← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| FIRST ACCEPTANCE CORP | COM | 318457108 | — | 132 shares | $0 |
| FIVE STAR QUALITY CARE INC | COM | 33832D106 | — | 79 shares | $0 |
| FONAR CORP | COM NEW | 344437405 | — | 5 shares | $0 |
| GEEKNET INC | COM NEW | 36846Q203 | — | 22 shares | $0 |
| GEVO INC | COM | 374396109 | CALL | 500 shares | $0 |
| GILAT SATELLITE NETWORKS LTD | SHS NEW | M51474118 | — | 12 shares | $0 |
| GLOBALSCAPE INC | COM | 37940G109 | — | 200 shares | $0 |
| GOLDEN STAR RES LTD CDA | COM | 38119T104 | — | 1,000 shares | $0 |
| GRAFTECH INTL LTD | COM | 384313102 | PUT | 100 shares | $0 |
| GRANITE REAL ESTATE INVT TR | UNIT 99/99/9999 | 387437114 | — | 12 shares | $0 |
| GREATBATCH INC | COM | 39153L106 | — | 8 shares | $0 |
| GREENHUNTER RES INC | COM | 39530A104 | — | 92 shares | $0 |
| HANDY & HARMAN LTD | COM | 410315105 | — | 2 shares | $0 |
| HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | — | 125 shares | $0 |
| HAYNES INTERNATIONAL INC | COM NEW | 420877201 | — | 8 shares | $0 |
| HEIDRICK & STRUGGLES INTL IN | COM | 422819102 | — | 16 shares | $0 |
| HESKA CORP | COM RESTRC NEW | 42805E306 | — | 5 shares | $0 |
| HUDSON GLOBAL INC | COM | 443787106 | — | 50 shares | $0 |
| HUTCHINSON TECHNOLOGY INC | COM | 448407106 | PUT | 100 shares | $0 |
| IAO KUN GROUP HLDG CO LTD | ORD USD SHS | G47204105 | — | 117 shares | $0 |
| IMMUNE PHARMACEUTICALS INC | COM | 45254C101 | — | 1 shares | $0 |
| INDIA GLOBALIZATION CAP INC | *W EXP 03/06/201 | 45408X118 | — | 2,167 shares | $0 |
| INOGEN INC | COM | 45780L104 | — | 20 shares | $0 |
| INTELLIPHARMACEUTICS INTL IN | COM | 458173101 | — | 10 shares | $0 |
| INTEST CORP | COM | 461147100 | — | 75 shares | $0 |
| INTRAWEST RESORTS HLDGS INC | COM | 46090K109 | — | 25 shares | $0 |
| IPASS INC | COM | 46261V108 | — | 77 shares | $0 |
| IRIDIUM COMMUNICATIONS INC | *W EXP 02/14/201 | 46269C128 | — | 400 shares | $0 |
| ISHARES | EM MKTS CURR ETF | 464286517 | — | 7 shares | $0 |
| ISHARES TR | TRGT DT 2045 ETF | 46429B648 | — | 3 shares | $0 |
| ISHARES TR | U.S. FINLS ETF | 464287788 | — | 3 shares | $0 |
| JOURNAL COMMUNICATIONS INC | CL A | 481130102 | — | 50 shares | $0 |
| KOSS CORP | COM | 500692108 | — | 195 shares | $0 |
| LAKES ENTMNT INC | COM NEW | 51206P208 | — | 58 shares | $0 |
| LIGHTPATH TECHNOLOGIES INC | CL A NEW | 532257805 | — | 227 shares | $0 |
| MA COM TECHNOLOGY SOLUTIONS | COM | 55405Y100 | — | 15 shares | $0 |
| MARKET VECTORS ETF TR | MSCI IN QLT DI | 57061R437 | — | 2 shares | $0 |
| MAST THERAPEUTICS INC | COM | 576314108 | — | 600 shares | $0 |
| MAXCOM TELECOMUNICACIONES SA | ADR REP PR CTF | 57773A508 | — | 100 shares | $0 |
| MECHEL OAO | SPONSORED ADR | 583840103 | — | 23 shares | $0 |
| MEI PHARMA INC | COM NEW | 55279B202 | — | 45 shares | $0 |
| METALICO INC | COM | 591176102 | — | 175 shares | $0 |
| METHES ENERGIES INTL LTD | *W EXP 10/12/201 | 591517115 | — | 1,050 shares | $0 |
| METHES ENERGIES INTL LTD | *W EXP 10/12/201 | 591517123 | — | 50 shares | $0 |
| MICRONET ENERTEC TECH INC | *W EXP 04/15/201 | 595117110 | — | 668 shares | $0 |
| MICROVISION INC DEL | COM NEW | 594960304 | PUT | 200 shares | $0 |
| MIDWAY GOLD CORP | COM | 598153104 | — | 250 shares | $0 |
| MISTRAS GROUP INC | COM | 60649T107 | — | 17 shares | $0 |
| MODUSLINK GLOBAL SOLUTIONS I | COM | 60786L107 | — | 110 shares | $0 |
| MOLSON COORS BREWING CO | CL A | 60871R100 | — | 4 shares | $0 |
| MORGAN STANLEY | CUSHNG MLP ETN | 61760E846 | — | 12 shares | $0 |
| NEONODE INC | COM NEW | 64051M402 | — | 47 shares | $0 |
| NETSOL TECHNOLOGIES INC | COM PAR $.001 | 64115A402 | CALL | 100 shares | $0 |
| NEW YORK & CO INC | COM | 649295102 | CALL | 100 shares | $0 |
| NORTEL INVERSORA S A | SPON ADR PFD B | 656567401 | — | 20 shares | $0 |
| OCEAN PWR TECHNOLOGIES INC | COM NEW | 674870308 | CALL | 300 shares | $0 |
| ODYSSEY MARINE EXPLORATION I | COM | 676118102 | CALL | 500 shares | $0 |
| OI S.A. | SPONSORED ADR | 670851104 | — | 283 shares | $0 |
| ONVIA INC | COM NEW | 68338T403 | — | 30 shares | $0 |
| OTELCO INC | CL A NEW | 688823301 | — | 60 shares | $0 |
| PARAMOUNT GOLD & SILVER CORP | COM | 69924P102 | PUT | 400 shares | $0 |
| PARKERVISION INC | COM | 701354102 | PUT | 100 shares | $0 |
| PATRICK INDS INC | COM | 703343103 | — | 11 shares | $0 |
| PEERLESS SYS CORP | COM | 705536100 | — | 47 shares | $0 |
| PIMCO CALIF MUN INCOME FD II | COM | 72200M108 | — | 5 shares | $0 |
| POKERTEK INC | COM NEW | 730864204 | — | 80 shares | $0 |
| POLYPORE INTL INC | COM | 73179V103 | — | 5 shares | $0 |
| POWER REIT | COM | 73933H101 | — | 5 shares | $0 |
| PREMIER EXIBITIONS INC | COM | 74051E102 | — | 300 shares | $0 |
| PRGX GLOBAL INC | COM NEW | 69357C503 | — | 30 shares | $0 |
| PROVIDENCE & WORCESTER RR CO | COM | 743737108 | — | 1 shares | $0 |
| PROVIDENT FINL HLDGS INC | COM | 743868101 | — | 3 shares | $0 |
| READING INTERNATIONAL INC | CL B | 755408200 | — | 21 shares | $0 |
| REMARK MEDIA INC | COM | 75954W107 | — | 74 shares | $0 |
| RENESOLA LTD | SPONS ADS | 75971T103 | CALL | 100 shares | $0 |
| REVOLUTION LIGHTING TECHNOLO | COM | 76155G107 | PUT | 200 shares | $0 |
| RICEBRAN TECHNOLOGIES | COM NEW | 762831204 | — | 31 shares | $0 |
| RICEBRAN TECHNOLOGIES | *W EXP 12/18/201 | 762831113 | — | 98 shares | $0 |
| RIT TECHNOLOGIES LTD | *W EXP 12/01/201 | M8215Q128 | — | 300 shares | $0 |
| ROCK CREEK PHARMACEUTICALS I | COM | 772081105 | PUT | 400 shares | $0 |
| ROI ACQUISITION CORP II | COM | 74966G101 | — | 50 shares | $0 |
| ROI ACQUISITION CORP II | *W EXP 09/17/201 | 74966G119 | — | 300 shares | $0 |
| ROSETTA STONE INC | COM | 777780107 | — | 8 shares | $0 |
| ROYAL BK OF SCOTLAND PLC | ROGR ENH ENERG | 78009P192 | — | 10 shares | $0 |
| SABRE CORP | COM | 78573M104 | — | 21 shares | $0 |
| SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | — | 45 shares | $0 |
| SIFY TECHNOLOGIES LIMITED | SPONSORED ADR | 82655M107 | — | 125 shares | $0 |
| SIFY TECHNOLOGIES LIMITED | SPONSORED ADR | 82655M107 | — | 250 shares | $0 |
| SILVER BULL RES INC | COM | 827458100 | — | 2,079 shares | $0 |
| SMITH MICRO SOFTWARE INC | COM | 832154108 | PUT | 100 shares | $0 |
| SOUTHWEST BANCORP INC OKLA | COM | 844767103 | — | 17 shares | $0 |
| STEREOTAXIS INC | COM NEW | 85916J409 | — | 200 shares | $0 |
| SUPERIOR INDS INTL INC | COM | 868168105 | — | 15 shares | $0 |
| SUPPORT COM INC | COM | 86858W101 | CALL | 200 shares | $0 |
| SYKES ENTERPRISES INC | COM | 871237103 | — | 21 shares | $0 |
| SYPRIS SOLUTIONS INC | COM | 871655106 | PUT | 100 shares | $0 |
| TAYLOR DEVICES INC | COM | 877163105 | — | 30 shares | $0 |
| TGC INDS INC | COM NEW | 872417308 | — | 6 shares | $0 |
| THT HEAT TRANSFER TECHNOLOGY | COM | 886031103 | — | 55 shares | $0 |
| TREE COM INC | COM | 894675107 | — | 6 shares | $0 |