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FNY Investment Advisers, LLC
Period ended Sep 30, 2026 · Latest filing Oct 16, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $402,476
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES 20 PLS YEAR TREASURY BND ETF · COM · 464287432 · shares: $36,535
- MODERNA ORD · COM · 60770K107 · shares: $20,722
- WARNER BROS. DISCOVERY SRS A ORD · COM · 934423104 · shares: $15,070
- BOEING ORD · COM · 097023105 · shares: $7,499
- ADVANCED MICRO DEVICES ORD · COM · 007903107 · shares: $7,328
- LUMENTUM HOLDINGS ORD · COM · 55024U109 · shares: $6,332
- CODERE ONLINE LUXEMBOURG ORD · COM · L18268109 · shares: $6,318
- ROKU CL A ORD · COM · 77543R102 · shares: $6,091
- INTEL ORD · COM · 458140100 · shares: $5,929
- MICRON TECHNOLOGY ORD · COM · 595112103 · shares: $5,796
Filing totals differ
The filing summary reports $402,476, while the holdings entries total $402,067.
Reported holdings
1,073 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CONTEXT THERAPEUTICS ORD | COM | 21077P108 | — | 6,000 shares | $1 |
| ECHOSTAR CL A ORD | COM | 278768106 | — | 22 shares | $1 |
| ENSYSCE BIOSCIENCES ORD | COM | 293602504 | — | 3,000 shares | $1 |
| FIGX CAPITAL ACQUISITION UNT | COM | G3473K126 | — | 100 shares | $1 |
| FOLD HOLDINGS CL A ORD | COM | 29103K100 | — | 3,000 shares | $1 |
| GLOBALSTAR VTG ORD (ASE) | COM | 378973507 | CALL | 155 shares | $1 |
| GLOBALSTAR VTG ORD (ASE) | COM | 378973507 | CALL | 118 shares | $1 |
| GOLDMAN SACHS DS RPT 1/1000 SR A PRF | COM | 38143Y665 | — | 100 shares | $1 |
| GRABAGUN DIGITAL HOLDINGS ORD | COM | 38387Q105 | — | 550 shares | $1 |
| HAWTHORN BANCSHARES ORD | COM | 420476103 | — | 30 shares | $1 |
| HELUS PHARMA ORD | COM | 423492107 | — | 100 shares | $1 |
| INSPIRE GLOBAL HOPE ETF | COM | 66538H658 | — | 30 shares | $1 |
| INSPIRE INTERNATIONAL ETF | COM | 66538H419 | — | 30 shares | $1 |
| INTERNATIONAL BUSINESS MACHINES ORD | COM | 459200101 | — | 8 shares | $1 |
| INVSC QQQ TRUST SRS 1 ETF | COM | 46090E103 | CALL | 500 shares | $1 |
| LATCH ORD | COM | 51818V106 | — | 10,001 shares | $1 |
| MAGNERA ORD | COM | 55939A107 | — | 130 shares | $1 |
| MICRON TECHNOLOGY ORD | COM | 595112103 | PUT | 50 shares | $1 |
| MODERNA ORD | COM | 60770K107 | PUT | 620 shares | $1 |
| NUVEEN AMT FREE MUNICIPAL CF | COM | 670695105 | — | 100 shares | $1 |
| NUVEEN ARIZONA QLTY MNCPL INCM CF | COM | 67061W104 | — | 100 shares | $1 |
| NUVEEN MASACHUSET QLTY MNCPL INCM CF | COM | 67061E104 | — | 100 shares | $1 |
| NUVEEN VIRGINIA QLTY MNCPL INCM CF | COM | 67064R102 | — | 200 shares | $1 |
| OCULAR THERAPEUTIX ORD | COM | 67576A100 | — | 140 shares | $1 |
| ORACLE ORD | COM | 68389X105 | CALL | 200 shares | $1 |
| PCM FUND CF | COM | 69323T101 | — | 300 shares | $1 |
| PIMCO CALIFORNIA MUNICIPAL INCOME CF | COM | 72200N106 | — | 200 shares | $1 |
| PIMCO NEW YORK MUNICI INCOME II CF | COM | 72200Y102 | — | 200 shares | $1 |
| PROKIDNEY CL A ORD | COM | 74291D104 | — | 1,000 shares | $1 |
| RENATUS TACTICAL ACQUISITION I UNT | COM | G7490F119 | — | 100 shares | $1 |
| RENEW ENERGY GLOBAL CL A ORD | COM | G7500M104 | — | 170 shares | $1 |
| ROCKET LAB ORD | COM | 773121108 | — | 20 shares | $1 |
| SILICON VALLEY ACQUISITION UNT | COM | G81306105 | — | 140 shares | $1 |
| SNDL ORD | COM | 83307B101 | — | 1,500 shares | $1 |
| SOREN ACQUISITION UNT | COM | G8274J129 | — | 100 shares | $1 |
| ST SRT SPDR S&P RGNL BNKNG ETF | COM | 78464A698 | PUT | 1,000 shares | $1 |
| TILRAY BRANDS ORD | COM | 88688T209 | — | 300 shares | $1 |
| TRANSPOR DE GA DE ADR REP 5 CL B ORD | SPONSORED ADR | 893870204 | — | 67 shares | $1 |
| ADVISORSHARES PURE US CANNABIS ETF | COM | 00768Y453 | CALL | 101 shares | $0 |
| ADVISORSHARES PURE US CANNABIS ETF | COM | 00768Y453 | CALL | 20 shares | $0 |
| ADVISORSHARES PURE US CANNABIS ETF | COM | 00768Y453 | CALL | 45 shares | $0 |
| AFRICAN AGRICULTURE HOLDINGS ORD | COM | 00792J100 | — | 126,820 shares | $0 |
| ALBEMARLE ORD | COM | 012653101 | CALL | 100 shares | $0 |
| ALBEMARLE ORD | COM | 012653101 | CALL | 49 shares | $0 |
| ALGOMA STEEL GROUP ORD | COM | 015658907 | CALL | 300 shares | $0 |
| ALGOMA STEEL GROUP ORD | COM | 015658907 | CALL | 402 shares | $0 |
| ALGOMA STEEL GROUP ORD | COM | 015658907 | CALL | 1 shares | $0 |
| ALPHA TAU MEDICAL ORD | COM | M0740A108 | — | 10 shares | $0 |
| ALPHABET CL A ORD | COM | 02079K305 | CALL | 34 shares | $0 |
| AMAZON COM ORD | COM | 023135106 | CALL | 600 shares | $0 |
| AMAZON COM ORD | COM | 023135106 | CALL | 58 shares | $0 |
| AMAZON COM ORD | COM | 023135106 | CALL | 20 shares | $0 |
| AMAZON COM ORD | COM | 023135106 | CALL | 104 shares | $0 |
| AMAZON COM ORD | COM | 023135106 | CALL | 110 shares | $0 |
| AMBARELLA ORD | COM | G037AX901 | CALL | 11 shares | $0 |
| AMERICAN TOWER REIT | COM | 03027X100 | CALL | 50 shares | $0 |
| AMPLIFY CYBERSECURITY ETF (PSE) | COM | 032108664 | PUT | 100 shares | $0 |
| ARK INNOVATION ETF | COM | 00214Q104 | PUT | 125 shares | $0 |
| ARK INNOVATION ETF | COM | 00214Q104 | PUT | 50 shares | $0 |
| ARM HOLDINGS ADR | COM | 042068205 | CALL | 2 shares | $0 |
| ARVINAS ORD | COM | 04335A105 | — | 110 shares | $0 |
| ASML HOLDING ADR REP ORD | SPONSORED ADR | N07059900 | CALL | 1 shares | $0 |
| AST SPACEMOBILE CL A ORD | COM | 00217D100 | CALL | 80 shares | $0 |
| AST SPACEMOBILE CL A ORD | COM | 00217D100 | CALL | 51 shares | $0 |
| AST SPACEMOBILE CL A ORD | COM | 00217D100 | CALL | 52 shares | $0 |
| ATKORE ORD (NYS) | COM | 047649108 | CALL | 20 shares | $0 |
| ATKORE ORD (NYS) | COM | 047649108 | CALL | 30 shares | $0 |
| ATLASSIAN CL A ORD | COM | 049468101 | PUT | 1 shares | $0 |
| ATRIUM THERAPEUTICS ORD | COM | 04965N104 | CALL | 50 shares | $0 |
| ATRIUM THERAPEUTICS ORD | COM | 04965N104 | CALL | 5 shares | $0 |
| ATRIUM THERAPEUTICS ORD | COM | 04965N104 | CALL | 10 shares | $0 |
| ATRIUM THERAPEUTICS ORD | COM | 04965N104 | CALL | 5 shares | $0 |
| ATRIUM THERAPEUTICS ORD | COM | 04965N104 | PUT | 29 shares | $0 |
| ATYR PHARMA ORD | COM | 002120202 | — | 1,500 shares | $0 |
| ATYR PHARMA ORD | COM | 002120202 | PUT | 15 shares | $0 |
| AVIS BUDGET GROUP ORD (NMS) | COM | 053774105 | CALL | 50 shares | $0 |
| BANC OF CALIFORNIA ORD | COM | 05990K106 | — | 50 shares | $0 |
| BANK OF AMERICA ORD (NYS) | COM | 060505104 | CALL | 102 shares | $0 |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | COM | 06748M196 | CALL | 100 shares | $0 |
| BAUSCH HEALTH COMPANIES ORD | COM | 071734107 | — | 135 shares | $0 |
| BERKSHIRE HATHAWAY CL B ORD | COM | 084670702 | — | 2 shares | $0 |
| BLACKBERRY ORD | COM | 09228F103 | — | 102 shares | $0 |
| BLACKSTONE ORD (NYS) | COM | 09260D107 | CALL | 13 shares | $0 |
| BLINK CHARGING ORD (NMS) | COM | 09354A100 | CALL | 150 shares | $0 |
| BLOCK CL A ORD | COM | 852234103 | CALL | 20 shares | $0 |
| BOEING ORD | COM | 097023105 | CALL | 56 shares | $0 |
| BOEING ORD | COM | 097023105 | CALL | 22 shares | $0 |
| BOEING ORD | COM | 097023105 | CALL | 70 shares | $0 |
| BOEING ORD | COM | 097023105 | CALL | 96 shares | $0 |
| BOEING ORD | COM | 097023105 | CALL | 52 shares | $0 |
| BOOST RUN CL A ORD | COM | 09940T100 | — | 40 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 40 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 2 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 220 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 22 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 132 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 10 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 116 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 20 shares | $0 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 50 shares | $0 |