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PRINCIPAL SECURITIES, INC.
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $8,585,854,562
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- PRINCIPAL EXCHANGE TRADED FD · INTL EQUITY ETF · 74255Y698 · shares: $391,837,537
- PRINCIPAL EXCHANGE TRADED FD · US MEGA CP ETF · 74255Y870 · shares: $365,519,180
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $315,995,099
- PRINCIPAL EXCHANGE TRADED FD · CAP APP SEL ETF · 74255Y680 · shares: $213,012,218
- PRINCIPAL EXCHANGE TRADED FD · PRIN U S SMALL · 74255Y607 · shares: $170,495,396
- PRINCIPAL EXCHANGE TRADED FD · FOCU BLUE CH ETF · 74255Y714 · shares: $161,429,644
- PRINCIPAL EXCHANGE TRADED FD · PRNC INVT GRAD · 74255Y821 · shares: $143,053,226
- GOLDMAN SACHS ETF TR · MARKETBETA US EQ · 381430123 · shares: $130,645,266
- MICROSOFT CORP · COM · 594918104 · shares: $124,558,191
- NVIDIA CORPORATION · COM · 67066G104 · shares: $122,856,706
Reported holdings
1,567 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| MORNINGSTAR INC | COM | 617700109 | — | 1,120 shares | $212,845 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL IND | 46137V324 | — | 3,673 shares | $212,756 |
| ISHARES TR | INTRM GOV CR ETF | 464288612 | — | 2,062 shares | $212,530 |
| PAGAYA TECHNOLOGIES LTD | CL A NEW | M7S64L123 | — | 12,264 shares | $212,412 |
| KRAFT HEINZ CO | COM | 500754106 | — | 9,348 shares | $212,387 |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 33737J158 | — | 2,714 shares | $212,120 |
| T ROWE PRICE EXCHANGE-TRADED | PRICE DIV GRWT | 87283Q404 | — | 4,391 shares | $211,910 |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | — | 2,905 shares | $211,705 |
| ISHARES TR | IBON 2026 TE ETF | 46436E528 | — | 9,359 shares | $210,858 |
| HCI GROUP INC | COM | 40416E103 | — | 1,212 shares | $210,670 |
| EVERQUOTE INC | COM CL A | 30041R108 | — | 10,496 shares | $210,550 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 | — | 14,079 shares | $210,061 |
| CROWN CASTLE INC | COM | 22822V101 | — | 3,147 shares | $209,721 |
| UNUM GROUP | COM | 91529Y106 | — | 2,390 shares | $209,687 |
| CENOVUS ENERGY INC | COM | 15135U109 | — | 6,741 shares | $209,512 |
| HUBBELL INC | COM | 443510607 | — | 461 shares | $209,130 |
| TCW ETF TRUST | SENIOR LOAN ETF | 29287L809 | — | 4,599 shares | $209,117 |
| CENTURY ALUM CO | COM | 156431108 | — | 5,784 shares | $208,108 |
| BILL HOLDINGS INC | COM | 090043100 | — | 4,886 shares | $207,850 |
| CUSHMAN AND WAKEFIELD LTD | COMMON SHARES | G2717C106 | — | 17,553 shares | $207,301 |
| APTIV PLC | COM SHS | G3265R107 | — | 4,817 shares | $207,208 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | — | 2,421 shares | $206,905 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | 33734K109 | — | 1,559 shares | $206,729 |
| INNOVATOR ETFS TRUST | GRWT100 PWR BF | 45782C466 | — | 3,403 shares | $206,494 |
| AXOS FINANCIAL INC | COM | 05465C100 | — | 2,383 shares | $206,296 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 | — | 5,251 shares | $206,255 |
| FLOOR &DECOR HLDGS INC | CL A | 339750101 | — | 4,493 shares | $205,824 |
| ISHARES TR | ESG MSCI KLD ETF | 464288570 | — | 1,408 shares | $205,821 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 119 shares | $205,695 |
| GARRETT MOTION INC | COM | 366505105 | — | 7,893 shares | $205,455 |
| KRANESHARES TRUST | CSI CHI INTERNET | 500767306 | — | 8,379 shares | $205,369 |
| DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | — | 3,851 shares | $204,912 |
| TEVA PHARMACEUTICAL INDS LTD | SHS | M8769Q102 | — | 5,172 shares | $204,811 |
| SPDR SERIES TRUST | ST NUVE TERM ETF | 78468R739 | — | 4,390 shares | $204,794 |
| YETI HLDGS INC | COM | 98585X104 | — | 4,988 shares | $204,608 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | — | 883 shares | $204,432 |
| FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | — | 2,782 shares | $204,179 |
| BOOT BARN HLDGS INC | COM | 099406100 | — | 1,684 shares | $202,871 |
| INNOVATOR ETFS TRUST | GROWT ACCEL ETF | 45783Y608 | — | 4,930 shares | $202,771 |
| M &T BK CORP | COM | 55261F104 | — | 928 shares | $201,970 |
| CAPITAL GROUP CORE BALANCED | SHS | 14021D107 | — | 5,473 shares | $201,133 |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 316092204 | — | 2,119 shares | $200,690 |
| INNOVATOR ETFS TRUST | EQUI DEFI 1 JULY | 45783Y251 | — | 6,629 shares | $200,553 |
| STIFEL FINL CORP | COM | 860630102 | — | 2,863 shares | $200,517 |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | — | 10,777 shares | $196,034 |
| BELLRING BRANDS INC | COMMON STOCK | 07831C103 | — | 25,343 shares | $194,888 |
| CCC INTELLIGENT SOLUTIONS HL | COM | 12510Q100 | — | 28,380 shares | $189,011 |
| PARK HOTELS &RESORTS INC | COM | 700517105 | — | 12,156 shares | $187,446 |
| RIGETTI COMPUTING INC | COMMON STOCK | 76655K103 | — | 11,906 shares | $187,400 |
| AMC GLOBAL MEDIA INC | CL A | 00164V103 | — | 14,482 shares | $168,860 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | — | 17,832 shares | $167,619 |
| COHEN &STEERS CLOSED-END | COM | 19248P106 | — | 13,292 shares | $165,750 |
| GLADSTONE LD CORP | COM | 376549101 | — | 15,450 shares | $146,157 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | — | 18,121 shares | $142,066 |
| ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 | — | 33,901 shares | $136,621 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 | — | 10,263 shares | $129,930 |
| GABELLI EQUITY TR INC | COM | 362397101 | — | 24,445 shares | $128,094 |
| GLOBAL NET LEASE INC | COM NEW | 379378201 | — | 14,593 shares | $120,540 |
| CAMBRIA ETF TR | TAIL RISK | 132061862 | — | 10,756 shares | $105,247 |
| NUSCALE PWR CORP | CL A COM | 67079K100 | — | 11,190 shares | $88,401 |
| AMBEV SA | SPONSORED ADR | 02319V103 | — | 29,174 shares | $85,188 |
| WESTERN UN CO | COM | 959802109 | — | 13,174 shares | $77,724 |
| RUM GROUP INC | COM CL A | 78137L105 | — | 10,126 shares | $76,553 |
| RECURSION PHARMACEUTICALS IN | CL A | 75629V104 | — | 15,266 shares | $63,049 |
| CAPITAL SOUTHWEST CORP | NOTE 5.125%11/1 | 140501AE7 | — | 60,000 principal | $62,010 |
| AINOS INC | COM NEW | 00902F402 | — | 31,596 shares | $40,127 |
| STANDARD LITHIUM CORP | COM | 853606101 | — | 20,000 shares | $36,600 |