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FNY Investment Advisers, LLC
Period ended Sep 30, 2026 · Latest filing Oct 16, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $402,476
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES 20 PLS YEAR TREASURY BND ETF · COM · 464287432 · shares: $36,535
- MODERNA ORD · COM · 60770K107 · shares: $20,722
- WARNER BROS. DISCOVERY SRS A ORD · COM · 934423104 · shares: $15,070
- BOEING ORD · COM · 097023105 · shares: $7,499
- ADVANCED MICRO DEVICES ORD · COM · 007903107 · shares: $7,328
- LUMENTUM HOLDINGS ORD · COM · 55024U109 · shares: $6,332
- CODERE ONLINE LUXEMBOURG ORD · COM · L18268109 · shares: $6,318
- ROKU CL A ORD · COM · 77543R102 · shares: $6,091
- INTEL ORD · COM · 458140100 · shares: $5,929
- MICRON TECHNOLOGY ORD · COM · 595112103 · shares: $5,796
Filing totals differ
The filing summary reports $402,476, while the holdings entries total $402,067.
Reported holdings
1,073 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| PACIFIC BIOSCIENCES OF CALIFRNIA ORD | COM | 69404D108 | — | 10,000 shares | $23 |
| SHATTUCK LABS ORD | COM | 82024L103 | — | 3,500 shares | $23 |
| TIC SOLUTIONS ORD | COM | 00510N102 | — | 2,880 shares | $23 |
| APARTMENT INVST MGT CL A REIT ORD | COM | 03748R747 | — | 11,200 shares | $22 |
| WESBANCO ORD | COM | 950810101 | — | 600 shares | $22 |
| BERTO ACQUISITION ORD | COM | G1051H101 | — | 2,053 shares | $21 |
| CIRCLE INTERNET GROUP CL A ORD | COM | 172573107 | — | 267 shares | $21 |
| ENERGY VAULT HOLDINGS ORD | COM | 29280W109 | — | 5,344 shares | $21 |
| HERITAGE NOLA BANCORP ORD (PNK) | COM | 42727P108 | — | 1,000 shares | $21 |
| JD.COM ADR REP 2 CL A ORD | SPONSORED ADR | 47215P106 | — | 800 shares | $21 |
| LIBERTY CAPITAL SRS C ORD | COM | 36164V800 | — | 940 shares | $21 |
| KEURIG DR PEPPER ORD | COM | 49271V100 | — | 660 shares | $20 |
| NJ RESOURCES ORD | COM | 646025106 | — | 400 shares | $20 |
| NUVEEN CLIFORNIA QULTY MNCPL INCM CF | COM | 67066Y105 | — | 2,000 shares | $20 |
| NUVEEN PREFERRED AND INCM OPP CF | COM | 67073B106 | — | 3,000 shares | $20 |
| PROTAGENIC THERAPEUTICS ORD | COM | 74365N301 | — | 25,000 shares | $20 |
| STAR BULK CARRIERS ORD | COM | Y8162K204 | — | 700 shares | $20 |
| APPLE ORD | COM | 037833100 | — | 60 shares | $19 |
| FRACTYL HEALTH ORD | COM | 35168W202 | — | 35,600 shares | $19 |
| MARA HOLDINGS ORD | COM | 565788106 | — | 1,700 shares | $19 |
| NAUTILUS BIOTECHNOLGY ORD | COM | 63909J108 | — | 14,000 shares | $19 |
| POET TECHNOLOGIES ORD | COM | 73044W302 | — | 2,542 shares | $19 |
| SPRINKLR CL A ORD | COM | 85208T107 | — | 4,000 shares | $19 |
| C3 METALS ORD | COM | 22945L402 | — | 40,384 shares | $18 |
| JAGUAR URANIUM CL A ORD | COM | 47010E108 | — | 17,000 shares | $18 |
| LISATA THERAPEUTICS ORD | COM | 128058302 | — | 13,000 shares | $18 |
| MOBILEYE GLOBAL CL A ORD | COM | 60741F104 | — | 2,500 shares | $18 |
| NUVEEN QUALITY MUNICIPAL INCM CF | COM | 67066V101 | — | 1,800 shares | $18 |
| PIMCO DYNAMIC INCOME OPPORT CF | COM | 69355M107 | — | 1,600 shares | $18 |
| SEQUANS COMMUNICATIO ADR REP 100 ORD | SPONSORED ADR | 817323405 | — | 6,800 shares | $18 |
| TWILIO CL A ORD | COM | 90138F102 | — | 62 shares | $18 |
| CENTURY THERAPEUTICS ORD | COM | 15673T100 | — | 10,000 shares | $17 |
| DSC HOLDINGS ADR | COM | 233369107 | — | 2,659 shares | $17 |
| EVOLENT HEALTH CL A ORD | COM | 30050B101 | — | 5,000 shares | $17 |
| FIRST COMMONWEALTH FINANCIAL ORD | COM | 319829107 | — | 860 shares | $17 |
| NUVEEN MUNICIPAL CREDIT INCOME CF | COM | 67070X101 | — | 1,600 shares | $17 |
| NUVEEN REAL ESTATE INCOME CF | COM | 67071B108 | — | 2,400 shares | $17 |
| VILLAGE FARMS INTERNATIONAL ORD | COM | 92707Y108 | — | 6,000 shares | $17 |
| LENNAR CL A ORD | COM | 526057104 | — | 202 shares | $16 |
| PAGSEGURO DIGITAL CL A ORD | COM | G68707101 | — | 1,800 shares | $16 |
| SUTRO BIOPHARMA ORD | COM | 869367201 | — | 1,000 shares | $16 |
| TILE SHOP HOLDINGS ORD | COM | 88677Q208 | — | 10,000 shares | $16 |
| TRUSTCO BANK ORD | COM | 898349204 | — | 300 shares | $16 |
| AMERICAN BITCOIN CL A ORD | COM | 02462A203 | — | 1,870 shares | $15 |
| MARAVAI LIFESCIENCES CL A ORD | COM | 56600D107 | — | 2,000 shares | $15 |
| MURATA MANUFACTURING ADR (PNK) | SPONSORED ADR | 626425102 | — | 638 shares | $15 |
| DEUTSCHE BANK N ORD | COM | D18190898 | — | 400 shares | $14 |
| NUVEEN MULTI ASSET INCOME CF | COM | 670750108 | — | 1,000 shares | $14 |
| NUVEEN TAXABLE MUNICIPAL INCM NAV CF | COM | 67074C103 | — | 1,000 shares | $14 |
| PIMCO ACCESS INCOME CF | COM | 72203T100 | — | 1,100 shares | $14 |
| SMITH WESSON BRANDS ORD | COM | 831754106 | — | 1,000 shares | $14 |
| TRANSLATIONAL ACQUISITION DVLNT ORD | COM | 89615T106 | — | 1,315 shares | $14 |
| UGI ORD | COM | 902681105 | — | 400 shares | $14 |
| ALLSPRING MULTI SECTOR INCOME CF | COM | 94987D101 | — | 1,600 shares | $13 |
| FATHOM HOLDINGS ORD | COM | 31189V109 | — | 30,019 shares | $13 |
| MONOLITHIC POWER SYSTEMS ORD | COM | 609839105 | — | 10 shares | $13 |
| RUSH ENTERPRISES CL A ORD | COM | 781846209 | — | 290 shares | $13 |
| 1-800 FLOWERS.COM CL A ORD | COM | 68243Q106 | — | 5,000 shares | $12 |
| ARM HOLDINGS ADR | COM | 042068205 | — | 43 shares | $12 |
| KAZIA THERAPEUTICS ADS REP 500 ORD | COM | 48669G303 | — | 1,350 shares | $12 |
| NUVEEN VARIABLE RATE PREF INCM CF | COM | 67080R102 | — | 700 shares | $12 |
| UIPATH CL A ORD | COM | 90364P105 | — | 1,000 shares | $12 |
| ZIM INTEGRATED SHIPPING SERVICES ORD | COM | M9T951109 | — | 410 shares | $12 |
| DIGITAL ASSET ACQUISITION CL A ORD | COM | G2868C103 | — | 1,100 shares | $11 |
| FEDERAL NATNL MORT SRS P NON CUM PRF (PNK) | COM | 313586786 | — | 2,000 shares | $11 |
| PALISADE BIO ORD | COM | 696389402 | — | 8,500 shares | $11 |
| SOLANA ETF | COM | 92864M822 | — | 1,000 shares | $11 |
| ALLSPRING INCOME OPPORTUNITIES CF | COM | 94987B105 | — | 1,800 shares | $10 |
| BARINGS GLOBAL SHORT DURTN HY CF | COM | 06760L100 | — | 800 shares | $10 |
| BBB FOODS CL A ORD | COM | G0896C103 | — | 205 shares | $10 |
| BLACKROCK MUNIYLD QUALITY FUND CF | COM | 09254F100 | — | 1,100 shares | $10 |
| CHILDRENS PLACE ORD | COM | 168905107 | — | 5,000 shares | $10 |
| INNOVATIVE INDUSTRIAL PPTY ORD | COM | 45781V101 | — | 200 shares | $10 |
| NUVEEN NY AMT FREE QLT MNCPL INCM CF | COM | 670656107 | — | 1,100 shares | $10 |
| PIMCO CORP INCOME CF | COM | 72200U100 | — | 1,000 shares | $10 |
| PIMCO DYNAMIC INCOME STRATEGY CF | COM | 69346N107 | — | 500 shares | $10 |
| PIMCO HIGH INCOME CF | COM | 722014107 | — | 2,600 shares | $10 |
| TD SYNNEX ORD | COM | 87162W100 | — | 41 shares | $10 |
| COMPASS CL A ORD | COM | 20464U100 | — | 1,100 shares | $9 |
| CRONOS GROUP ORD | COM | 22717L101 | — | 3,000 shares | $9 |
| NUVEN CALIFOR AMT FREE QLT MNCPL CF | COM | 670651108 | — | 900 shares | $9 |
| OFS CAPITAL 7 50 NTS | COM | 67103B803 | — | 355 shares | $9 |
| ARBE ROBOTICS ORD | COM | M1R95N100 | — | 13,000 shares | $8 |
| FEDERL HOME LOAN MRTG 5.57 PERP PRF | COM | 313400673 | — | 1,600 shares | $8 |
| FIRST HORIZON ORD | COM | 320517105 | — | 359 shares | $8 |
| NEWTEKONE ORD | COM | 652526203 | — | 800 shares | $8 |
| NUVEEN CREDIT STRATEGIES INCOME CF | COM | 67073D102 | — | 1,800 shares | $8 |
| NUVEEN FLOATING RATE INCOME CF | COM | 67072T108 | — | 1,200 shares | $8 |
| NYLIM MACKAY DEFINEDTERM MNI OPR CEF | COM | 56064K100 | — | 600 shares | $8 |
| PENNANTPARK FLOATING RATE CAPITA ORD | COM | 70806A106 | — | 1,200 shares | $8 |
| PYROPHYTE ACQUISITION II CL A ORD | COM | G7309T102 | — | 820 shares | $8 |
| ROBINHOOD VENTURES FUND I CF | COM | 770701100 | — | 301 shares | $8 |
| ROBLOX CL A ORD | COM | 771049103 | — | 204 shares | $8 |
| SABLE OFFSHORE CL A ORD | COM | 78574H104 | — | 2,500 shares | $8 |
| STELLANTIS ORD | COM | N82405106 | — | 2,000 shares | $8 |
| XAI MADISON EQUITY PREMIUM INCOME CF | COM | 557437100 | — | 1,600 shares | $8 |
| BAXTER INTERNATIONAL ORD | COM | 071813109 | — | 300 shares | $7 |
| CENTRAL GARDEN AND PET CL A ORD | COM | 153527205 | — | 210 shares | $7 |
| COMMUNITY TRUST BANCORP ORD | COM | 204149108 | — | 100 shares | $7 |
| COREBRIDGE FINANCIAL ORD | COM | 21871X109 | — | 220 shares | $7 |