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NWAM LLC
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $2,090,550,996
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- MICROSOFT CORP · COM · 594918104 · shares: $121,105,114
- APPLE INC · COM · 037833100 · shares: $91,522,284
- NVIDIA CORPORATION · COM · 67066G104 · shares: $56,170,476
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $47,849,495
- VANGUARD INDEX FDS · MRNGSTR GRWT ETF · 922908736 · shares: $46,114,667
- VANGUARD INDEX FDS · MRNGSTR VAL ETF · 922908744 · shares: $40,507,024
- BROADCOM INC · COM · 11135F101 · shares: $34,349,969
- AMAZON COM INC · COM · 023135106 · shares: $34,007,316
- ISHARES TR · CORE S&P TTL STK · 464287150 · shares: $31,909,074
- ISHARES TR · RUS 1000 GRW ETF · 464287614 · shares: $31,023,399
Reported holdings
701 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ROSS STORES INC | COM | 778296103 | — | 1,139 shares | $265,901 |
| FIDELITY MERRIMACK STR TR | LOW DURATION BD | 316188861 | — | 5,296 shares | $265,467 |
| SPDR SERIES TRUST | ST STR P500VAL | 78464A508 | — | 4,300 shares | $262,889 |
| ISHARES TR | IBONDS DEC 29 | 46436E205 | — | 11,584 shares | $262,852 |
| ISHARES TR | S&P MC 400GR ETF | 464287606 | — | 2,393 shares | $262,257 |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 316092873 | — | 3,641 shares | $262,215 |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | — | 4,192 shares | $261,329 |
| AIR PRODUCTS AND CHEMICALS I | COM | 009158106 | — | 933 shares | $259,711 |
| SIGNET JEWELERS LTD | SHS | G81276100 | — | 2,530 shares | $258,892 |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 | — | 6,194 shares | $257,794 |
| MARKETAXESS HLDGS INC | COM | 57060D108 | — | 1,564 shares | $256,371 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | — | 3,985 shares | $254,592 |
| WEC ENERGY GROUP INC | COM | 92939U106 | — | 2,523 shares | $254,238 |
| ISHARES TR | MORNINGSTAR VALU | 464288109 | — | 2,410 shares | $253,851 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 | — | 4,687 shares | $253,660 |
| MP MATERIALS CORP | COM CL A | 553368101 | — | 5,361 shares | $253,522 |
| ALCON AG | ORD SHS | H01301128 | — | 16,060 shares | $252,415 |
| CROWN HLDGS INC | COM | 228368106 | — | 2,394 shares | $252,352 |
| VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 | — | 3,111 shares | $252,198 |
| WATTS WATER TECHNOLOGIES INC | CL A | 942749102 | — | 710 shares | $251,470 |
| SFL CORPORATION LTD | SHS | G7738W106 | — | 19,035 shares | $250,501 |
| ISHARES TR | IBONDS DEC 2030 | 46436E726 | — | 11,820 shares | $249,880 |
| PAYCHEX INC | COM | 704326107 | — | 2,536 shares | $249,796 |
| PROLOGIS INC. | COM | 74340W103 | — | 1,920 shares | $249,300 |
| DIREXION SHARES ETF TRUST | DLY MU BULL 2X | 25461A528 | — | 13,549 shares | $248,171 |
| SL GREEN RLTY CORP | COM | 78440X887 | — | 5,070 shares | $248,034 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | — | 747 shares | $246,730 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ CYB ETF | 33734X846 | — | 2,392 shares | $246,581 |
| CAPITAL GROUP CORE BALANCED | SHS | 14021D107 | — | 6,697 shares | $246,115 |
| FIDELITY COVINGTON TRUST | MSCI INDL INDX | 316092709 | — | 2,778 shares | $246,112 |
| ENPHASE ENERGY INC | COM | 29355A107 | — | 7,436 shares | $245,304 |
| MARSH & MCLENNAN COS INC | COM | 571748102 | — | 1,428 shares | $243,867 |
| SSGA ACTIVE ETF TR | ST STR TOTAL ETF | 78467V848 | — | 6,508 shares | $243,517 |
| SANDISK CORP | COM | 80004C200 | — | 140 shares | $243,389 |
| ISHARES TR | IBONDS DEC 2032 | 46436E312 | — | 10,038 shares | $241,626 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | — | 24,713 shares | $240,455 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | — | 5,391 shares | $239,414 |
| AMERICAN CENTY ETF TR | REAL ESTATE ETF | 025072356 | — | 5,392 shares | $239,143 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | — | 19,540 shares | $235,650 |
| CAPITAL GRP FIXED INCM ETF T | MUN INM ETF | 14020Y201 | — | 9,036 shares | $234,384 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 | — | 5,028 shares | $233,240 |
| CORTEVA INC | COM | 22052L104 | — | 2,993 shares | $232,423 |
| CARGURUS INC | COM CL A | 141788109 | — | 7,430 shares | $231,519 |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 032108664 | — | 951 shares | $229,896 |
| ISHARES TR | IBONDS DEC 2031 | 46436E486 | — | 11,436 shares | $229,406 |
| DIMENSIONAL ETF TRUST | CORE FIXE IN ETF | 25434V872 | — | 5,715 shares | $229,289 |
| TOTALENERGIES SE | ACT | F92124100 | — | 2,666 shares | $227,943 |
| SPDR SERIES TRUST | ST INTER ETF | 78464A672 | — | 8,326 shares | $227,133 |
| SPDR SERIES TRUST | ST STR TIPS ETF | 78464A656 | — | 9,268 shares | $225,863 |
| SPDR INDEX SHS FDS | ST STR ACWI ETF | 78463X848 | — | 5,560 shares | $224,669 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | — | 811 shares | $224,631 |
| NORTHERN TR CORP | COM | 665859104 | — | 1,325 shares | $224,437 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | — | 906 shares | $223,546 |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 316092352 | — | 3,530 shares | $223,147 |
| ABRDN ASIA PACIFIC INCOME FU | COM NEW | 003009867 | — | 16,911 shares | $221,196 |
| SPDR SERIES TRUST | ST STR PR SP1500 | 78464A805 | — | 2,400 shares | $220,916 |
| ROYAL BK CDA | COM | 780087102 | — | 1,118 shares | $219,788 |
| SERVISFIRST BANCSHARES INC | COM | 81768T108 | — | 5,486 shares | $219,330 |
| WATERS CORP | COM | 941848103 | — | 499 shares | $219,256 |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 316092832 | — | 3,211 shares | $218,991 |
| GRAIL INC | COM | 384747101 | — | 1,560 shares | $218,587 |
| SPDR SERIES TRUST | SP KENSHO SMART | 78468R689 | — | 6,423 shares | $218,193 |
| CAPITAL GROUP NEW GEOGRAPHY | SHS | 14021N105 | — | 5,953 shares | $216,987 |
| SYNOPSYS INC | COM | 871607107 | — | 498 shares | $216,610 |
| BP PLC | SPONSORED ADR | 055622104 | — | 4,848 shares | $213,253 |
| GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | — | 5,344 shares | $212,952 |
| ISHARES TR | RUS TOP 200 ETF | 464289446 | — | 1,119 shares | $212,756 |
| ISHARES INC | EMNG MKTS EQT | 46434G889 | — | 2,960 shares | $211,758 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 | — | 11,156 shares | $210,737 |
| ISHARES TR | MRGSTR MD CP VAL | 464288406 | — | 2,289 shares | $210,015 |
| FIDELITY COVINGTON TRUST | EMERG MKTS MLTFT | 316092543 | — | 5,888 shares | $209,257 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREAT UNIT | 14020X104 | — | 5,256 shares | $209,084 |
| YUM BRANDS INC | COM | 988498101 | — | 1,530 shares | $208,642 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 | — | 717 shares | $207,734 |
| VANGUARD INSTL INDEX FD | 0 3 MO TR BI ETF | 922040845 | — | 2,742 shares | $207,603 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 | — | 1,572 shares | $204,498 |
| COREWEAVE INC | COM CL A | 21873S108 | — | 2,338 shares | $203,687 |
| WD 40 CO | COM | 929236107 | — | 1,008 shares | $203,515 |
| REPUBLIC BANCORP INC KY | CL A | 760281204 | — | 102,641 shares | $203,184 |
| PIMCO CORPORATE & INCM STRG | COM | 72200U100 | — | 18,892 shares | $201,575 |
| FIRST TR EXCHANGE-TRADED FD | HLTH CARE ALPH | 33734X143 | — | 1,538 shares | $201,078 |
| ZSCALER INC | COM | 98980G102 | — | 1,007 shares | $200,839 |
| SUPER MICRO COMPUTER INC | COM NEW | 86800U302 | — | 4,889 shares | $200,791 |
| QXO INC | COM NEW | 82846H405 | — | 15,981 shares | $186,818 |
| AMERICOLD REALTY TRUST INC | COM | 03064D108 | — | 11,684 shares | $163,342 |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | — | 11,023 shares | $158,731 |
| AGF INVTS TR | US MARKET NETRL | 00110G408 | — | 13,100 shares | $157,200 |
| TRANSOCEAN LTD | REGISTERED SHS | H8817H100 | — | 28,457 shares | $149,113 |
| SNAP INC | CL A | 83304A106 | — | 26,302 shares | $142,031 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | — | 31,819 shares | $140,322 |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 128117108 | — | 12,271 shares | $140,258 |
| BLACKROCK CR ALLOCATION | COM | 092508100 | — | 14,048 shares | $130,787 |
| ABERDEEN INDIA FD INC | COM | 454089103 | — | 11,287 shares | $120,094 |
| INFOSYS LTD | SPONSORED ADR | 456788108 | — | 10,211 shares | $109,870 |
| ALLSPRING MULTI SECTOR INCOM | COM | 94987D101 | — | 10,300 shares | $87,756 |
| BRANCHOUT FOOD INC | COM | 105230106 | — | 12,398 shares | $47,360 |
| ZEVIA PBC | CL A | 98955K104 | — | 35,866 shares | $42,322 |
| APYX MEDICAL CORPORATION | COM | 03837C106 | — | 17,239 shares | $42,236 |
| OPENDOOR TECHNOLOGIES INC | *W EXP 11/20/202 | 683712129 | — | 14,683 shares | $1,777 |
| OPENDOOR TECHNOLOGIES INC | *W EXP 11/20/202 | 683712145 | — | 14,683 shares | $1,167 |