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ROMAN BUTLER FULLERTON & CO
Period ended Sep 30, 2026 · Latest filing Oct 27, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $435,536,199
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- NVIDIA CORPORATION · COM · 67066G104 · shares: $25,369,672
- APPLE INC · COM · 037833100 · shares: $21,483,200
- MICROSOFT CORP · COM · 594918104 · shares: $17,793,235
- AMAZON COM INC · COM · 023135106 · shares: $14,076,064
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $13,243,077
- ALPHABET INC · CAP STK CL C · 02079K107 · shares: $11,194,890
- ELI LILLY & CO · COM · 532457108 · shares: $9,459,090
- MASTERCARD INCORPORATED · CL A · 57636Q104 · shares: $8,679,897
- VANGUARD SPECIALIZED FUNDS · DIV APP ETF · 921908844 · shares: $7,961,767
- WALMART INC · COM · 931142103 · shares: $7,796,058
Reported holdings
278 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 3,692 shares | $1,059,882 |
| EXELIXIS INC | COM | 30161Q104 | — | 168,589 shares | $1,058,628 |
| CBRE GBL REAL ESTATE INC FD | COM SHS OF BEN | 12504G878 | — | 95,859 shares | $1,053,501 |
| COMFORT SYS USA INC | COM | 199908104 | — | 715 shares | $1,048,210 |
| ETFS GOLD TR | PHYSCL GOLD SHS | 00326A104 | — | 25,715 shares | $1,013,706 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 | — | 2,011 shares | $1,009,492 |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 46138E339 | — | 6,988 shares | $992,313 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 4,925 shares | $984,281 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 | — | 3,369 shares | $982,888 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | — | 57,807 shares | $981,566 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 6,222 shares | $978,820 |
| REPUBLIC SVCS INC | COM | 760759100 | — | 4,211 shares | $964,669 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 4,057 shares | $959,268 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | 14020W106 | — | 19,422 shares | $952,266 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 | — | 15,901 shares | $951,511 |
| FORTINET INC | COM | 34959E109 | — | 5,480 shares | $939,974 |
| SANDISK CORP | COM | 80004C200 | — | 679 shares | $930,990 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 | — | 9,990 shares | $899,980 |
| ROCKET LAB CORP | COM | 773121108 | — | 17,414 shares | $894,383 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 9,719 shares | $877,079 |
| WISDOMTREE TR | ENHNCD CMMDTY ST | 97717Y683 | — | 32,473 shares | $870,939 |
| COCA COLA CO | COM | 191216100 | — | 9,265 shares | $865,563 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | — | 14,516 shares | $854,006 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 1,666 shares | $836,288 |
| TESLA INC | COM | 88160R101 | — | 2,268 shares | $834,839 |
| AMGEN INC | COM | 031162100 | — | 1,948 shares | $828,139 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 3,080 shares | $810,797 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 | — | 17,348 shares | $800,793 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | — | 11,054 shares | $771,021 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 17,418 shares | $769,022 |
| VANGUARD INDEX FDS | MRNGSTR MD CP GR | 922908538 | — | 2,613 shares | $755,498 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 1,370 shares | $751,258 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 11,852 shares | $750,378 |
| NETFLIX INC. | COM | 64110L106 | — | 10,732 shares | $749,648 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 82889N699 | — | 23,598 shares | $710,068 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 1,888 shares | $709,184 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 6,872 shares | $706,951 |
| HUNTINGTON INGALLS INDS INC | COM | 446413106 | — | 2,619 shares | $706,320 |
| BITWISE BITCOIN ETF TR | SHS BEN INT | 09174C104 | — | 15,742 shares | $698,171 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | — | 8,056 shares | $696,712 |
| PFIZER INC | COM | 717081103 | — | 23,616 shares | $695,262 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | — | 14,450 shares | $693,776 |
| AMEREN CORP | COM | 023608102 | — | 6,586 shares | $685,016 |
| WASTE MGMT INC DEL | COM | 94106L109 | — | 2,979 shares | $674,544 |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 315948109 | — | 9,387 shares | $667,834 |
| SUNBELT RENTALS HOLDINGS INC | SHS | 866966104 | — | 8,800 shares | $666,952 |
| PEPSICO INC | COM | 713448108 | — | 4,992 shares | $666,821 |
| UNITED PARCEL SVCS INC | CL B | 911312106 | — | 6,827 shares | $665,397 |
| ETF OPPORTUNITIES TRUST | REX FA IN EQ ETF | 26923N744 | — | 15,846 shares | $658,104 |
| AT&T INC | COM | 00206R102 | — | 27,445 shares | $636,731 |
| INVESCO EXCH TRADED FD TR II | S&P SMLCAP QTY | 46138G300 | — | 13,985 shares | $634,251 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 | — | 10,642 shares | $633,219 |
| ECOLAB INC | COM | 278865100 | — | 2,201 shares | $629,517 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 | — | 31,713 shares | $626,966 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | 389637109 | — | 9,928 shares | $626,912 |
| ROYAL BK CDA | COM | 780087102 | — | 3,192 shares | $626,650 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 | — | 7,364 shares | $620,453 |
| T ROWE PRICE EXCHANGE-TRADED | CAP APPRECIATION | 87283Q867 | — | 14,170 shares | $612,455 |
| CORNING INC | COM | 219350105 | — | 4,588 shares | $609,054 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 | — | 4,954 shares | $596,118 |
| ARGAN INC | COM | 04010E109 | — | 1,674 shares | $595,075 |
| SYSCO CORP | COM | 871829107 | — | 7,229 shares | $589,862 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 | — | 15,624 shares | $585,748 |
| THE ALGER ETF TRUST | CONCENTRATED EQT | 015564404 | — | 14,957 shares | $580,032 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | 81369Y506 | — | 8,533 shares | $578,583 |
| SALESFORCE INC | COM | 79466L302 | — | 2,366 shares | $573,742 |
| J P MORGAN EXCHANGE TRADED F | HEDG EQU LAD ETF | 46654Q724 | — | 8,255 shares | $573,288 |
| SMITH & WESSON BRANDS INC | COM | 831754106 | — | 38,640 shares | $571,112 |
| AMPLIFY ETF TR | BLOCK TECHN ETF | 032108607 | — | 10,202 shares | $555,522 |
| ARES CAPITAL CORP | COM | 04010L103 | — | 29,887 shares | $550,229 |
| INTEL CORP | COM | 458140100 | — | 5,918 shares | $544,673 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 291 shares | $536,922 |
| KINIKSA PHARMACEUTICALS INTL | ORD SHS CL A | G52694109 | — | 6,700 shares | $532,516 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 | — | 17,822 shares | $531,467 |
| BANK OF AMER CORP | 7.25%CNV PFD L | 060505682 | — | 450 shares | $526,014 |
| ISHARES TR | US INFRASTRUC | 46435U713 | — | 8,789 shares | $495,316 |
| TJX COS INC NEW | COM | 872540109 | — | 3,336 shares | $491,622 |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 | — | 3,989 shares | $488,653 |
| SPIRE INC | COM | 84857L101 | — | 5,981 shares | $485,489 |
| VANGUARD WORLD FD | UTILITIES ETF | 92204A876 | — | 2,663 shares | $476,464 |
| SPDR SERIES TRUST | ST TERM HIGH ETF | 78468R408 | — | 19,635 shares | $472,425 |
| AXON ENTERPRISE INC | COM | 05464C101 | — | 1,231 shares | $471,852 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 2,282 shares | $470,361 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | — | 5,699 shares | $463,775 |
| NATIONAL HEALTH INVS INC | COM | 63633D104 | — | 7,165 shares | $463,611 |
| MARATHON PETE CORP | COM | 56585A102 | — | 971 shares | $460,061 |
| VISTRA CORP | COM | 92840M102 | — | 2,980 shares | $446,204 |
| FIDELITY COVINGTON TRUST | CONSMR STAPLES | 316092303 | — | 7,857 shares | $433,281 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 5,985 shares | $433,219 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 | — | 2,616 shares | $432,272 |
| MCDONALDS CORP | COM | 580135101 | — | 1,775 shares | $430,739 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 631 shares | $429,360 |
| VENTAS INC | COM | 92276F100 | — | 4,939 shares | $417,438 |
| ADOBE INC | COM | 00724F101 | — | 1,684 shares | $416,100 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 4,510 shares | $413,001 |
| SAP SE | SPON ADR | 803054204 | — | 1,824 shares | $412,416 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 1,520 shares | $410,747 |
| ISHARES INC | MSCI GBL GOLD MN | 46434G855 | — | 5,350 shares | $406,096 |
| CHEVRON CORPORATION | COM | 166764100 | — | 1,796 shares | $403,161 |
| BOEING CO | COM | 097023105 | — | 2,096 shares | $401,385 |