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PRINCIPAL SECURITIES, INC.
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $8,585,854,562
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- PRINCIPAL EXCHANGE TRADED FD · INTL EQUITY ETF · 74255Y698 · shares: $391,837,537
- PRINCIPAL EXCHANGE TRADED FD · US MEGA CP ETF · 74255Y870 · shares: $365,519,180
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $315,995,099
- PRINCIPAL EXCHANGE TRADED FD · CAP APP SEL ETF · 74255Y680 · shares: $213,012,218
- PRINCIPAL EXCHANGE TRADED FD · PRIN U S SMALL · 74255Y607 · shares: $170,495,396
- PRINCIPAL EXCHANGE TRADED FD · FOCU BLUE CH ETF · 74255Y714 · shares: $161,429,644
- PRINCIPAL EXCHANGE TRADED FD · PRNC INVT GRAD · 74255Y821 · shares: $143,053,226
- GOLDMAN SACHS ETF TR · MARKETBETA US EQ · 381430123 · shares: $130,645,266
- MICROSOFT CORP · COM · 594918104 · shares: $124,558,191
- NVIDIA CORPORATION · COM · 67066G104 · shares: $122,856,706
Reported holdings
1,567 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CAPITAL GRP FIXED INCM ETF T | MUN INM ETF | 14020Y201 | — | 598,775 shares | $15,532,223 |
| SIMPLIFY EXCHANGE TRADED FUN | TREASURY OPT INC | 82889N640 | — | 672,598 shares | $15,523,549 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 47,187 shares | $15,501,274 |
| GOLDMAN SACHS ETF TR | MARKETBETA INTL | 381430180 | — | 206,596 shares | $15,474,067 |
| SCHWAB STRATEGIC TR | FUND EM EQUI ETF | 808524730 | — | 368,346 shares | $15,422,651 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | — | 272,801 shares | $15,336,879 |
| SSGA ACTIVE TR | STATE STREET US | 78470P408 | — | 223,279 shares | $14,827,941 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | — | 312,324 shares | $14,638,641 |
| INNOVATOR ETFS TRUST | QUITY MANAGD FLR | 45783Y673 | — | 375,535 shares | $14,627,105 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | — | 282,869 shares | $13,922,829 |
| BLACKROCK ETF TRUST | ISHARES DEFENSE | 09290C699 | — | 443,959 shares | $13,863,596 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 | — | 274,860 shares | $13,844,701 |
| BLACKROCK ETF TRUST | ISHA LA VALU ETF | 09290C616 | — | 331,800 shares | $13,723,248 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 | — | 144,304 shares | $13,707,427 |
| ISHARES TR | MSCI CHINA ETF | 46429B671 | — | 260,867 shares | $13,614,657 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | — | 134,991 shares | $13,573,306 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | — | 21,979 shares | $13,385,457 |
| CHARLES SCHWAB CORP (THE) | COM | 808513105 | — | 136,487 shares | $13,340,217 |
| ABBVIE INC | COM | 00287Y109 | — | 50,768 shares | $13,280,310 |
| CAPITAL GRP FIXED INCM ETF T | MUN HIGH ETF | 14020Y805 | — | 551,288 shares | $13,269,500 |
| KLA CORP | COM NEW | 482480100 | — | 67,188 shares | $13,097,048 |
| WALMART INC | COM | 931142103 | — | 125,776 shares | $13,070,663 |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 316092352 | — | 202,190 shares | $12,780,432 |
| INTEL CORP | COM | 458140100 | — | 105,901 shares | $12,732,465 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 34,545 shares | $12,680,942 |
| TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE MN | 89834G745 | — | 523,229 shares | $12,536,408 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | 33738R506 | — | 158,881 shares | $12,438,785 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 42,323 shares | $12,040,426 |
| CISCO SYS INC | COM | 17275R102 | — | 111,562 shares | $12,007,427 |
| COCA COLA CO | COM | 191216100 | — | 138,950 shares | $11,960,853 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | — | 117,635 shares | $11,892,851 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 46137V464 | — | 80,769 shares | $11,852,877 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 86,591 shares | $11,779,774 |
| PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 | — | 104,238 shares | $11,670,530 |
| SPDR SERIES TRUST | ST INTER BD ETF | 78464A375 | — | 361,505 shares | $11,669,383 |
| SIMPLIFY EXCHANGE TRADED FUN | AGGREGATE BD ETF | 82889N723 | — | 614,760 shares | $11,637,413 |
| BOOKING HOLDINGS INC | COM | 09857L108 | — | 69,365 shares | $11,300,223 |
| CAPITAL GROUP GLOBAL EQUITY | SHS | 14020R107 | — | 323,177 shares | $11,249,807 |
| VANGUARD MALVERN FDS | CORE BD ETF | 922020748 | — | 151,616 shares | $11,161,994 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 12,242 shares | $11,144,267 |
| BLACKROCK ETF TRUST | ISHA LA CORE ETF | 09290C855 | — | 226,907 shares | $11,109,374 |
| WELLS FARGO &CO | COM | 949746101 | — | 138,554 shares | $11,091,233 |
| HOME DEPOT INC | COM | 437076102 | — | 38,834 shares | $11,047,894 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 151,717 shares | $10,916,074 |
| NETFLIX INC. | COM | 64110L106 | — | 156,054 shares | $10,858,230 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | 78463X889 | — | 215,807 shares | $10,835,683 |
| MERCK &CO INC | COM | 58933Y105 | — | 74,360 shares | $10,805,310 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 46,307 shares | $10,803,781 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 15,961 shares | $10,774,794 |
| ARISTA NETWORKS INC | COM SHS | 040413205 | — | 52,416 shares | $10,671,308 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 56,861 shares | $10,635,824 |
| CATERPILLAR INC | COM | 149123101 | — | 13,042 shares | $10,574,266 |
| SSGA ACTIVE TR | ST STR SECTO ETF | 78470P507 | — | 432,830 shares | $10,565,389 |
| INVESCO EXCH TRADED FD TR II | S&P INTL QULTY | 46138E214 | — | 243,889 shares | $10,518,933 |
| RTX CORPORATION | COM | 75513E101 | — | 56,206 shares | $10,434,555 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 | — | 113,988 shares | $10,386,573 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 808524755 | — | 192,095 shares | $10,325,119 |
| SIMPLIFY EXCHANGE TRADED FUN | TARGE 15 ETF | 82889N350 | — | 427,201 shares | $10,295,539 |
| ISHARES TR | GLB INFRASTR ETF | 464288372 | — | 166,476 shares | $10,248,258 |
| ISHARES TR | MSCI USA MIN ETF | 46429B697 | — | 103,740 shares | $10,108,413 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREAT UNIT | 14020X104 | — | 251,411 shares | $10,001,134 |
| ISHARES TR | MSCI US GARP ETF | 46436E403 | — | 116,651 shares | $9,945,668 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US | 381430602 | — | 115,479 shares | $9,905,795 |
| SALESFORCE INC | COM | 79466L302 | — | 42,663 shares | $9,794,118 |
| SPDR INDEX SHS FDS | ST PORT MARK ETF | 78463X509 | — | 188,237 shares | $9,743,130 |
| SPDR SERIES TRUST | ST STR SP600 SML | 78468R853 | — | 182,769 shares | $9,661,168 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 | — | 339,640 shares | $9,496,333 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | — | 215,923 shares | $9,349,480 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 24,526 shares | $9,340,634 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 120,301 shares | $9,191,002 |
| BANK OF AMER CORP | COM | 060505104 | — | 168,658 shares | $9,180,076 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | 33740F755 | — | 241,047 shares | $9,032,042 |
| FIRST TR EXCHANGE TRADED FD | SMID RISNG ETF | 33741X102 | — | 219,784 shares | $8,918,834 |
| TEXAS INSTRS INC | COM | 882508104 | — | 31,504 shares | $8,823,982 |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 31609A404 | — | 218,430 shares | $8,717,539 |
| ASML HLDG NV | N Y REGISTRY SHS | N07059210 | — | 4,783 shares | $8,665,446 |
| INNOVATOR ETFS TRUST | GRWT100 PWR BUF | 45782C276 | — | 109,873 shares | $8,639,314 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C813 | — | 172,823 shares | $8,585,847 |
| UNION PAC CORP | COM | 907818108 | — | 31,382 shares | $8,539,984 |
| AMGEN INC | COM | 031162100 | — | 20,173 shares | $8,503,075 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | — | 178,693 shares | $8,462,916 |
| PRINCIPAL EXCHANGE TRADED FD | QUALITY ETF | 74255Y201 | — | 107,112 shares | $8,418,884 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 92,920 shares | $8,373,009 |
| TJX COS INC NEW | COM | 872540109 | — | 63,209 shares | $8,363,234 |
| PEPSICO INC | COM | 713448108 | — | 65,795 shares | $8,337,498 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 79,493 shares | $8,270,459 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 43,612 shares | $8,202,573 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 178,566 shares | $8,190,843 |
| LEGG MASON ETF INVT | FRANKLIN INTL LW | 52468L505 | — | 191,504 shares | $7,987,632 |
| CAPITAL GROUP GROWTH ETF | SHS CREAT UNIT | 14020G101 | — | 167,654 shares | $7,951,822 |
| SIMPLIFY EXCHANGE TRADED FUN | HIGH YIELD ETF | 82889N830 | — | 393,787 shares | $7,942,692 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 29,895 shares | $7,914,701 |
| GE AEROSPACE | COM NEW | 369604301 | — | 25,155 shares | $7,855,553 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 19,732 shares | $7,839,892 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 8,669 shares | $7,805,390 |
| PROCTER &GAMBLE CO | COM | 742718109 | — | 53,405 shares | $7,758,712 |
| SIMPLIFY EXCHANGE TRADED FUN | ENHANCED INM ETF | 82889N632 | — | 366,029 shares | $7,741,512 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C797 | — | 160,964 shares | $7,708,566 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 85,596 shares | $7,683,136 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 | — | 125,614 shares | $7,628,517 |