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LPL Financial LLC

Period ended Sep 30, 2026 · Latest filing Nov 6, 2026

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Dec 31, 2024: $246,016,245,758
  • Mar 31, 2025: $257,147,939,183
  • Jun 30, 2025: $299,807,977,402
  • Sep 30, 2025: $343,111,257,089
  • Dec 31, 2025: $366,181,023,834
  • Mar 31, 2026: $376,559,619,414
  • Jun 30, 2026: $445,103,712,153
  • Sep 30, 2026: $467,881,446,670

Top holdings

Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $11,963,012,911
  2. APPLE INC · COM · 037833100 · shares: $8,249,034,931
  3. NVIDIA CORPORATION · COM · 67066G104 · shares: $8,121,174,861
  4. INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $7,860,906,796
  5. STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $7,589,394,050
  6. SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $5,826,998,237
  7. MICROSOFT CORP · COM · 594918104 · shares: $5,698,206,347
  8. SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $5,297,921,654
  9. ISHARES TR · CORE MSCI EAFE · 46432F842 · shares: $5,025,296,658
  10. VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $4,876,426,873

Reported holdings

6,298 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
NUVEEN MUN HIGH INCOME OPPORCOM670682103 — 1,105,162 shares $9,902,249
AMPLIFY ETF TRCWP GRO INC ETF032108524 — 330,961 shares $9,895,727
MCCORMICK & CO INCCOM NON VTG579780206 — 213,229 shares $9,893,810
COPART INCCOM217204106 — 362,557 shares $9,890,559
INVESCO EXCH TRD SLF IDX FDBULSHS 2026 MUNI46138J510 — 421,307 shares $9,868,395
SCHWAB STRATEGIC TR1000 INDEX ETF808524722 — 269,005 shares $9,861,710
NUSCALE PWR CORPCL A COM67079K100 — 1,247,808 shares $9,857,685
FIRST TR EXCHANGE-TRADED FDSSI STRG ETF33739Q507 — 200,816 shares $9,844,150
NORTHERN LTS FD TR IVMAIN INTNL ETF66538H237 — 322,647 shares $9,838,472
GLOBAL X FDSAUTONMOUS EV ETF37954Y624 — 296,865 shares $9,832,630
HORIZON FDSDIVIDEND INCOME44053A564 — 335,117 shares $9,832,333
MIZUHO FINANCIAL GROUP INCSPONSORED ADR60687Y109 — 888,722 shares $9,820,374
AMERICAN CENTY ETF TRCORE PLUS INCOM025072398 — 235,880 shares $9,819,696
EAST WEST BANCORP INCCOM27579R104 — 79,160 shares $9,810,272
VODAFONE GROUP PLCSPONSORED ADR92857W308 — 607,261 shares $9,807,267
AIM ETF PRODUCTS TRUSTALLIA US MAY ETF00888H752 — 275,698 shares $9,798,307
ISHARES INCMSCI ITALY ETF46434G830 — 166,752 shares $9,791,683
WISDOMTREE TRUS CORP BOND FD97717X198 — 232,950 shares $9,784,682
CDW CORPCOM12514G108 — 76,346 shares $9,784,436
UNITED STS COMMODITY INDEX FCOMM IDX FND911717106 — 89,383 shares $9,779,839
EZCORP INCCL A NON VTG302301106 — 328,293 shares $9,770,000
HAMILTON LANE INCCL A407497106 — 112,292 shares $9,753,661
WISDOMTREE TRGLB HIGH DIV FD97717W877 — 141,418 shares $9,746,521
CRISPR THERAPEUTICS AGNAMEN AKTH17182108 — 175,759 shares $9,722,960
ONEMAIN HLDGS INCCOM68268W103 — 175,470 shares $9,719,294
SAMSARA INCCOM CL A79589L106 — 254,618 shares $9,708,597
J P MORGAN EXCHANGE TRADED FJPMORGAN DIVER46641Q407 — 71,533 shares $9,708,456
BARCLAYS PLCADR06738E204 — 399,811 shares $9,703,403
MSA SAFETY INCCOM553498106 — 54,456 shares $9,686,588
MACOM TECH SOLUTIONS HLDGS ICOM55405Y100 — 33,881 shares $9,649,986
DFA INVT DIMENSIONS GROUP INREAL ESTATE SECU25239Y147 — 399,264 shares $9,646,226
STAR BULK CARRIERS CORP.SHS PARY8162K204 — 328,541 shares $9,645,966
COLUMBIA ETF TR IUS HIGH YIELD19761L839 — 497,088 shares $9,618,650
CARETRUST REIT INCCOM14174T107 — 262,774 shares $9,612,268
FIRST TR EXCHNG TRADED FD VIFT VEST INTL ETF33740F169 — 405,049 shares $9,611,813
VIRTUS EQUITY & CONV INCM FDCOM92841M101 — 384,038 shares $9,600,938
EA SERIES TRUSTBRIDGEWAY BLUE02072L714 — 559,667 shares $9,575,900
ISHARES TRGLB CNSM STP ETF464288737 — 146,271 shares $9,570,537
BLACKROCK CORPOR HI YLD FD ICOM09255P107 — 1,218,149 shares $9,550,285
FIRST TR EXCHNG TRADED FD VIFT VEST US33740F631 — 204,506 shares $9,544,295
NUSHARES ETF TRNUVEEN ESG EMRGN67092P888 — 223,999 shares $9,540,086
KB FINL GROUP INCSPONSORED ADR48241A105 — 77,269 shares $9,511,872
NORTHERN LTS FD TR IIIHCM DEFEN 50066538R730 — 144,515 shares $9,496,088
WISDOMTREE TRQUANT COMPU FD97717Y295 — 295,790 shares $9,483,027
CULLEN FROST BANKERS INCCOM229899109 — 62,068 shares $9,475,964
METTLER TOLEDO INTERNATIONALCOM592688105 — 6,263 shares $9,463,050
NNN REIT INCCOM637417106 — 230,275 shares $9,462,013
NORTHERN LTS FD TR IIESSEN 40 STK ETF664925708 — 465,831 shares $9,445,316
INVESCO EXCHANGE TRADED FD TBIOTECHNOLOGY46137V787 — 97,039 shares $9,440,811
FIRST TR EXCHANGE TRADED FDNASDAQ TRANSN33738R795 — 231,584 shares $9,438,410
NYLIM ACTIVE ETF TRMACK MU INSD ETF45409F843 — 424,005 shares $9,438,343
DOCUSIGN INCCOM256163106 — 140,554 shares $9,438,168
FACTSET RESH SYS INCCOM303075105 — 34,938 shares $9,431,439
THE CAMPBELLS COMPANYCOM134429109 — 475,303 shares $9,425,246
INVESCO ACTIVELY MANAGED EXCACTIVE US REAL46090A101 — 97,565 shares $9,414,311
ENCOMPASS HEALTH CORPCOM29261A100 — 77,433 shares $9,407,362
BORGWARNER INCCOM099724106 — 156,409 shares $9,401,732
TCW ETF TRUSTARTIF INTEL ETF29287L502 — 173,504 shares $9,396,977
HESS MIDSTREAM LPCL A SHS428103105 — 251,355 shares $9,393,135
ELANCO ANIMAL HEALTH INCCOM28414H103 — 419,347 shares $9,389,190
HUT 8 CORPCOM44812J104 — 109,037 shares $9,388,086
DIMENSIONAL ETF TRUSTGLOB CO PLUS ETF25434V583 — 180,765 shares $9,386,406
SPDR SERIES TRUSTSST SPDR BLOOMBE78464A151 — 313,737 shares $9,374,457
SPDR SERIES TRUSTSP KENSHO NEWEC78468R648 — 141,000 shares $9,369,435
WISDOMTREE TRUS MULTIFACTOR97717Y857 — 179,440 shares $9,347,052
MANHATTAN ASSOCIATES INCCOM562750109 — 46,851 shares $9,309,391
NATWEST GROUP PLCSPONS ADR639057207 — 510,654 shares $9,268,361
RESMED INCCOM761152107 — 41,893 shares $9,262,651
ROIVANT SCIENCES LTDSHSG76279101 — 252,902 shares $9,248,609
FIRST TR EXCHANGE TRADED FDINDXX INOVTV ETF33741X201 — 141,770 shares $9,237,514
KAYNE ANDERSON ENERGY INFRSTCOM486606106 — 677,112 shares $9,208,725
CONAGRA BRANDS INCCOM205887102 — 684,255 shares $9,196,376
STRATEGY SHSGOLD ENHANCED ET86280R878 — 378,436 shares $9,184,588
ALCON AGORD SHSH01301128 — 141,636 shares $9,170,928
APPLIED INDL TECHNOLOGIES INCOM03820C105 — 27,599 shares $9,170,916
FRONTLINE PLCCOMM46528101 — 185,767 shares $9,152,741
ETF SER SOLUTIONSUS GLB JETS26922A842 — 324,105 shares $9,146,242
ONTO INNOVATION INCCOM683344105 — 29,669 shares $9,132,658
SILICON MOTION TECHNOLOGY COSPONSORED ADR82706C108 — 32,599 shares $9,127,614
INVESCO EXCH TRADED FD TR IIS&P GBL WATER46138E263 — 146,029 shares $9,103,453
FLEXSHARES TRNORTHERN TRUST C33939L761 — 194,647 shares $9,100,315
WELLS FARGO & COPERP PFD CNV A949746804 — 8,428 shares $9,093,866
SPROTT ETF TRUSTGOLD MINERS ETF85210B102 — 122,689 shares $9,088,828
EXCHANGE LISTED FDS TRSABA OPPORTUNIST30151E806 — 370,709 shares $9,088,670
ISHARES TRNASDAQ 100 ETF46438T309 — 362,549 shares $9,074,604
AMRIZE LTDSHSH2927K103 — 242,659 shares $9,073,017
GOLDMAN SACHS ETF TRACTIVEBETA EUR381430305 — 190,094 shares $9,069,211
WISDOMTREE TRBLMBG US BULL97717W471 — 336,176 shares $9,066,673
ISHARES TRGBL COMM SVC ETF464287275 — 76,633 shares $9,063,441
ISHARES INCMSCI AGR PRO ETF464286350 — 199,609 shares $9,048,281
AMERICAN CENTY ETF TRAVANTIS SHFXDINC025072687 — 198,188 shares $9,040,321
INVESCO EXCHANGE TRADED FD TDORS WR HEAL ETF46137V852 — 148,257 shares $9,008,117
EQUINOX GOLD CORPCOM29446Y502 — 810,642 shares $9,006,233
DOUBLELINE ETF TRUSTCOMMERCIAL REAL25861R303 — 176,483 shares $9,004,150
AIM ETF PRODUCTS TRUSTALLIA US AUG ETF00888H711 — 259,068 shares $9,003,208
SPDR SERIES TRUSTST INTL BBG ETF78464A516 — 424,919 shares $8,999,788
TUTOR PERINI CORPCOM901109108 — 108,923 shares $8,988,321
GOLDMAN SACHS ETF TRDYNA CAL MUN ETF38149W564 — 184,916 shares $8,968,406
DBX ETF TRXTRACK MSCI EMRG233051101 — 229,069 shares $8,965,766
FIRST TR EXCHNG TRADED FD VIFT VEST U.S.33740U406 — 184,251 shares $8,952,921