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Whipplewood Advisors, LLC
Period ended Sep 30, 2026 · Latest filing Oct 20, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $148,326,034
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- JANUS DETROIT STR TR · Exchange Traded Fund · 47103U845 · shares: $20,151,863
- ELEVATION SERIES TRUST · Exchange Traded Fund · 210322590 · shares: $12,232,629
- ISHARES TR · Exchange Traded Fund · 46432F396 · shares: $4,017,524
- VANGUARD SPECIALIZED FUNDS · Exchange Traded Fund · 921908844 · shares: $3,956,471
- ARES CAPITAL CORP · Closed-end Fund · 04010L103 · shares: $3,783,519
- INNOVATOR ETFS TRUST · Exchange Traded Fund · 45783Y855 · shares: $3,637,491
- BLACKSTONE SECD LENDING FD · Common / Ordinary Stock · 09261X102 · shares: $3,360,102
- VANGUARD WHITEHALL FDS · Exchange Traded Fund · 921946810 · shares: $3,290,348
- VANGUARD TAX-MANAGED FDS · Exchange Traded Fund · 921943858 · shares: $3,248,907
- J P MORGAN EXCHANGE TRADED F · Exchange Traded Fund · 46654Q773 · shares: $3,053,446
Reported holdings
200 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| JANUS DETROIT STR TR | Exchange Traded Fund | 47103U845 | — | 399,284 shares | $20,151,863 |
| ELEVATION SERIES TRUST | Exchange Traded Fund | 210322590 | — | 437,586 shares | $12,232,629 |
| ISHARES TR | Exchange Traded Fund | 46432F396 | — | 12,660 shares | $4,017,524 |
| VANGUARD SPECIALIZED FUNDS | Exchange Traded Fund | 921908844 | — | 16,958 shares | $3,956,471 |
| ARES CAPITAL CORP | Closed-end Fund | 04010L103 | — | 198,090 shares | $3,783,519 |
| INNOVATOR ETFS TRUST | Exchange Traded Fund | 45783Y855 | — | 104,077 shares | $3,637,491 |
| BLACKSTONE SECD LENDING FD | Common / Ordinary Stock | 09261X102 | — | 140,121 shares | $3,360,102 |
| VANGUARD WHITEHALL FDS | Exchange Traded Fund | 921946810 | — | 34,848 shares | $3,290,348 |
| VANGUARD TAX-MANAGED FDS | Exchange Traded Fund | 921943858 | — | 46,012 shares | $3,248,907 |
| J P MORGAN EXCHANGE TRADED F | Exchange Traded Fund | 46654Q773 | — | 59,394 shares | $3,053,446 |
| J P MORGAN EXCHANGE TRADED F | Exchange Traded Fund | 46641Q670 | — | 66,187 shares | $2,963,854 |
| SCHWAB STRATEGIC TR | Exchange Traded Fund | 808524755 | — | 55,128 shares | $2,963,130 |
| VANGUARD INTL EQUITY INDEX F | Exchange Traded Fund | 922042742 | — | 17,407 shares | $2,747,695 |
| APPLE INC | Common / Ordinary Stock | 037833100 | — | 7,499 shares | $2,497,317 |
| J P MORGAN EXCHANGE TRADED F | Exchange Traded Fund | 46641Q332 | — | 41,116 shares | $2,311,542 |
| ENTERPRISE PRODS PARTNERS L | Master Limited Partnership | 293792107 | — | 59,945 shares | $2,134,641 |
| AB ACTIVE ETFS INC | Exchange Traded Fund | 00039J202 | — | 84,926 shares | $2,087,481 |
| ISHARES TR | Exchange Traded Fund | 46434V613 | — | 44,764 shares | $1,973,645 |
| WESTERN ASSET PREMIER BD FD | Closed-end Fund | 957664105 | — | 195,362 shares | $1,945,806 |
| SCHWAB STRATEGIC TR | Exchange Traded Fund | 808524771 | — | 56,575 shares | $1,780,415 |
| VANGUARD INTL EQUITY INDEX F | Exchange Traded Fund | 922042858 | — | 29,475 shares | $1,748,162 |
| ISHARES TR | Exchange Traded Fund | 464287200 | — | 2,157 shares | $1,651,938 |
| GOLUB CAP BDC INC | Common / Ordinary Stock | 38173M102 | — | 130,064 shares | $1,642,708 |
| SCHWAB STRATEGIC TR | Exchange Traded Fund | 808524730 | — | 38,189 shares | $1,598,973 |
| ISHARES INC | Exchange Traded Fund | 464286533 | — | 21,531 shares | $1,594,371 |
| INVESCO EXCHANGE TRADED FD T | Exchange Traded Fund | 46137V613 | — | 29,283 shares | $1,593,874 |
| HERCULES CAPITAL INC | Common / Ordinary Stock | 427096508 | — | 92,707 shares | $1,558,405 |
| J P MORGAN EXCHANGE TRADED F | Exchange Traded Fund | 46654Q203 | — | 25,211 shares | $1,544,426 |
| DOUBLELINE ETF TRUST | Exchange Traded Fund | 25861R303 | — | 27,477 shares | $1,401,877 |
| INVESCO EXCHANGE TRADED FD T | Exchange Traded Fund | 46137V597 | — | 26,631 shares | $1,393,600 |
| SCHWAB STRATEGIC TR | Exchange Traded Fund | 808524508 | — | 40,590 shares | $1,380,872 |
| NUVEEN SELECT MAT MUN FD | Closed-end Fund | 67061T101 | — | 158,443 shares | $1,378,454 |
| VANECK ETF TRUST | Exchange Traded Fund | 92189F593 | — | 36,336 shares | $1,256,942 |
| SPDR INDEX SHS FDS | Exchange Traded Fund | 78470E106 | — | 19,973 shares | $1,069,954 |
| ARES MANAGEMENT CORPORATION | Common / Ordinary Stock | 03990B101 | — | 9,095 shares | $1,056,566 |
| VANECK ETF TRUST | Exchange Traded Fund | 92189F643 | — | 9,686 shares | $1,023,907 |
| VANECK ETF TRUST | Exchange Traded Fund | 92189F486 | — | 39,263 shares | $1,004,740 |
| BLACKSTONE INC | Common / Ordinary Stock | 09260D107 | — | 8,811 shares | $987,625 |
| VANECK ETF TRUST | Exchange Traded Fund | 92189F437 | — | 35,188 shares | $978,578 |
| MICROSOFT CORP | Common / Ordinary Stock | 594918104 | — | 1,860 shares | $953,994 |
| FLAHERTY & CRUMRINE DYNAMIC | Closed-end Fund | 33848W106 | — | 50,397 shares | $951,495 |
| SEI EXCHANGE TRADED FUNDS | Exchange Traded Fund | 81589A874 | — | 38,359 shares | $928,825 |
| EATON VANCE MUN INCOME TR | Closed-end Fund | 27826U108 | — | 97,455 shares | $900,484 |
| VANGUARD WORLD FD | Exchange Traded Fund | 921910873 | — | 3,160 shares | $892,100 |
| INVESCO ADVANTAGE MUN INCOME | Closed-end Fund | 46132E103 | — | 117,335 shares | $877,666 |
| INVESCO VALUE MUN INCOME TR | Closed-end Fund | 46132P108 | — | 83,872 shares | $877,301 |
| SIXTH STREET SPECIALTY LENDI | Closed-end Fund | 83012A109 | — | 48,475 shares | $873,520 |
| INVESCO QQQ TR | Exchange Traded Fund | 46090E103 | — | 1,171 shares | $866,271 |
| INNOVATOR ETFS TRUST | Exchange Traded Fund | 45783Y582 | — | 33,742 shares | $841,262 |
| INNOVATOR ETFS TRUST | Exchange Traded Fund | 45783Y657 | — | 33,806 shares | $837,371 |
| INNOVATOR ETFS TRUST | Exchange Traded Fund | 45783Y525 | — | 35,123 shares | $836,981 |
| INNOVATOR ETFS TRUST | Exchange Traded Fund | 45783Y624 | — | 33,555 shares | $832,164 |
| NUVEEN AMT FREE MUN CR INC F | Closed-end Fund | 67071L106 | — | 78,099 shares | $828,630 |
| INVESCO EXCH TRADED FD TR II | Exchange Traded Fund | 46138E354 | — | 11,577 shares | $816,294 |
| J P MORGAN EXCHANGE TRADED F | Exchange Traded Fund | 46641Q837 | — | 15,880 shares | $799,876 |
| SPDR SERIES TRUST | Exchange Traded Fund | 78464A359 | — | 7,866 shares | $795,882 |
| NUVEEN AMT FREE QLTY MUN INC | Closed-end Fund | 670657105 | — | 78,723 shares | $783,294 |
| NYLIM MACKAY DEFINEDTERM MUN | Closed-end Fund | 56064K100 | — | 57,486 shares | $782,384 |
| INVESCO MUNICIPAL TRUST | Closed-end Fund | 46131J103 | — | 91,426 shares | $775,292 |
| MCDONALDS CORP | Common / Ordinary Stock | 580135101 | — | 3,284 shares | $758,407 |
| INNOVATOR ETFS TRUST | Exchange Traded Fund | 45783Y822 | — | 44,361 shares | $696,818 |
| CARLYLE SECURED LENDING INC | Closed-end Fund | 872280102 | — | 64,415 shares | $688,596 |
| WESTERN ASSET INTER MUNI | Closed-end Fund | 958435109 | — | 95,887 shares | $670,250 |
| GOLDMAN SACHS ETF TR | Exchange Traded Fund | 38149W622 | — | 11,833 shares | $660,636 |
| INVESCO TR INVT GRADE MUNS | Closed-end Fund | 46131M106 | — | 73,204 shares | $633,215 |
| JANUS DETROIT STR TR | Exchange Traded Fund | 47103U753 | — | 12,718 shares | $600,417 |
| VANGUARD SCOTTSDALE FDS | Exchange Traded Fund | 92206C771 | — | 13,299 shares | $590,609 |
| GLOBAL X FDS | Exchange Traded Fund | 37954Y277 | — | 19,880 shares | $586,891 |
| INVESCO EXCH TRADED FD TR II | Exchange Traded Fund | 46138G805 | — | 23,143 shares | $585,518 |
| BLACKROCK CORPOR HI YLD FD I | Closed-end Fund | 09255P107 | — | 74,581 shares | $584,715 |
| FIDELITY COVINGTON TRUST | Exchange Traded Fund | 316092543 | — | 16,431 shares | $583,958 |
| ENERGY TRANSFER L P | Master Limited Partnership | 29273V100 | — | 28,923 shares | $571,808 |
| PIMCO HIGH INCOME FD | Closed-end Fund | 722014107 | — | 139,306 shares | $571,155 |
| INVESCO EXCHANGE TRADED FD T | Exchange Traded Fund | 46137V431 | — | 4,402 shares | $523,046 |
| NUVEEN MUN CR INCOME FD | Closed-end Fund | 67070X101 | — | 47,905 shares | $518,811 |
| MAIN STR CAP CORP | Common / Ordinary Stock | 56035L104 | — | 9,130 shares | $502,607 |
| INVESCO EXCHANGE TRADED FD T | Exchange Traded Fund | 46137V464 | — | 3,362 shares | $493,374 |
| FIRST TR EXCHANGE-TRADED FD | Exchange Traded Fund | 33738D879 | — | 16,435 shares | $458,208 |
| AMERICAN BEACON SELECT FUNDS | Exchange Traded Fund | 02368W408 | — | 9,231 shares | $455,273 |
| J P MORGAN EXCHANGE TRADED F | Exchange Traded Fund | 46641Q126 | — | 9,046 shares | $446,963 |
| UNION PAC CORP | Common / Ordinary Stock | 907818108 | — | 1,509 shares | $410,644 |
| WELLTOWER INC | Closed-end REIT | 95040Q104 | — | 1,678 shares | $386,343 |
| STATE STR SPDR S&P 500 ETF T | Exchange Traded Fund | 78462F103 | — | 467 shares | $356,148 |
| VANGUARD SCOTTSDALE FDS | Exchange Traded Fund | 92206C664 | — | 3,004 shares | $337,169 |
| VANGUARD INDEX FDS | Exchange Traded Fund | 922908363 | — | 466 shares | $326,601 |
| BLACKROCK MUNIYILD QULT FD I | Closed-end Fund | 09254F100 | — | 32,736 shares | $325,068 |
| EATON VANCE CALIF MUN INCOM | Closed-end Fund | 27826F101 | — | 29,000 shares | $294,060 |
| PIMCO ETF TR | Exchange Traded Fund | 72201R874 | — | 5,869 shares | $289,987 |
| BLACKSTONE MORTGAGE TRUST IN | Closed-end REIT | 09257W100 | — | 23,478 shares | $268,823 |
| PIMCO CALIF MUN INCOME FD | Closed-end Fund | 72200N106 | — | 34,311 shares | $264,538 |
| J P MORGAN EXCHANGE TRADED F | Exchange Traded Fund | 46641Q134 | — | 3,211 shares | $263,816 |
| GLOBAL X FDS | Exchange Traded Fund | 37950E333 | — | 27,634 shares | $250,640 |
| PIMCO MUN INCOME FD II | Closed-end Fund | 72200W106 | — | 35,542 shares | $233,511 |
| PGIM ETF TR | Exchange Traded Fund | 69344A834 | — | 4,267 shares | $218,854 |
| APPLIED MATLS INC | Common / Ordinary Stock | 038222105 | — | 400 shares | $204,552 |
| THERMO FISHER SCIENTIFIC INC | Common / Ordinary Stock | 883556102 | — | 295 shares | $199,140 |
| ARK ETF TR | Exchange Traded Fund | 00214Q104 | — | 2,201 shares | $196,109 |
| ADVANCED MICRO DEVICES INC | Common / Ordinary Stock | 007903107 | — | 300 shares | $183,528 |
| ORACLE CORP | Common / Ordinary Stock | 68389X105 | — | 1,268 shares | $174,096 |
| FIRST TR EXCHNG TRADED FD VI | Exchange Traded Fund | 33740F755 | — | 4,337 shares | $162,507 |