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NorthRock Partners, LLC
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $7,055,587,942
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $466,440,518
- J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED · 46654Q575 · shares: $438,117,070
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $366,867,171
- SPDR SERIES TRUST · ST STR P500VAL · 78464A508 · shares: $322,406,204
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $308,390,532
- VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $292,084,387
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $253,639,886
- APPLE INC · COM · 037833100 · shares: $244,011,650
- ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $215,375,161
- ISHARES TR · GLB INFRASTR ETF · 464288372 · shares: $209,661,395
Reported holdings
705 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | — | 102,943 shares | $2,456,226 |
| DISNEY WALT CO | COM | 254687106 | — | 23,337 shares | $2,448,081 |
| VANGUARD INDEX FDS | MRNGSTR SML CP V | 922908611 | — | 10,542 shares | $2,435,611 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 2,699 shares | $2,430,261 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | 922908629 | — | 30,796 shares | $2,415,047 |
| TWILIO INC | CL A | 90138F102 | — | 8,217 shares | $2,403,318 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 4,356 shares | $2,402,375 |
| STARBUCKS CORP | COM | 855244109 | — | 24,937 shares | $2,343,168 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | — | 38,932 shares | $2,343,089 |
| ISHARES TR | EXPANDED TECH | 464287515 | — | 21,896 shares | $2,331,517 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 | — | 45,488 shares | $2,292,140 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | — | 27,181 shares | $2,285,413 |
| ADVANCED ENERGY INDS | COM | 007973100 | — | 8,075 shares | $2,275,729 |
| BLACKROCK ETF TRUST II | ISHARES AAA CLO | 092528504 | — | 43,352 shares | $2,249,249 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 11,922 shares | $2,242,408 |
| ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | — | 34,931 shares | $2,241,522 |
| ISHARES TR | MSCI USA MIN ETF | 46429B697 | — | 22,814 shares | $2,223,009 |
| KLA CORP | COM NEW | 482480100 | — | 11,305 shares | $2,203,817 |
| NYLIM ETF TR | FTSE INTL EQTY C | 45409B560 | — | 57,452 shares | $2,135,528 |
| 3M CO | COM | 88579Y101 | — | 12,947 shares | $2,125,403 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 8,224 shares | $2,115,960 |
| AIRBNB INC | COM CL A | 009066101 | — | 13,080 shares | $2,101,435 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 7,537 shares | $1,991,512 |
| AMGEN INC | COM | 031162100 | — | 4,714 shares | $1,987,069 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 | — | 38,454 shares | $1,963,077 |
| ISHARES TR | CORE DIVID ETF | 46435U861 | — | 28,889 shares | $1,863,691 |
| EMERSON ELEC CO | COM | 291011104 | — | 12,014 shares | $1,863,422 |
| UNION PAC CORP | COM | 907818108 | — | 6,782 shares | $1,845,782 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | — | 34,010 shares | $1,842,030 |
| SOUTHERN CO | COM | 842587107 | — | 22,008 shares | $1,824,291 |
| EA SERIES TRUST | MARK FO DIVI ETF | 02072L417 | — | 70,349 shares | $1,812,566 |
| ISHARES TR | A RATE CP BD ETF | 46429B291 | — | 40,247 shares | $1,810,758 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 4,542 shares | $1,804,757 |
| MEDTRONIC PLC | SHS | G5960L103 | — | 20,436 shares | $1,763,494 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 37,918 shares | $1,739,315 |
| GENERAL MILLS INC | COM | 370334104 | — | 53,526 shares | $1,721,423 |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 003264108 | — | 29,646 shares | $1,699,069 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | — | 14,777 shares | $1,680,000 |
| PIMCO CORPORATE & INCM STRG | COM | 72200U100 | — | 153,677 shares | $1,639,738 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 | — | 27,234 shares | $1,636,279 |
| DOLLAR TREE INC | COM | 256746108 | — | 14,271 shares | $1,627,179 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 10,608 shares | $1,613,262 |
| COLUMBIA ETF TR I | MULTI SEC MUNI | 19761L607 | — | 84,140 shares | $1,608,767 |
| SPDR SERIES TRUST | ST STR PR SP1500 | 78464A805 | — | 17,232 shares | $1,586,278 |
| ISHARES TR | ESG MSCI KLD ETF | 464288570 | — | 10,561 shares | $1,543,807 |
| MICROSOFT CORP | COM | 594918104 | CALL | 3,000 shares | $1,538,700 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 23,004 shares | $1,536,488 |
| ASML HLDG NV | N Y REGISTRY SHS | N07059210 | — | 846 shares | $1,533,217 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | — | 17,962 shares | $1,526,079 |
| GENERAL MILLS INC | COM | 370334104 | PUT | 48,200 shares | $1,521,192 |
| BLACKROCK MUNIHLDNGS CALI | COM | 09254L107 | — | 152,127 shares | $1,483,241 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | — | 25,958 shares | $1,470,821 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 | — | 15,469 shares | $1,469,428 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 | — | 15,451 shares | $1,468,517 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 | — | 13,432 shares | $1,460,144 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 | — | 16,785 shares | $1,448,956 |
| WP CAREY INC | COM | 92936U109 | — | 22,214 shares | $1,435,720 |
| CINTAS CORP | COM | 172908105 | — | 7,331 shares | $1,430,027 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | — | 6,401 shares | $1,422,748 |
| MARATHON PETE CORP | COM | 56585A102 | — | 3,593 shares | $1,420,815 |
| ISHARES TR | S&P 100 ETF | 464287101 | — | 3,654 shares | $1,396,457 |
| SPDR SERIES TRUST | ST STR R2K LOWV | 78468R887 | — | 9,291 shares | $1,393,965 |
| CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | — | 41,402 shares | $1,387,795 |
| HINGE HEALTH INC | CL A | 433313103 | — | 14,137 shares | $1,374,682 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | — | 11,647 shares | $1,371,672 |
| PROLOGIS INC. | COM | 74340W103 | — | 10,470 shares | $1,359,531 |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 46138G698 | — | 10,564 shares | $1,359,483 |
| ALLSTATE CORP | COM | 020002101 | — | 6,120 shares | $1,357,904 |
| ROBLOX CORP | CL A | 771049103 | — | 32,042 shares | $1,357,662 |
| AT&T INC | COM | 00206R102 | — | 55,017 shares | $1,342,433 |
| FIDELITY COVINGTON TRUST | ENH MID COR ETF | 31609A503 | — | 33,142 shares | $1,338,280 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 37,075 shares | $1,332,115 |
| PROSHARES TR | INVT INT RT HG | 74347B607 | — | 16,796 shares | $1,305,799 |
| ANALOG DEVICES INC | COM | 032654105 | — | 3,205 shares | $1,271,462 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 4,935 shares | $1,253,766 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | — | 26,399 shares | $1,249,768 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 35,065 shares | $1,248,699 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | — | 38,258 shares | $1,248,378 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | — | 7,914 shares | $1,228,319 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 1,818 shares | $1,227,533 |
| DBX ETF TR | XTRACKRS S&P 500 | 233051143 | — | 17,482 shares | $1,222,516 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREAT UNIT | 14020V108 | — | 27,199 shares | $1,210,399 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 3,381 shares | $1,205,411 |
| ISHARES TR | US HLTHCARE ETF | 464287762 | — | 16,833 shares | $1,204,569 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 | — | 50,451 shares | $1,195,689 |
| MAPLEBEAR INC | COM | 565394103 | — | 27,350 shares | $1,179,332 |
| NIKE INC | CL B | 654106103 | — | 32,866 shares | $1,163,481 |
| SPDR SERIES TRUST | ST STR SP AERO | 78464A631 | — | 5,009 shares | $1,158,343 |
| ARISTA NETWORKS INC | COM SHS | 040413205 | — | 5,626 shares | $1,145,397 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | — | 5,395 shares | $1,130,110 |
| VANGUARD INDEX FDS | MRNGSTR LRG CAP | 922908637 | — | 3,205 shares | $1,127,679 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 | — | 27,200 shares | $1,122,000 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 2,302 shares | $1,113,331 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 | — | 6,918 shares | $1,112,110 |
| LOWES COS INC | COM | 548661107 | — | 5,972 shares | $1,100,646 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 14,341 shares | $1,086,209 |
| NVENT ELEC PLC | SHS | G6700G107 | — | 6,718 shares | $1,077,400 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | — | 12,325 shares | $1,069,810 |
| AON PLC | SHS CL A | G0403H108 | — | 3,861 shares | $1,068,609 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 46641Q159 | — | 23,778 shares | $1,067,422 |