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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | — | 7,372,065 shares | $245,563,000 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | — | 4,611,855 shares | $245,120,000 |
| CROWN CASTLE INTL CORP | COM | 228227104 | — | 3,030,743 shares | $244,066,000 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 2,247,445 shares | $240,072,000 |
| INTEL CORP | COM | 458140100 | PUT | 6,845,900 shares | $238,374,000 |
| HOME DEPOT INC | COM | 437076102 | — | 2,589,073 shares | $237,522,000 |
| PEARSON PLC | SPONSORED ADR | 705015105 | — | 11,723,456 shares | $234,704,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 1,695,853 shares | $234,265,000 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | — | 2,067,053 shares | $233,742,000 |
| APPLE INC | COM | 037833100 | — | 2,319,054 shares | $233,645,000 |
| DU PONT E I DE NEMOURS & CO | COM | 263534109 | — | 3,237,473 shares | $232,321,000 |
| SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | — | 2,703,667 shares | $231,380,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 5,507,076 shares | $229,700,000 |
| CISCO SYS INC | COM | 17275R102 | — | 9,092,394 shares | $228,856,000 |
| VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | — | 5,741,997 shares | $228,244,000 |
| CANADIAN PAC RY LTD | COM | 13645T100 | — | 1,098,338 shares | $227,872,000 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | — | 1,902,457 shares | $223,177,000 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 1,619,902 shares | $221,505,000 |
| COMCAST CORP NEW | CL A | 20030N101 | — | 4,111,950 shares | $221,141,000 |
| STARBUCKS CORP | COM | 855244109 | — | 2,904,242 shares | $219,154,000 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | — | 14,752,277 shares | $218,186,000 |
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | — | 18,046,975 shares | $217,647,000 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | — | 1,872,533 shares | $217,607,000 |
| ACTAVIS PLC | SHS | G0083B108 | — | 892,232 shares | $215,278,000 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | — | 2,133,780 shares | $213,549,000 |
| GOOGLE INC | CL C | 38259P706 | — | 369,859 shares | $213,542,000 |
| ISHARES TR | RUS MID-CAP ETF | 464287499 | — | 1,340,491 shares | $212,253,000 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 1,943,414 shares | $212,046,000 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 5,091,843 shares | $211,617,000 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 3,274,456 shares | $207,208,000 |
| SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | — | 2,758,863 shares | $206,749,000 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | — | 3,935,637 shares | $205,913,000 |
| DRESSER-RAND GROUP INC | COM | 261608103 | — | 2,499,117 shares | $205,577,000 |
| CVS HEALTH CORP | COM | 126650100 | — | 2,563,686 shares | $204,044,000 |
| TIME WARNER CABLE INC | COM | 88732J207 | — | 1,399,242 shares | $200,777,000 |
| GENERAL ELECTRIC CO | COM | 369604103 | — | 7,820,091 shares | $200,351,000 |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | — | 2,831,849 shares | $200,013,000 |
| EXXON MOBIL CORP | COM | 30231G102 | — | 2,102,595 shares | $197,749,000 |
| FACEBOOK INC | CL A | 30303M102 | — | 2,481,589 shares | $196,145,000 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | PUT | 5,116,800 shares | $195,871,000 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 4,850,897 shares | $195,491,000 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 3,957,688 shares | $195,470,000 |
| ISHARES TR | 1-3 YR TR BD ETF | 464287457 | — | 2,302,786 shares | $194,608,000 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | — | 1,727,354 shares | $191,097,000 |
| BAIDU INC | SPON ADR REP A | 056752108 | CALL | 869,800 shares | $189,816,000 |
| FACEBOOK INC | CL A | 30303M102 | PUT | 2,387,100 shares | $188,676,000 |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | PUT | 1,905,400 shares | $188,234,000 |
| WELLS FARGO & CO NEW | COM | 949746101 | — | 3,622,303 shares | $187,889,000 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | — | 4,455,839 shares | $187,546,000 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 4,074,096 shares | $187,164,000 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 942,519 shares | $186,864,000 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | — | 4,682,052 shares | $186,814,000 |
| ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | — | 2,910,982 shares | $186,274,000 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | — | 7,893,252 shares | $182,887,000 |
| ABBVIE INC | COM | 00287Y109 | — | 3,156,146 shares | $182,299,000 |
| HALLIBURTON CO | COM | 406216101 | — | 2,825,624 shares | $182,281,000 |
| POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | — | 7,501,497 shares | $182,136,000 |
| SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | PUT | 2,002,900 shares | $181,503,000 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | — | 2,146,663 shares | $180,706,000 |
| GOOGLE INC | CL A | 38259P508 | — | 306,456 shares | $180,322,000 |
| PFIZER INC | COM | 717081103 | — | 6,086,920 shares | $179,990,000 |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | — | 9,238,983 shares | $177,111,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | — | 2,968,687 shares | $175,984,000 |
| ANADARKO PETE CORP | COM | 032511107 | — | 1,732,765 shares | $175,772,000 |
| ZILLOW INC | CL A | 98954A107 | — | 1,514,841 shares | $175,706,000 |
| EBAY INC | COM | 278642103 | — | 3,095,645 shares | $175,306,000 |
| SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | — | 3,549,610 shares | $171,304,000 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 3,364,083 shares | $168,171,000 |
| HOWARD HUGHES CORP | COM | 44267D107 | — | 1,116,047 shares | $167,407,000 |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | — | 2,894,890 shares | $167,267,000 |
| ISHARES | IBOXX HI YD ETF | 464288513 | — | 1,813,789 shares | $166,778,000 |
| COCA COLA CO | COM | 191216100 | — | 3,904,668 shares | $166,573,000 |
| INTEL CORP | COM | 458140100 | — | 4,732,666 shares | $164,791,000 |
| VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | — | 3,133,254 shares | $163,274,000 |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | PUT | 3,715,600 shares | $161,443,000 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | — | 2,738,543 shares | $161,191,000 |
| CITIGROUP INC | COM NEW | 172967424 | — | 3,097,756 shares | $160,526,000 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | CALL | 4,191,700 shares | $160,458,000 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 3,853,754 shares | $160,162,000 |
| ISHARES TR | S&P 500 VAL ETF | 464287408 | — | 1,767,230 shares | $159,174,000 |
| MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | CALL | 2,067,000 shares | $158,787,000 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 4,131,236 shares | $158,392,000 |
| CSX CORP | COM | 126408103 | — | 4,932,060 shares | $158,122,000 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 1,512,052 shares | $157,707,000 |
| METLIFE INC | COM | 59156R108 | — | 2,914,686 shares | $156,577,000 |
| E M C CORP MASS | COM | 268648102 | — | 5,316,324 shares | $155,556,000 |
| SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | — | 3,870,566 shares | $155,519,000 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | — | 3,014,835 shares | $154,299,000 |
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | CALL | 2,318,300 shares | $153,935,000 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 1,919,146 shares | $153,282,000 |
| BAIDU INC | SPON ADR REP A | 056752108 | — | 697,613 shares | $152,240,000 |
| CONSOL ENERGY INC | COM | 20854P109 | PUT | 4,011,300 shares | $151,868,000 |
| QUALCOMM INC | COM | 747525103 | — | 2,019,738 shares | $151,016,000 |
| DISH NETWORK CORP | CL A | 25470M109 | — | 2,334,033 shares | $150,732,000 |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 78463X301 | — | 1,791,096 shares | $150,144,000 |
| MCDONALDS CORP | COM | 580135101 | — | 1,579,408 shares | $149,744,000 |
| ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | — | 2,406,858 shares | $148,479,000 |
| DOW CHEM CO | COM | 260543103 | — | 2,830,818 shares | $148,448,000 |
| DILLARDS INC | CL A | 254067101 | — | 1,359,401 shares | $148,148,000 |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | — | 2,060,687 shares | $148,060,000 |