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FNY Investment Advisers, LLC
Period ended Sep 30, 2026 · Latest filing Oct 16, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $402,476
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES 20 PLS YEAR TREASURY BND ETF · COM · 464287432 · shares: $36,535
- MODERNA ORD · COM · 60770K107 · shares: $20,722
- WARNER BROS. DISCOVERY SRS A ORD · COM · 934423104 · shares: $15,070
- BOEING ORD · COM · 097023105 · shares: $7,499
- ADVANCED MICRO DEVICES ORD · COM · 007903107 · shares: $7,328
- LUMENTUM HOLDINGS ORD · COM · 55024U109 · shares: $6,332
- CODERE ONLINE LUXEMBOURG ORD · COM · L18268109 · shares: $6,318
- ROKU CL A ORD · COM · 77543R102 · shares: $6,091
- INTEL ORD · COM · 458140100 · shares: $5,929
- MICRON TECHNOLOGY ORD · COM · 595112103 · shares: $5,796
Filing totals differ
The filing summary reports $402,476, while the holdings entries total $402,067.
Reported holdings
1,073 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| GALDERMA GROUP ADR | COM | 36321W105 | — | 1,270 shares | $50 |
| JAMES HARDIE ORD | COM | G4253H101 | — | 2,000 shares | $50 |
| SEANERGY MARITIME HOLDINGS ORD | COM | Y73760400 | — | 3,100 shares | $50 |
| XPENG ADR REP 2 ORD | SPONSORED ADR | 98422D105 | — | 5,250 shares | $50 |
| COMPANHIA PARANAENSE DE ENERGIA ADR | COM | 20441B704 | — | 4,000 shares | $49 |
| JOINT STOCK COMPANY NATIONAL GDR | COM | 63253R201 | — | 782 shares | $49 |
| KLA ORD | COM | 482480100 | — | 255 shares | $49 |
| STATE STRT HLTH CRE SLT SEC SPDR ETF | COM | 81369Y209 | — | 294 shares | $49 |
| TRUIST FINANCIAL ORD | COM | 89832Q109 | — | 1,078 shares | $49 |
| ALLSPRING GLOBAL DIVIDEND OPPORT CF | COM | 94987C103 | — | 7,500 shares | $48 |
| GREIF CL A ORD | COM | 397624107 | — | 605 shares | $48 |
| IONQ ORD | COM | 46222L108 | — | 1,100 shares | $48 |
| JOYY ADR | COM | 46591M109 | — | 600 shares | $48 |
| CABALETTA BIO ORD | COM | 12674W109 | — | 24,500 shares | $47 |
| HYCROFT MINING HOLDING CL A ORD | COM | 44862P208 | — | 2,500 shares | $47 |
| NOVO NORDISK ADR REPSG 1 ORD | SPONSORED ADR | 670100205 | — | 1,250 shares | $47 |
| SOUTHSTATE BANK ORD | COM | 84472E102 | — | 479 shares | $47 |
| TRAILBLAZER ACQUISITION UNT | COM | G9009S129 | — | 4,657 shares | $47 |
| WORKDAY CL A ORD | COM | 98138H101 | — | 250 shares | $47 |
| CAPRI HOLDINGS ORD | COM | G1890L107 | — | 3,320 shares | $46 |
| EVOLV TECHNOLOGIES HOLDINGS CL A ORD | COM | 30049H102 | — | 10,000 shares | $46 |
| OPENWORLD ORD | COM | 92346X305 | — | 5,224 shares | $46 |
| SCHRODINGER ORD | COM | 80810D103 | — | 1,500 shares | $46 |
| ENLIVEN THERAPEUTICS ORD | COM | 29337E102 | — | 1,000 shares | $45 |
| GRAY MEDIA ORD | COM | 389375106 | — | 10,000 shares | $45 |
| MOODYS ORD | COM | 615369105 | — | 100 shares | $45 |
| SEMTECH ORD | COM | 816850101 | — | 257 shares | $45 |
| LIBERTY CAPITAL SRS A ORD | COM | 36164V602 | — | 1,933 shares | $44 |
| PAN AMERICAN SILVER RTS | COM | 697900132 | — | 104,010 shares | $44 |
| CAPITAL GROUP DIVIDEND VALUE ETF | COM | 14020W106 | — | 900 shares | $43 |
| NUVEEN AMT FREE QLTY MNCPL INCM CF | COM | 670657105 | — | 4,400 shares | $43 |
| SILENCE THERAPEUTICS ADR REP 3 ORD | SPONSORED ADR | 82686Q101 | — | 4,000 shares | $43 |
| FIRST TRUST NASDAQ CYBRSCRTY ETF | COM | 33734X846 | — | 400 shares | $41 |
| NUVEEN AMT FREE MNCPL CRDT INCM CF | COM | 67071L106 | — | 3,800 shares | $40 |
| OKLO CL A ORD | COM | 02156V109 | — | 1,100 shares | $40 |
| YIELDMAX GOLD MNR OPT STRGY ETF | COM | 88634T881 | — | 4,000 shares | $40 |
| JAMES RIVER GROUP HOLDINGS ORD | COM | 46990A102 | — | 11,425 shares | $39 |
| KEEL INFRASTRUCTURE ORD | COM | 486917107 | — | 11,214 shares | $39 |
| PROSPERITY BANCSHARES ORD | COM | 743606105 | — | 600 shares | $39 |
| BLUEROCK ACQUISITION UNT | COM | G1352R121 | — | 3,800 shares | $38 |
| BRIGHTLINE INTERACTIVE ORD | COM | 37892C205 | — | 7,553 shares | $38 |
| CLEANSPARK ORD | COM | 18452B209 | — | 3,000 shares | $38 |
| PLUG POWER ORD | COM | 72919P202 | — | 20,000 shares | $38 |
| ALEXANDRIA REAL ESTATE EQ REIT ORD | COM | 015271109 | — | 800 shares | $37 |
| HORIZON QUANTUM HOLDINGS CL A ORD | COM | Y4000A102 | — | 2,500 shares | $37 |
| REGENERON PHARMACEUTICALS ORD | COM | 75886F107 | — | 50 shares | $37 |
| RUM GROUP CL A ORD | COM | 78137L105 | — | 5,000 shares | $37 |
| SPROTT PHYSICAL URANIUM UNT | COM | 852066208 | — | 2,001 shares | $37 |
| NUVEEN S P 500 DYNAMIC OVRWRT CF | COM | 6706EW100 | — | 2,000 shares | $36 |
| OXLEY BRIDGE ACQUISITION LTD | COM | G6858G107 | — | 3,526 shares | $36 |
| RAPID MICRO BIOSYSTEMS CL A ORD | COM | 75340L104 | — | 35,000 shares | $36 |
| VEON ADR | COM | 91822M502 | — | 488 shares | $36 |
| APPLIED DIGITAL ORD | COM | 038169207 | — | 1,476 shares | $35 |
| PIMCO CORPORATE OPPORTUNITY CF | COM | 72201B101 | — | 3,200 shares | $35 |
| BILL HOLDINGS ORD | COM | 090043100 | — | 800 shares | $34 |
| CECO ENVIRONMENTAL ORD | COM | 125141101 | — | 500 shares | $34 |
| NORTHERN DYNASTY MINERALS ORD | COM | 66510M204 | — | 25,000 shares | $34 |
| SEER CL A ORD | COM | 81578P106 | — | 15,590 shares | $34 |
| CONAGRA BRANDS ORD | COM | 205887102 | — | 2,520 shares | $33 |
| MESHFLOW ACQUISITION CL A ORD | COM | G6032N101 | — | 3,294 shares | $33 |
| NORTHERN TRUST ORD | COM | 665859104 | — | 200 shares | $33 |
| CLOROX ORD | COM | 189054109 | — | 400 shares | $32 |
| ENVIRI ORD | COM | 29390K102 | — | 1,667 shares | $32 |
| LIBERTY MEDIA SRS A ORD | COM | 531229771 | — | 380 shares | $32 |
| PALO ALTO NETWORKS ORD | COM | 697435105 | — | 82 shares | $32 |
| UWM HOLDINGS CL A ORD | COM | 91823B109 | — | 27,161 shares | $32 |
| CRITEO S A ORD | COM | L20675101 | — | 2,100 shares | $31 |
| NEW AMERICA ACQUISITION I UNT | COM | 023634207 | — | 3,090 shares | $31 |
| THE CAMPBELL S COMPANY ORD | COM | 134429109 | — | 1,600 shares | $31 |
| ADVANCE AUTO PARTS ORD | COM | 00751Y106 | — | 752 shares | $29 |
| HUBSPOT ORD | COM | 443573100 | — | 144 shares | $29 |
| SECURITIZE ORD | COM | 81517B101 | — | 2,050 shares | $29 |
| SUNSCOUT HOLDING CL A ORD | COM | G8589M106 | — | 23,000 shares | $29 |
| VALLEY 8 250 NON CUM PREP SRS C PRF | COM | 919794404 | — | 1,200 shares | $29 |
| GLASS HOUSE BRANDS SUB VOT ORD | COM | 377130406 | — | 5,000 shares | $28 |
| NEW AMERICA ACQUISITION I CL A ORD | COM | 023634108 | — | 2,810 shares | $28 |
| CHEMOURS ORD | COM | 163851108 | — | 2,000 shares | $27 |
| GLOBAL X CYBERSECURITY ETF | COM | 37954Y384 | — | 600 shares | $27 |
| INVENTIVA ADR REP ORD | SPONSORED ADR | 46124U107 | — | 7,500 shares | $27 |
| NXP SEMICONDUCTORS ORD | COM | N6596X109 | — | 114 shares | $27 |
| TASKUS CL A ORD | COM | 87652V109 | — | 3,500 shares | $27 |
| WM TECHNOLOGY CL A ORD | COM | 92971A109 | — | 75,000 shares | $27 |
| ATEA PHARMACEUTICALS ORD | COM | 04683R106 | — | 5,000 shares | $26 |
| LITHIUM AMERICAS ORD | COM | 53681J103 | — | 10,000 shares | $26 |
| NEWMARKET ORD | COM | 651587107 | — | 30 shares | $26 |
| REDWIRE ORD | COM | 75776W103 | — | 2,500 shares | $26 |
| TJX ORD | COM | 872540109 | — | 200 shares | $26 |
| USIO ORD | COM | 917313108 | — | 10,000 shares | $26 |
| CHEVRON ORD | COM | 166764100 | — | 123 shares | $25 |
| INHIBRX BIOSCIENCES ORD | COM | 45720N103 | — | 250 shares | $25 |
| KNOT OFFSHORE PARTNERS COM UNT | COM | Y48125101 | — | 2,477 shares | $25 |
| SPERO THERAPEUTICS ORD | COM | 84833T103 | — | 21,300 shares | $25 |
| ACCELEVATION HOLDINGS CL A ORD | COM | 004966107 | — | 1,356 shares | $24 |
| ALLIANT ENERGY ORD | COM | 018802108 | — | 393 shares | $24 |
| BANK OF NEW YORK MELLON ORD | COM | 064058100 | — | 169 shares | $24 |
| DANAOS ORD | COM | Y1968P121 | — | 159 shares | $24 |
| GALAXY GAMING ORD | COM | 36318P105 | — | 15,000 shares | $24 |
| POST HOLDINGS ORD | COM | 737446104 | — | 333 shares | $24 |
| RAPID7 ORD | COM | 753422104 | — | 2,025 shares | $24 |
| GREENLAND ENERGY COMPANY ORD | COM | 70580B106 | — | 4,500 shares | $23 |