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CALDWELL SUTTER CAPITAL, INC.
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $267,571,406
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $16,347,754
- PERMA-PIPE INTL HLDGS INC · COM · 714167103 · shares: $6,971,385
- PLUMAS BANCORP · COM · 729273102 · shares: $6,450,617
- CATERPILLAR INC · COM · 149123101 · shares: $6,279,934
- KINETIK HOLDINGS INC COM · NEW CL A · 02215L209 · shares: $5,889,765
- MSA SAFETY INC · COM · 553498106 · shares: $5,131,660
- SUMMIT ST BK SANTA ROSA CALIF · COM · 866264203 · shares: $4,317,157
- VISA INC · COM CL A · 92826C839 · shares: $4,183,381
- ISHARES TR · 0-3 MNTH TREASRY · 46436E718 · shares: $4,152,093
- BERKSHIRE HATHAWA INC DEL · CL B NEW · 084670702 · shares: $4,060,782
Reported holdings
949 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CALIFORNIA BANCORP | COM | 84252A106 | — | 4,898 shares | $104,572 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | — | 327 shares | $104,025 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 | — | 694 shares | $103,163 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | — | 590 shares | $101,663 |
| EASTERLY GOVT PPTYS INC COM | SHS | 27616P301 | — | 4,336 shares | $100,595 |
| TARGET CORP | COM | 87612E106 | — | 638 shares | $99,968 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 163 shares | $99,717 |
| ISHARES INC | MSCI EURZONE ETF | 464286608 | — | 1,466 shares | $98,706 |
| CSX CORP | COM | 126408103 | — | 2,107 shares | $97,997 |
| TRUIST FINL CORP | COM | 89832Q109 | — | 2,105 shares | $97,462 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 1,240 shares | $95,790 |
| CONNECTONE BANCORP INC | COM | 20786W107 | — | 3,171 shares | $95,289 |
| NEBIUS GROUP N.V. SHS | CLASS A | N97284108 | — | 401 shares | $94,588 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | — | 351 shares | $94,430 |
| PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | — | 465 shares | $93,158 |
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | — | 13,010 shares | $92,371 |
| VANECK ETF TRUST | BDC INCOME ETF | 92189F411 | — | 7,140 shares | $92,035 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | — | 1,019 shares | $90,273 |
| MARSH & MCLENNAN COS INC | COM | 571748102 | — | 528 shares | $90,145 |
| ENDEAVOUR SILVER CORP | COM | 29258Y103 | — | 10,483 shares | $89,944 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 | — | 658 shares | $89,179 |
| EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 | — | 3,635 shares | $89,119 |
| RALLIANT CORP | COM | 750940108 | — | 1,261 shares | $87,223 |
| NIKE INC | CL B | 654106103 | — | 2,462 shares | $87,155 |
| NEWMONT CORP | COM | 651639106 | — | 749 shares | $86,390 |
| ISHARES TR | US AER DEF ETF | 464288760 | — | 412 shares | $85,358 |
| BUNGE GLOBAL SA COM | SHS | H11356104 | — | 793 shares | $84,811 |
| SOUTHERN CO | COM | 842587107 | — | 1,018 shares | $84,382 |
| OVINTIV INC | COM | 69047Q102 | — | 1,450 shares | $83,839 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 | — | 314 shares | $82,695 |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 | — | 2,932 shares | $82,506 |
| BARK INC | COM NEW | 68622E203 | — | 9,561 shares | $80,886 |
| ISHARES TR | U.S. FINLS ETF | 464287788 | — | 641 shares | $80,548 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 825 shares | $79,930 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 1,180 shares | $78,812 |
| CITIGROUP INC | COM NEW | 172967424 | — | 605 shares | $78,335 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 743 shares | $77,190 |
| EXPAND ENERGY CORPORATION | COM | 165167735 | — | 900 shares | $75,681 |
| FASTENAL CO | COM | 311900104 | — | 1,522 shares | $75,385 |
| EVERGY INC | COM | 30034W106 | — | 956 shares | $74,989 |
| SMITH MIDLAND CORP | COM | 832156103 | — | 3,272 shares | $74,602 |
| SOLSTICE ADVANCED MATLS INC COM | SHS | 83443Q103 | — | 1,310 shares | $73,779 |
| ROYAL BK CDA | COM | 780087102 | — | 375 shares | $73,721 |
| OTIS WORLDWIDE CORP | COM | 68902V107 | — | 1,141 shares | $73,389 |
| ENVISTA HOLDINGS CORPORATION | COM | 29415F104 | — | 3,116 shares | $73,133 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 1,261 shares | $72,911 |
| GRAIL INC | COM | 384747101 | — | 518 shares | $72,582 |
| LEGG MASON ETF INVT | CLEARBRIDGE DI | 524682309 | — | 1,324 shares | $72,347 |
| ANNALY CAPITAL MANAGEMENT INC | COM NEW | 035710839 | — | 3,828 shares | $72,311 |
| MARRIOTT INTL INC | NEW CL A | 571903202 | — | 200 shares | $71,134 |
| WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | — | 1,273 shares | $71,046 |
| BANK OF MONTREAL | COM | 063671101 | — | 422 shares | $70,580 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | — | 380 shares | $69,643 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | — | 803 shares | $68,223 |
| SANDISK CORP | COM | 80004C200 | — | 39 shares | $67,856 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | — | 402 shares | $67,705 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | — | 2,155 shares | $67,387 |
| SERVICENOW INC | COM | 81762P102 | — | 497 shares | $66,603 |
| ENTERGY CORP | NEW COM | 29364G103 | — | 668 shares | $66,306 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 | — | 773 shares | $66,022 |
| OCEANFIRST FINL CORP | COM | 675234108 | — | 3,940 shares | $65,128 |
| SHELL PLC | SPON ADS | 780259305 | — | 684 shares | $65,014 |
| FRANKLIN TEMPLETON INC | COM | 354613101 | — | 2,000 shares | $64,240 |
| EMCOR GROUP INC | COM | 29084Q100 | — | 83 shares | $62,623 |
| GENERAL MTRS CO | COM | 37045V100 | — | 813 shares | $62,601 |
| RLJ LODGING TR | CUM CONV PFD A | 74965L200 | — | 2,600 shares | $62,504 |
| COMMERCIAL METALS CO | COM | 201723103 | — | 1,000 shares | $62,100 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | — | 183 shares | $61,823 |
| AUTODESK INC | COM | 052769106 | — | 293 shares | $61,237 |
| FERMI INC | COM | 314911108 | — | 14,500 shares | $61,045 |
| ARES CAPITAL CORP | COM | 04010L103 | — | 3,192 shares | $60,972 |
| CMS ENERGY CORP | COM | 125896100 | — | 950 shares | $59,926 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 | — | 698 shares | $59,749 |
| IDEAYA BIOSCIENCES INC | COM | 45166A102 | — | 1,554 shares | $59,705 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 154 shares | $58,649 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1000 ETF | 46137V613 | — | 1,075 shares | $58,512 |
| DOORDASH INC | CL A | 25809K105 | — | 317 shares | $58,185 |
| LYONDELLBASELL INDUSTRIES NV | SHS - A - | N53745100 | — | 1,006 shares | $57,815 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | — | 748 shares | $57,753 |
| SUNSTONE HOTEL INVS INC | NEW COM | 867892101 | — | 5,140 shares | $57,619 |
| NU HLDGS LTD ORD SHS | CL A | G6683N103 | — | 4,545 shares | $57,540 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 83 shares | $56,029 |
| TAKE-TWO INTERACTIVE SOFTWARE | COM | 874054109 | — | 268 shares | $55,610 |
| RMR GROUP INC | CL A | 74967R106 | — | 3,036 shares | $54,891 |
| VIATRIS INC | COM | 92556V106 | — | 3,046 shares | $53,981 |
| DEVON ENERGY CORP | NEW COM | 25179M103 | — | 1,170 shares | $53,867 |
| FLEXHARES TR | QLT DIV DEF IDX | 33939L845 | — | 605 shares | $53,833 |
| ELI LILLY & CO | COM | 532457108 | — | 46 shares | $53,741 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | — | 943 shares | $53,015 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 | — | 1,019 shares | $52,988 |
| QNITY ELECTRONICS INC | COMMON STOCK | 74743L100 | — | 421 shares | $52,946 |
| SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | — | 589 shares | $52,869 |
| ISHARES TR | EAFE SML CP ETF | 464288273 | — | 624 shares | $52,678 |
| CORTEVA INC | COM | 22052L104 | — | 678 shares | $52,640 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 | — | 529 shares | $51,546 |
| ISHARES INC | MSCI GERMANY ETF | 464286806 | — | 1,230 shares | $50,811 |
| ISHARES TR | ESG SCRD S&P MID | 46436E551 | — | 1,034 shares | $50,439 |
| TEXAS PACIFIC LAND CORPORATION | COM | 88262P102 | — | 153 shares | $49,852 |
| ASCENDIS PHARMA A/S ORD | SHS | K08588103 | — | 218 shares | $49,667 |
| EBAY INC. | COM | 278642103 | — | 467 shares | $49,525 |