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Research Affiliates, LLC
Period ended Sep 30, 2013 · Latest filing Feb 13, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2013: $159,894,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2013. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES IBOXX INV GR CORP BOND · COMMON STOCK · 464287242 · shares: $30,455,000
- MARKET VECTORS EMERGING MARKET · COMMON STOCK · 57060U522 · shares: $23,594,000
- PROSHARES SHORT SP500 ETF · COMMON STOCK · 74347R503 · shares: $19,390,000
- POWERSHARES FTSE RAFI DEV MKT · COMMON STOCK · 73936T789 · shares: $14,975,000
- POWERSHARES FTSE RAFI EMERGIN · COMMON STOCK · 73936T763 · shares: $14,068,000
- POWERSHARES EMER MKTS SOVEREIG · COMMON STOCK · 73936T573 · shares: $13,971,000
- POWERSHARES DB G10 CURRENCY HA · COMMON STOCK · 73935Y102 · shares: $9,972,000
- POWERSHARES DB COMMODITY INDEX · COMMON STOCK · 73935S105 · shares: $6,993,000
- ISHARES SP CITIGROUP INTL TRE · COMMON STOCK · 464288117 · shares: $6,488,000
- PROSHARES SHORT QQQ ETF · COMMON STOCK · 74347R602 · shares: $5,502,000
Filing totals differ
The filing summary reports $159,894,000, while the holdings entries total $159,895,000.
Reported holdings
16 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES IBOXX INV GR CORP BOND | COMMON STOCK | 464287242 | — | 268,276 shares | $30,455,000 |
| MARKET VECTORS EMERGING MARKET | COMMON STOCK | 57060U522 | — | 970,960 shares | $23,594,000 |
| PROSHARES SHORT SP500 ETF | COMMON STOCK | 74347R503 | — | 692,994 shares | $19,390,000 |
| POWERSHARES FTSE RAFI DEV MKT | COMMON STOCK | 73936T789 | — | 360,755 shares | $14,975,000 |
| POWERSHARES FTSE RAFI EMERGIN | COMMON STOCK | 73936T763 | — | 693,011 shares | $14,068,000 |
| POWERSHARES EMER MKTS SOVEREIG | COMMON STOCK | 73936T573 | — | 511,020 shares | $13,971,000 |
| POWERSHARES DB G10 CURRENCY HA | COMMON STOCK | 73935Y102 | — | 390,302 shares | $9,972,000 |
| POWERSHARES DB COMMODITY INDEX | COMMON STOCK | 73935S105 | — | 271,462 shares | $6,993,000 |
| ISHARES SP CITIGROUP INTL TRE | COMMON STOCK | 464288117 | — | 64,392 shares | $6,488,000 |
| PROSHARES SHORT QQQ ETF | COMMON STOCK | 74347R602 | — | 267,974 shares | $5,502,000 |
| VANGUARD LONG-TERM CORPORATE | COMMON STOCK | 92206C813 | — | 55,932 shares | $4,586,000 |
| PROSHARES SHORT RUSSELL 2000 E | COMMON STOCK | 74347R826 | — | 168,087 shares | $3,105,000 |
| SPDR BARCLAYS CAPITAL EMERGING | COMMON STOCK | 78464A391 | — | 96,298 shares | $2,911,000 |
| POWERSHARES FTSE RAFI DEV MKT | COMMON STOCK | 73936T771 | — | 83,300 shares | $2,264,000 |
| SPDR DOW JONES INTL REAL ESTAT | COMMON STOCK | 78463X863 | — | 21,427 shares | $903,000 |
| PIMCO ENHANCED SHORT MATURITY | COMMON STOCK | 72201R833 | — | 7,079 shares | $718,000 |