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Prospera Financial Services Inc

Period ended Sep 30, 2026 · Latest filing Nov 4, 2026

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Sep 30, 2026: $7,730,329,440

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. APPLE INC · COM · 037833100 · shares: $336,792,581
  2. NVIDIA CORPORATION · COM · 67066G104 · shares: $284,616,908
  3. MICROSOFT CORP · COM · 594918104 · shares: $180,380,305
  4. AMAZON COM INC · COM · 023135106 · shares: $132,295,740
  5. INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $92,524,562
  6. FIRST TR EXCHANGE TRADED FD · RISNG DIVD ACHIV · 33738R506 · shares: $91,435,013
  7. JPMORGAN CHASE & CO · COM · 46625H100 · shares: $88,826,720
  8. BROADCOM INC · COM · 11135F101 · shares: $86,728,414
  9. ALPHABET INC · CAP STK CL A · 02079K305 · shares: $86,351,651
  10. STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $76,766,852

Reported holdings

1,511 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
OFS CREDIT COMPANY INCCOM67111Q107 — 18,461 shares $28,431
OPENDOOR TECHNOLOGIES INCCOM683712103 — 14,500 shares $26,100
LITHIUM AMERS CORP NEWCOM SHS53681J103 — 12,460 shares $25,291
EOS ENERGY ENTERPRISES INCCOM CL A29415C101 — 12,850 shares $24,284
DENISON MINES CORPCOM248356107 — 10,650 shares $23,536
RING ENERGY INCCOM76680V108 — 16,450 shares $23,523
ATLAS LITHIUM CORPCOM NEW105861306 — 10,000 shares $17,000
ACUMEN PHARMACEUTICALS INCCOM00509G209 — 52,500 shares $11,030
HERON THERAPEUTICS INCCOM427746102 — 36,085 shares $10,013
POWERBANK CORPCOM SHS73933V100 — 10,000 shares $1,468
PRESIDIO PPTY TR INC*W EXP 01/24/20274102L113 — 11,025 shares $171