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Prospect Financial Services LLC
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $208,967,311
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- VANGUARD SCOTTSDALE FDS · LG-TERM COR BD · 92206C813 · shares: $13,223,874
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $11,007,693
- SL GREEN RLTY CORP · COM · 78440X887 · shares: $10,816,713
- ALPHABET INC · CAP STK CL C · 02079K107 · shares: $10,769,119
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $9,601,041
- VANGUARD SCOTTSDALE FDS · INT-TERM CORP · 92206C870 · shares: $9,071,583
- BOEING CO · COM · 097023105 · shares: $7,656,522
- NVIDIA CORPORATION · COM · 67066G104 · shares: $7,450,937
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $6,540,740
- VANGUARD INDEX FDS · MRNGSTR VAL ETF · 922908744 · shares: $5,968,575
Reported holdings
115 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | — | 193,049 shares | $13,223,874 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 15,706 shares | $11,007,693 |
| SL GREEN RLTY CORP | COM | 78440X887 | — | 221,110 shares | $10,816,713 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 31,605 shares | $10,769,119 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 12,978 shares | $9,601,041 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 115,842 shares | $9,071,583 |
| BOEING CO | COM | 097023105 | — | 41,153 shares | $7,656,522 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 32,625 shares | $7,450,937 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 19,009 shares | $6,540,740 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | 922908744 | — | 27,622 shares | $5,968,575 |
| APPLE INC | COM | 037833100 | — | 17,420 shares | $5,801,163 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 30,742 shares | $5,750,300 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 21,644 shares | $5,049,844 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 28,400 shares | $4,783,151 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | — | 30,345 shares | $4,709,510 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 | — | 49,901 shares | $4,685,209 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 128,882 shares | $4,630,734 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 46,353 shares | $4,176,888 |
| AMAZON COM INC | COM | 023135106 | — | 13,540 shares | $3,373,503 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | — | 151,874 shares | $3,002,542 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 31,814 shares | $2,855,647 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | — | 59,325 shares | $2,809,627 |
| ORACLE CORP | COM | 68389X105 | — | 19,054 shares | $2,616,094 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 79,430 shares | $2,583,874 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 15,635 shares | $2,544,616 |
| MICROSOFT CORP | COM | 594918104 | — | 4,425 shares | $2,269,639 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 | — | 32,959 shares | $2,001,617 |
| TESLA INC | COM | 88160R101 | — | 5,570 shares | $1,976,293 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 6,223 shares | $1,647,540 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 | — | 19,844 shares | $1,621,243 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | — | 30,816 shares | $1,458,837 |
| META PLATFORMS INC | CL A | 30303M102 | — | 1,948 shares | $1,412,665 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | — | 18,079 shares | $1,363,012 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 1,712 shares | $1,305,584 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 2,132 shares | $1,304,272 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 4,453 shares | $1,266,880 |
| ELI LILLY & CO | COM | 532457108 | — | 1,046 shares | $1,210,343 |
| SPDR SERIES TRUST | ST STR P500VAL | 78464A508 | — | 19,097 shares | $1,167,412 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 2,393 shares | $1,091,468 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 5,556 shares | $1,087,683 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | — | 44,816 shares | $1,063,037 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 | — | 3,342 shares | $985,513 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | — | 5,456 shares | $985,083 |
| VANGUARD NY TAX FREE FDS | TAX EXEMPT BD | 92204H400 | — | 10,051 shares | $978,411 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 7,177 shares | $976,307 |
| CAVA GROUP INC | COM | 148929102 | — | 17,949 shares | $971,041 |
| ISHARES TR | CORE S&P US VLU | 464287663 | — | 8,635 shares | $952,302 |
| ISHARES TR | S&P SML 600 GWT | 464287887 | — | 5,890 shares | $944,274 |
| VANGUARD INDEX FDS | MRNGSTR SML CP V | 922908611 | — | 4,047 shares | $934,880 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 | — | 16,485 shares | $893,817 |
| BROADCOM INC | COM | 11135F101 | — | 2,457 shares | $862,875 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 18,659 shares | $855,908 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 3,150 shares | $832,266 |
| VORNADO RLTY TR | SH BEN INT | 929042109 | — | 24,177 shares | $819,128 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | 14020W106 | — | 14,968 shares | $731,189 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 419 shares | $724,255 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 785 shares | $706,512 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 2,743 shares | $661,948 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 | — | 7,331 shares | $653,192 |
| NEBIUS GROUP N.V. | SHS CLASS A | N97284108 | — | 2,761 shares | $651,265 |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN INTL VL | 46654Q757 | — | 6,566 shares | $625,213 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 779 shares | $596,599 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 18,985 shares | $572,392 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 1,661 shares | $549,518 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | 84615Q103 | — | 3,346 shares | $504,782 |
| VANGUARD INDEX FDS | MRNGSTR SM CP GR | 922908595 | — | 1,476 shares | $498,635 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | — | 16,563 shares | $488,603 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 6,888 shares | $471,900 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 893 shares | $444,673 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | — | 4,268 shares | $431,495 |
| PAYPAL HLDGS INC | COM | 70450Y103 | — | 8,094 shares | $425,158 |
| LOWES COS INC | COM | 548661107 | — | 2,268 shares | $417,965 |
| EXCHANGE TRADED CONCEPTS TRU | EMQQ EME MAR ETF | 301505889 | — | 13,547 shares | $417,248 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 5,304 shares | $409,733 |
| THE ALGER ETF TRUST | AI ENABLERS ADOP | 015564503 | — | 8,813 shares | $409,528 |
| BP PLC | SPONSORED ADR | 055622104 | — | 9,094 shares | $400,054 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 3,156 shares | $395,319 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 1,056 shares | $387,464 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 5,300 shares | $371,796 |
| ROCKET LAB CORP | COM | 773121108 | — | 5,313 shares | $370,210 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | 33738R506 | — | 4,597 shares | $359,931 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 3,625 shares | $351,189 |
| VANGUARD WORLD FD | MRNGSTR MEGA CAP | 921910816 | — | 3,771 shares | $349,383 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | — | 20,323 shares | $346,514 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 33738D879 | — | 11,805 shares | $329,133 |
| VANGUARD INDEX FDS | MRNGSTR MD CP GR | 922908538 | — | 1,125 shares | $328,617 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | 46654Q716 | — | 6,275 shares | $320,777 |
| NETFLIX INC. | COM | 64110L106 | — | 4,433 shares | $308,447 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 | — | 2,445 shares | $296,459 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 969 shares | $295,197 |
| SCHWAB STRATEGIC TR | MUN BD ETF | 808524649 | — | 12,107 shares | $292,505 |
| PFIZER INC | COM | 717081103 | — | 9,894 shares | $282,177 |
| CLOUDFLARE INC | CL A COM | 18915M107 | — | 755 shares | $262,196 |
| SOUTHERN CO | COM | 842587107 | — | 3,145 shares | $260,689 |
| MADISON SQUARE GRDN SPRT COR | CL A | 55825T103 | — | 636 shares | $257,714 |
| SPDR SERIES TRUST | ST STR SP BIOT | 78464A870 | — | 1,606 shares | $253,233 |
| CHEVRON CORPORATION | COM | 166764100 | — | 1,239 shares | $253,036 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 | — | 13,955 shares | $245,608 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 269 shares | $244,533 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | — | 2,076 shares | $244,491 |