON 2031 TE ETF | 46438G661 | — | 10,280 shares | $253,402 |
| PAYCHEX INC | COM | 704326107 | — | 2,552 shares | $251,372 |
| RBB FD INC | F/M US TREASURY | 74933W452 | — | 5,000 shares | $249,250 |
| SPROTT ASSET MANAGEMENT LP | PHYSICAL GOLD AN | 85208R101 | — | 6,000 shares | $249,240 |
| US BANCORP | COM NEW | 902973304 | — | 4,312 shares | $249,061 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | — | 2,072 shares | $245,825 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 | — | 2,846 shares | $243,618 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | — | 1,865 shares | $240,454 |
| INNOVATOR ETFS TRUST | EQUI DUA 15 MARC | 45784N379 | — | 11,750 shares | $236,580 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 | — | 2,174 shares | $236,314 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | — | 1,306 shares | $235,798 |
| INNOVATOR ETFS TRUST | EQUITY DUAL DIRT | 45784N510 | — | 10,450 shares | $234,590 |
| FLEXSHARES TR | NRTRN TR HGH YLD | 33939L662 | — | 6,000 shares | $233,100 |
| PHILLIPS 66 | COM | 718546104 | — | 913 shares | $233,099 |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | — | 4,043 shares | $232,230 |
| EQUITABLE HLDGS INC | COM | 29452E101 | — | 4,495 shares | $230,459 |
| LOAR HOLDINGS INC | COM SHS | 53947R105 | — | 3,708 shares | $228,116 |
| NATIONAL FUEL GAS CO | COM | 636180101 | — | 3,000 shares | $227,580 |
| PAYCOM SOFTWARE INC | COM | 70432V102 | — | 1,045 shares | $227,444 |
| OR ROYALTIES INC. | COM SHS | 68390D106 | — | 6,623 shares | $227,434 |
| JACKSON FINANCIAL INC | COM CL A | 46817M107 | — | 1,757 shares | $227,215 |
| DIREXION SHARES ETF TRUST | AUSPCE CMD STG | 25460E307 | — | 6,492 shares | $226,116 |
| INNOVATOR ETFS TRUST | EMRGNG MKT APRIL | 45782C359 | — | 6,675 shares | $225,641 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | 81369Y886 | — | 5,719 shares | $225,567 |
| CVS HEALTH CORP | COM | 126650100 | — | 2,620 shares | $224,508 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 736 shares | $224,216 |
| SMITH A O CORP | COM | 831865209 | — | 3,929 shares | $221,478 |
| LINDE PLC | SHS | G54950103 | — | 466 shares | $221,237 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | 78467Y107 | — | 333 shares | $218,684 |
| HNI CORP | COM | 404251100 | — | 4,791 shares | $217,128 |
| DISNEY WALT CO | COM | 254687106 | — | 2,068 shares | $216,900 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | — | 2,775 shares | $216,728 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C748 | — | 4,917 shares | $216,299 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | — | 6,955 shares | $215,247 |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 45782C680 | — | 4,599 shares | $214,543 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C813 | — | 4,308 shares | $214,021 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 441 shares | $213,341 |
| EVERPURE INC | CL A | 74624M102 | — | 1,621 shares | $211,994 |
| DOXIMITY INC | CL A | 26622P107 | — | 7,479 shares | $211,955 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 | — | 4,643 shares | $210,096 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 571 shares | $209,501 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 3,130 shares | $209,042 |
| QUALYS INC | COM | 74758T303 | — | 1,116 shares | $208,915 |
| CACTUS INC | CL A | 127203107 | — | 3,353 shares | $208,624 |
| UNUM GROUP | COM | 91529Y106 | — | 2,347 shares | $205,902 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 2,090 shares | $203,629 |
| UNITED PARKS & RESORTS INC | COM | 81282V100 | — | 6,232 shares | $201,917 |
| WORLD KINECT CORPORATION | COM | 981475106 | — | 5,738 shares | $201,748 |
| SOUTHWEST AIRLS CO | COM | 844741108 | — | 4,823 shares | $200,844 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | — | 19,002 shares | $193,060 |
| PAYONEER GLOBAL INC | COM | 70451X104 | — | 25,043 shares | $178,807 |
| AKARI THERAPEUTICS PLC | SPONSORED ADR | 00972G405 | — | 18,125 shares | $168,563 |
| RENEW ENERGY GLOBAL PLC | CL A SHS | G7500M104 | — | 22,739 shares | $155,535 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | — | 13,275 shares | $136,202 |
| BLACKROCK TECH AND PRIVATE E | SHS BEN INT | 09260Q108 | — | 14,987 shares | $134,583 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | — | 13,968 shares | $124,734 |
| NUVEEN NY AMT FREE | COM | 670656107 | — | 13,055 shares | $120,628 |
| ABRDN INCOME CREDIT STRATEGI | COM | 003057106 | — | 26,653 shares | $118,606 |
| WESTERN ASSET EMERGING MKTS | COM | 95766A101 | — | 12,529 shares | $117,271 |
| LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | — | 14,131 shares | $116,157 |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | — | 14,068 shares | $111,559 |
| NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | — | 13,070 shares | $103,253 |
| NAVIENT CORPORATION | COM | 63938C108 | — | 10,215 shares | $92,650 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | — | 15,642 shares | $90,254 |
| ADT INC DEL | COM | 00090Q103 | — | 13,234 shares | $80,463 |
| AH RLTY TR INC | COM | 04208T108 | — | 11,127 shares | $67,875 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | — | 14,045 shares | $66,714 |
| VNET GROUP INC | SPONSORED ADS A | 90138A103 | — | 10,481 shares | $58,170 |
| WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | — | 14,402 shares | $46,951 |
| FERMI INC | COM | 314911108 | — | 10,351 shares | $43,578 |
| HADRON ENERGY INC | COMMON STOCK | 40500A108 | — | 20,840 shares | $27,300 |
| TUHURA BIOSCIENCES INC | COM | 898920103 | — | 10,000 shares | $21,000 |
| MICRON TECHNOLOGY INC | COM | 595112103 | PUT | 700 shares | $10,615 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | PUT | 100 shares | $9,573 |
| BROADCOM INC | COM | 11135F101 | PUT | 200 shares | $6,760 |