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NWAM LLC
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $2,090,550,996
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- MICROSOFT CORP · COM · 594918104 · shares: $121,105,114
- APPLE INC · COM · 037833100 · shares: $91,522,284
- NVIDIA CORPORATION · COM · 67066G104 · shares: $56,170,476
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $47,849,495
- VANGUARD INDEX FDS · MRNGSTR GRWT ETF · 922908736 · shares: $46,114,667
- VANGUARD INDEX FDS · MRNGSTR VAL ETF · 922908744 · shares: $40,507,024
- BROADCOM INC · COM · 11135F101 · shares: $34,349,969
- AMAZON COM INC · COM · 023135106 · shares: $34,007,316
- ISHARES TR · CORE S&P TTL STK · 464287150 · shares: $31,909,074
- ISHARES TR · RUS 1000 GRW ETF · 464287614 · shares: $31,023,399
Reported holdings
701 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 92206C599 | — | 3,534 shares | $1,185,515 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | 33740F755 | — | 31,596 shares | $1,183,903 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 | — | 67,205 shares | $1,182,813 |
| BLACKSTONE INC | COM | 09260D107 | — | 10,359 shares | $1,161,163 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | — | 3,646 shares | $1,156,926 |
| FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 316092865 | — | 22,654 shares | $1,156,487 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 | — | 73,416 shares | $1,154,100 |
| VERALTO CORP | COM SHS | 92338C103 | — | 12,194 shares | $1,150,134 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | — | 22,814 shares | $1,134,760 |
| FIRST TR EXCHANGE-TRADED FD | SHS | 336917109 | — | 23,079 shares | $1,133,396 |
| FORD MTR CO | COM | 345370860 | — | 93,121 shares | $1,123,035 |
| BLACKROCK ETF TRUST | ISHA FLEX EQ ETF | 09290C590 | — | 35,955 shares | $1,122,486 |
| NEW YORK TIMES CO MTN BE | CL A | 650111107 | — | 17,563 shares | $1,118,763 |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 46641Q761 | — | 15,146 shares | $1,117,796 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | — | 5,551 shares | $1,114,511 |
| APTARGROUP INC | COM | 038336103 | — | 9,168 shares | $1,110,795 |
| BLACKROCK ETF TRUST | ISHA I IN TE ETF | 09290C780 | — | 23,418 shares | $1,105,074 |
| NATERA INC | COM | 632307104 | — | 2,666 shares | $1,101,884 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | — | 79,917 shares | $1,086,875 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | — | 10,183 shares | $1,086,603 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | — | 21,938 shares | $1,079,812 |
| ECHOSTAR CORP | CL A | 278768106 | — | 12,049 shares | $1,077,301 |
| NETFLIX INC. | COM | 64110L106 | — | 15,403 shares | $1,071,772 |
| SLB LIMITED | COM STK | 806857108 | — | 21,877 shares | $1,065,863 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 9,311 shares | $1,061,508 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | 81369Y886 | — | 26,904 shares | $1,061,112 |
| SPDR INDEX SHS FDS | ST PORT MARK ETF | 78463X509 | — | 20,355 shares | $1,053,580 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 15,566 shares | $1,048,212 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 31,196 shares | $1,039,124 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | — | 41,290 shares | $1,037,606 |
| ISHARES TR | RUS 1000 ETF | 464287622 | — | 2,485 shares | $1,033,937 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 | — | 20,466 shares | $1,031,286 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 12,981 shares | $1,016,515 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | — | 12,746 shares | $1,008,743 |
| DISNEY WALT CO | COM | 254687106 | — | 9,571 shares | $1,003,995 |
| REALTY INCOME CORP | COM | 756109104 | — | 18,406 shares | $999,419 |
| SOLSTICE ADVANCED MATLS INC | COM SHS | 83443Q103 | — | 17,717 shares | $997,830 |
| ISHARES TR | EXPANDED TECH | 464287515 | — | 9,337 shares | $994,207 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 24,722 shares | $992,307 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 | — | 14,862 shares | $968,437 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | — | 29,942 shares | $967,725 |
| ISHARES TR | CORE S&P US VLU | 464287663 | — | 8,771 shares | $967,295 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 25,432 shares | $964,127 |
| SPDR SERIES TRUST | ST STR SP DIV | 78464A763 | — | 6,561 shares | $961,013 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 12,383 shares | $956,606 |
| UNITY SOFTWARE INC | COM | 91332U101 | — | 23,261 shares | $952,073 |
| FIRST SOLAR INC | COM | 336433107 | — | 5,423 shares | $949,893 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | — | 11,145 shares | $937,087 |
| CUMMINS INC | COM | 231021106 | — | 1,789 shares | $924,136 |
| DIMENSIONAL ETF TRUST | SHOR DUR FIX ETF | 25434V864 | — | 19,351 shares | $899,275 |
| DIMENSIONAL ETF TRUST | EMER MARK SU ETF | 25434V682 | — | 18,567 shares | $897,709 |
| DFA INVT DIMENSIONS GROUP IN | U.S. SML CP VAL | 25239Y170 | — | 23,696 shares | $887,889 |
| SPDR SERIES TRUST | ST STR SP600 SML | 78468R853 | — | 16,784 shares | $887,212 |
| VANGUARD CALIF TAX FREE FDS | TAX EXEMPT BD FD | 922021605 | — | 9,297 shares | $876,521 |
| ISHARES TR | FUTU AI TECH ETF | 46435U556 | — | 11,185 shares | $876,039 |
| OKTA INC | CL A | 679295105 | — | 4,186 shares | $875,334 |
| ECOLAB INC | COM | 278865100 | — | 3,865 shares | $871,723 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | 78467Y107 | — | 1,327 shares | $871,273 |
| AMPLIFY ETF TR | JR SILV MINE ETF | 032108649 | — | 31,883 shares | $869,757 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | — | 7,815 shares | $862,164 |
| FIDELITY COVINGTON TRUST | ENH MID COR ETF | 31609A503 | — | 21,325 shares | $861,097 |
| BLACKROCK ETF TRUST | ISHA LA CORE ETF | 09290C855 | — | 17,568 shares | $860,129 |
| CSX CORP | COM | 126408103 | — | 18,425 shares | $856,943 |
| ISHARES TR | CORE S&P US GWT | 464287671 | — | 3,649 shares | $850,634 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 82889N699 | — | 29,379 shares | $847,285 |
| SOUTHERN CO | COM | 842587107 | — | 10,134 shares | $840,046 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 4,391 shares | $837,931 |
| CONOCOPHILLIPS | COM | 20825C104 | — | 6,576 shares | $822,930 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREAT UNIT | 14020V108 | — | 18,369 shares | $817,421 |
| NUCOR CORP | COM | 670346105 | — | 3,480 shares | $813,474 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | — | 17,089 shares | $808,972 |
| ISHARES TR | CORE INTL AGGR | 46435G672 | — | 16,253 shares | $799,648 |
| SHELL PLC | SPON ADS | 780259305 | — | 8,406 shares | $799,029 |
| ISHARES INC | MSCI GBL GOLD MN | 46434G855 | — | 10,280 shares | $787,585 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 | — | 5,089 shares | $786,931 |
| GSK PLC | SPONSORED ADR | 37733W204 | — | 16,301 shares | $785,242 |
| HARBOR ETF TRUST | COMM ALL WEA ETF | 41151J505 | — | 22,091 shares | $778,929 |
| KROGER CO | COM | 501044101 | — | 13,141 shares | $770,328 |
| ISHARES TR | US AER DEF ETF | 464288760 | — | 3,703 shares | $767,099 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | 81369Y100 | — | 15,686 shares | $763,896 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | — | 13,604 shares | $759,919 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 | — | 12,583 shares | $755,984 |
| HALLIBURTON CO | COM | 406216101 | — | 23,716 shares | $754,165 |
| GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | — | 13,917 shares | $740,932 |
| PROGRESSIVE CORP | COM | 743315103 | — | 3,542 shares | $734,337 |
| HONEYWELL INTL INC | COM | 438516205 | — | 3,475 shares | $733,098 |
| ISHARES TR | S&P SML 600 GWT | 464287887 | — | 4,572 shares | $733,029 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | — | 9,176 shares | $728,359 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 | — | 16,079 shares | $727,567 |
| PHILLIPS 66 | COM | 718546104 | — | 2,844 shares | $726,192 |
| SPDR SERIES TRUST | ST PORT HIGH ETF | 78468R606 | — | 31,047 shares | $701,346 |
| SALESFORCE INC | COM | 79466L302 | — | 3,043 shares | $698,633 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 | — | 14,462 shares | $698,089 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | — | 11,037 shares | $697,318 |
| AMERICAN CENTY ETF TR | AVANTIS CORE FI | 025072562 | — | 17,667 shares | $695,896 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 19,493 shares | $694,163 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | — | 7,829 shares | $693,538 |
| TEXAS INSTRS INC | COM | 882508104 | — | 2,473 shares | $692,758 |
| DEXCOM INC | COM | 252131107 | — | 7,978 shares | $688,422 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | 33733F101 | — | 3,781 shares | $685,343 |