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Spectrum Asset Management, Inc. (NB/CA)
Period ended Sep 30, 2026 · Latest filing Oct 19, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $346,341,598
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- WELLS FARGO & CO · COM · 949746101 · shares: $31,122,928
- VANGUARD BD INDEX FDS · VANGUARD ULTRA · 92203C303 · shares: $23,346,771
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT · 46137V357 · shares: $18,337,588
- SCHWAB STRATEGIC TR · US LCAP VA ETF · 808524409 · shares: $17,828,383
- FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT · 33740F730 · shares: $13,078,792
- FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT · 33740F680 · shares: $13,047,362
- ISHARES GOLD TR · ISHARES NEW · 464285204 · shares: $12,722,178
- FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT · 33740F615 · shares: $11,240,720
- SCHWAB STRATEGIC TR · INTL EQTY ETF · 808524805 · shares: $9,373,317
- FIRST TR EXCHNG TRADED FD VI · FT VEST INTER EQ · 33740F573 · shares: $7,306,801
Reported holdings
123 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| WELLS FARGO & CO | COM | 949746101 | — | 388,794 shares | $31,122,928 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 92203C303 | — | 471,176 shares | $23,346,771 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 88,153 shares | $18,337,588 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 535,226 shares | $17,828,383 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F730 | — | 272,747 shares | $13,078,792 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F680 | — | 266,981 shares | $13,047,362 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | — | 162,896 shares | $12,722,178 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F615 | — | 245,860 shares | $11,240,720 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 341,220 shares | $9,373,317 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST INTER EQ | 33740F573 | — | 251,687 shares | $7,306,801 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US | 33740F771 | — | 137,608 shares | $7,101,949 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 197,461 shares | $7,094,780 |
| CHEVRON CORPORATION | COM | 166764100 | — | 31,819 shares | $6,497,816 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 39,519 shares | $6,431,683 |
| ILLUMINA INC | COM | 452327109 | — | 23,111 shares | $6,325,019 |
| CISCO SYS INC | COM | 17275R102 | — | 53,242 shares | $5,730,388 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S. | 33740U406 | — | 115,653 shares | $5,619,684 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 16,010 shares | $5,455,261 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 30,846 shares | $5,195,084 |
| ISHARES TR | MSCI USA MIN ETF | 46429B697 | — | 52,787 shares | $5,143,548 |
| MICROSOFT CORP | COM | 594918104 | — | 9,539 shares | $4,892,316 |
| ABBVIE INC | COM | 00287Y109 | — | 17,730 shares | $4,637,933 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F714 | — | 90,014 shares | $4,507,001 |
| WALMART INC | COM | 931142103 | — | 40,303 shares | $4,188,264 |
| EMCOR GROUP INC | COM | 29084Q100 | — | 5,377 shares | $4,056,566 |
| ISHARES INC | MSCI JAPN SMCETF | 464286582 | — | 36,129 shares | $3,956,126 |
| CHARLES SCHWAB CORP (THE) | COM | 808513105 | — | 39,265 shares | $3,837,714 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | — | 54,743 shares | $3,831,977 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | 81369Y506 | — | 60,588 shares | $3,726,143 |
| EMERSON ELEC CO | COM | 291011104 | — | 23,000 shares | $3,567,300 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 28,739 shares | $3,276,510 |
| SERIES PORTFOLIOS TR | ELDR AAA CLO ETF | 81752T486 | — | 127,301 shares | $3,260,179 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 | — | 22,128 shares | $3,154,789 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 6,313 shares | $3,143,559 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 | — | 34,970 shares | $3,018,611 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 | — | 12,528 shares | $2,966,308 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | — | 17,592 shares | $2,934,404 |
| ISHARES TR | 0-3 MTH TREASURY | 46436E718 | — | 28,562 shares | $2,875,623 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 | — | 112,870 shares | $2,675,019 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 3,221 shares | $2,462,176 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 82,157 shares | $2,408,030 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | — | 3 shares | $2,241,015 |
| LINDE PLC | SHS | G54950103 | — | 4,619 shares | $2,192,409 |
| ORACLE CORP | COM | 68389X105 | — | 15,441 shares | $2,120,025 |
| SOLSTICE ADVANCED MATLS INC | COM SHS | 83443Q103 | — | 35,560 shares | $2,002,740 |
| APPLE INC | COM | 037833100 | — | 5,929 shares | $1,974,481 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US | 33740F631 | — | 39,662 shares | $1,851,026 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 5,104 shares | $1,756,022 |
| HONEYWELL INTL INC | COM | 438516205 | — | 7,389 shares | $1,558,636 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F839 | — | 28,275 shares | $1,489,884 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 15,881 shares | $1,431,037 |
| VISA INC | COM CL A | 92826C839 | — | 3,840 shares | $1,379,656 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S. | 33740U802 | — | 32,760 shares | $1,367,730 |
| MCKESSON CORP | COM | 58155Q103 | — | 1,600 shares | $1,367,600 |
| HONEYWELL AEROSPACE INC | COM | 43849R105 | — | 8,632 shares | $1,337,702 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 12,890 shares | $1,317,101 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 1,410 shares | $1,283,194 |
| GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | — | 18,353 shares | $1,281,407 |
| RTX CORPORATION | COM | 75513E101 | — | 6,351 shares | $1,178,972 |
| BLACKROCK ETF TRUST II | ISHA SH TERM ETF | 092528884 | — | 21,230 shares | $1,057,467 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 4,413 shares | $1,009,005 |
| SLB LIMITED | COM STK | 806857108 | — | 20,571 shares | $1,005,188 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F698 | — | 17,755 shares | $908,879 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 12,503 shares | $882,851 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 6,488 shares | $882,628 |
| GE VERNOVA INC | COM | 36828A101 | — | 865 shares | $822,174 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 | — | 15,680 shares | $802,032 |
| GE AEROSPACE | COM NEW | 369604301 | — | 2,564 shares | $800,712 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 3,019 shares | $797,653 |
| DEERE & CO | COM | 244199105 | — | 1,136 shares | $764,755 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST UQ EQT | 33740F672 | — | 15,460 shares | $742,779 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | — | 2,009 shares | $691,096 |
| AMAZON COM INC | COM | 023135106 | — | 2,773 shares | $690,893 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 8,370 shares | $651,019 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 6,375 shares | $584,205 |
| ISHARES TR | IBONDS 27 TRM TS | 46436E841 | — | 25,856 shares | $577,103 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 7,000 shares | $568,400 |
| FRANCO NEV CORP | COM | 351858105 | — | 2,324 shares | $553,368 |
| PERMIAN RESOURCES CORP | CLASS A COM | 71424F105 | — | 25,670 shares | $542,151 |
| VERALTO CORP | COM SHS | 92338C103 | — | 5,717 shares | $539,971 |
| PFIZER INC | COM | 717081103 | — | 18,847 shares | $537,525 |
| ELI LILLY & CO | COM | 532457108 | — | 445 shares | $514,901 |
| MEDTRONIC PLC | SHS | G5960L103 | — | 5,785 shares | $503,353 |
| MCDONALDS CORP | COM | 580135101 | — | 2,170 shares | $501,084 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 1,247 shares | $466,678 |
| STMICROELECTRONICS N V | NY REGISTRY | 861012102 | — | 8,383 shares | $447,317 |
| GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | — | 8,258 shares | $439,663 |
| CELESTICA INC | COM | 15101Q207 | — | 1,091 shares | $394,321 |
| SEMPRA | COM | 816851109 | — | 4,844 shares | $380,858 |
| NEWMONT CORP | COM | 651639106 | — | 3,168 shares | $365,357 |
| MORNINGSTAR INC | COM | 617700109 | — | 1,834 shares | $348,500 |
| TESLA INC | COM | 88160R101 | — | 947 shares | $336,108 |
| CATERPILLAR INC | COM | 149123101 | — | 413 shares | $334,691 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 634 shares | $331,462 |
| ISHARES TR | IBONDS 28 TRM TS | 46436E833 | — | 14,048 shares | $307,792 |
| ISHARES TR | IBOND DEC 2030 | 46436E593 | — | 15,984 shares | $303,537 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | — | 1,650 shares | $302,396 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 773 shares | $294,390 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 371 shares | $284,131 |
| PEPSICO INC | COM | 713448108 | — | 2,238 shares | $283,624 |