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NorthRock Partners, LLC
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $7,055,587,942
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $466,440,518
- J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED · 46654Q575 · shares: $438,117,070
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $366,867,171
- SPDR SERIES TRUST · ST STR P500VAL · 78464A508 · shares: $322,406,204
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $308,390,532
- VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $292,084,387
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $253,639,886
- APPLE INC · COM · 037833100 · shares: $244,011,650
- ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $215,375,161
- ISHARES TR · GLB INFRASTR ETF · 464288372 · shares: $209,661,395
Reported holdings
705 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD WORLD FD | CONSUM DIS ETF | 92204A108 | — | 1,554 shares | $567,028 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | — | 15,547 shares | $566,719 |
| AECOM | COM | 00766T100 | — | 9,588 shares | $565,252 |
| FRANKLIN TEMPLETON INC | COM | 354613101 | — | 17,589 shares | $564,987 |
| PG&E CORP | COM | 69331C108 | — | 46,080 shares | $564,488 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | — | 1,702 shares | $562,038 |
| NATERA INC | COM | 632307104 | — | 1,358 shares | $561,275 |
| NASDAQ INC | COM | 631103108 | — | 6,092 shares | $560,532 |
| VANGUARD INDEX FDS | MRNGSTR SM CP GR | 922908595 | — | 1,656 shares | $559,446 |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | — | 8,965 shares | $558,940 |
| FLEX LTD | ORD | Y2573F102 | — | 5,055 shares | $555,999 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | — | 7,925 shares | $554,814 |
| STATE STR CORP | COM | 857477103 | — | 3,161 shares | $551,947 |
| SHERWIN WILLIAMS CO | COM | 824348106 | — | 1,707 shares | $551,831 |
| VANGUARD WORLD FD | MRNGSTR CAP ETF | 921910873 | — | 1,946 shares | $549,432 |
| ISHARES INC | MSCI GBL GOLD MN | 46434G855 | — | 7,139 shares | $546,995 |
| SEMPRA | COM | 816851109 | — | 6,995 shares | $545,368 |
| COLUMBIA SELIGM PREM TECH GR | COM | 19842X109 | — | 10,111 shares | $543,711 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 2,092 shares | $539,971 |
| ISHARES TR | INTL TREA BD ETF | 464288117 | — | 13,518 shares | $537,651 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | — | 1,509 shares | $536,740 |
| FORTINET INC | COM | 34959E109 | — | 2,998 shares | $535,922 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 | — | 10,424 shares | $533,188 |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | — | 9,364 shares | $519,349 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 | — | 1,779 shares | $515,305 |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 313745101 | — | 4,742 shares | $513,511 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 | — | 9,324 shares | $511,536 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 1,313 shares | $509,228 |
| PLANET LABS PBC | COM CL A | 72703X106 | — | 31,068 shares | $509,205 |
| ROCKET LAB CORP | COM | 773121108 | — | 7,269 shares | $506,574 |
| CULLEN FROST BANKERS INC | COM | 229899109 | — | 3,307 shares | $504,905 |
| VICTORY PORTFOLIOS II | SHS FR CA FL ETF | 92647X830 | — | 9,798 shares | $501,588 |
| VANGUARD WORLD FD | MRNGSTR MEGA CAP | 921910816 | — | 5,404 shares | $500,712 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | — | 7,586 shares | $499,618 |
| BLUE OWL TECHNOLOGY FIN CORP | COMMON STOCK | 095924106 | — | 50,014 shares | $490,642 |
| IDEXX LABS INC | COM | 45168D104 | — | 936 shares | $489,292 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | — | 2,316 shares | $487,664 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 | — | 1,120 shares | $483,459 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | — | 5,567 shares | $475,884 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | — | 882 shares | $474,569 |
| EBAY INC. | COM | 278642103 | — | 4,471 shares | $474,177 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | — | 1,572 shares | $471,838 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 | — | 3,513 shares | $469,758 |
| S&P GLOBAL INC | COM | 78409V104 | — | 1,185 shares | $467,763 |
| PUBLIC STORAGE | COM | 74460D109 | — | 1,652 shares | $467,462 |
| ISHARES TR | U.S. FINLS ETF | 464287788 | — | 3,705 shares | $465,644 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 12,235 shares | $463,840 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | — | 2,234 shares | $463,557 |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 315948109 | — | 6,367 shares | $462,499 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | — | 23,392 shares | $462,471 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | — | 4,188 shares | $462,020 |
| CVS HEALTH CORP | COM | 126650100 | — | 5,376 shares | $460,674 |
| WATERS CORP | COM | 941848103 | — | 1,044 shares | $458,723 |
| NICOLET BANKSHARES INC | COM | 65406E102 | — | 2,803 shares | $456,945 |
| SPDR SERIES TRUST | ST STR R1K YLD | 78468R770 | — | 3,709 shares | $455,911 |
| ISHARES TR | ESG SELE SCR ETF | 46436E544 | — | 9,439 shares | $455,713 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | — | 4,472 shares | $452,217 |
| BANCO BBVA ARGENTINA S A | SPONSORED ADS | 058934100 | — | 34,998 shares | $449,724 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 | — | 28,442 shares | $447,108 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 1,852 shares | $447,076 |
| SPDR SERIES TRUST | ST STR SP500FF | 78468R796 | — | 7,146 shares | $446,545 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | — | 4,569 shares | $444,309 |
| EXELON CORP | COM | 30161N101 | — | 10,950 shares | $442,382 |
| D R HORTON INC | COM | 23331A109 | — | 3,231 shares | $441,578 |
| SONIDA SENIOR LIVING INC | COM | 140475203 | — | 11,696 shares | $439,536 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | — | 3,398 shares | $438,175 |
| CME GROUP INC | COM | 12572Q105 | — | 1,661 shares | $435,343 |
| T ROWE PRICE EXCHANGE-TRADED | SMALL MID CAP | 87283Q826 | — | 10,416 shares | $423,971 |
| CHUBB LIMITED | COM | H1467J104 | — | 1,293 shares | $420,686 |
| GILEAD SCIENCES INC | COM | 375558103 | — | 2,819 shares | $420,190 |
| SELECT SECTOR SPDR TR | ST STR DISCR ETF | 81369Y407 | — | 3,853 shares | $419,469 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 | — | 37,564 shares | $413,591 |
| ISHARES TR | CORE MSCI EURO | 46434V738 | — | 5,558 shares | $409,652 |
| BANCO MACRO S A | SPON ADR B | 05961W105 | — | 5,999 shares | $401,580 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 231 shares | $400,638 |
| NORFOLK SOUTHN CORP | COM | 655844108 | — | 1,290 shares | $398,610 |
| ISHARES SILVER TR | ISHARES | 46428Q109 | — | 7,260 shares | $395,773 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 46137V464 | — | 2,690 shares | $394,904 |
| AIR PRODUCTS AND CHEMICALS I | COM | 009158106 | — | 1,416 shares | $394,252 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | — | 5,720 shares | $391,849 |
| NETAPP INC | COM | 64110D104 | — | 1,861 shares | $390,959 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 856 shares | $389,018 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 | — | 7,688 shares | $387,274 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 4,791 shares | $386,155 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 | — | 3,118 shares | $382,701 |
| PAYCHEX INC | COM | 704326107 | — | 3,851 shares | $379,324 |
| INNOVATOR ETFS TRUST | EQUI DEFI 1 JULY | 45783Y251 | — | 12,512 shares | $378,567 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 | — | 1,266 shares | $373,574 |
| VANGUARD WORLD FD | MRNGSTR VAL ETF | 921910840 | — | 2,310 shares | $372,118 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | — | 4,229 shares | $371,306 |
| CF INDUSTRIES HOLD | COM | 125269100 | — | 3,211 shares | $369,951 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | — | 6,987 shares | $362,466 |
| AMERICAN TOWER CORP | COM | 03027X100 | — | 2,196 shares | $359,482 |
| TRI CONTL CORP | COM | 895436103 | — | 10,446 shares | $358,750 |
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 | — | 2,795 shares | $358,049 |
| EVERSOURCE ENERGY | COM | 30040W108 | — | 5,568 shares | $357,268 |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 032108664 | — | 2,939 shares | $356,324 |
| JOHNSON CONTROLS INTERNATION | SHS | G51502105 | — | 2,394 shares | $355,937 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 | — | 5,247 shares | $355,916 |
| NYLIM ETF TR | HEDGE MULTI STRA | 45409B107 | — | 9,865 shares | $355,535 |