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NorthRock Partners, LLC
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $7,055,587,942
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $466,440,518
- J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED · 46654Q575 · shares: $438,117,070
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $366,867,171
- SPDR SERIES TRUST · ST STR P500VAL · 78464A508 · shares: $322,406,204
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $308,390,532
- VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $292,084,387
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $253,639,886
- APPLE INC · COM · 037833100 · shares: $244,011,650
- ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $215,375,161
- ISHARES TR · GLB INFRASTR ETF · 464288372 · shares: $209,661,395
Reported holdings
705 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NOVARTIS AG | SPONSORED ADR | 66987V109 | — | 2,479 shares | $353,431 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | — | 9,066 shares | $352,758 |
| HP INC | COM | 40434L105 | — | 11,203 shares | $350,441 |
| BAXTER INTL INC | COM | 071813109 | — | 14,515 shares | $348,373 |
| CSX CORP | COM | 126408103 | — | 7,478 shares | $347,815 |
| INSMED INC | COM PAR $.01 | 457669307 | — | 3,044 shares | $347,442 |
| ROYAL GOLD INC | COM | 780287108 | — | 1,467 shares | $346,330 |
| CELCUITY INC | COM | 15102K100 | — | 4,354 shares | $346,230 |
| BOK FINL CORP | COM NEW | 05561Q201 | — | 2,730 shares | $345,072 |
| OTIS WORLDWIDE CORP | COM | 68902V107 | — | 5,355 shares | $344,496 |
| TJX COS INC NEW | COM | 872540109 | — | 2,600 shares | $344,058 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 | — | 2,678 shares | $343,109 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 | — | 878 shares | $341,636 |
| AMERICAN FINANCIAL GROUP INC | COM | 025932104 | — | 2,490 shares | $340,532 |
| QUANTA SVCS INC | COM | 74762E102 | — | 529 shares | $340,148 |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 128117108 | — | 29,672 shares | $339,154 |
| WORTHINGTON ENTERPRISES INC | COM | 981811102 | — | 5,695 shares | $339,107 |
| SOUTHERN COPPER CORP | COM | 84265V105 | — | 1,684 shares | $337,801 |
| WW GRAINGER INC | COM | 384802104 | — | 269 shares | $335,115 |
| ASTRAZENECA PLC | ORD | G0593M107 | — | 2,052 shares | $331,383 |
| SMUCKER J M CO | COM NEW | 832696405 | — | 2,772 shares | $329,719 |
| BIOGEN INC | COM | 09062X103 | — | 1,456 shares | $328,881 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | 81369Y852 | — | 2,947 shares | $327,029 |
| AUTONATION INC | COM | 05329W102 | — | 2,074 shares | $326,531 |
| FIRST TR EXCHANGE-TRADED FD | SHS | 336917109 | — | 6,648 shares | $326,483 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 3,033 shares | $326,276 |
| FEDEX CORP | COM | 31428X106 | — | 1,142 shares | $325,784 |
| FLEXSHARES TR | NRTRN TR QLTY DV | 33939L845 | — | 3,659 shares | $325,667 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | — | 1,887 shares | $325,164 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | — | 3,563 shares | $323,673 |
| ADAM NAT RES FD INC | COM | 00548F105 | — | 11,696 shares | $322,009 |
| AXON ENTERPRISE INC | COM | 05464C101 | — | 761 shares | $321,538 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 | — | 6,901 shares | $320,860 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 | — | 3,463 shares | $319,185 |
| VANGUARD WORLD FD | ENERGY ETF | 92204A306 | — | 1,849 shares | $318,360 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 3,905 shares | $317,086 |
| FIDELITY COVINGTON TRUST | VLU FACTOR ETF | 316092782 | — | 3,915 shares | $316,250 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 2,671 shares | $313,923 |
| VANECK ETF TRUST | JP MRGAN EM LOC | 92189H300 | — | 12,634 shares | $313,713 |
| COCA COLA CONS INC | COM | 191098102 | — | 1,646 shares | $311,679 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 938 shares | $311,516 |
| CBOE GLOBAL MKTS INC | COM | 12503M108 | — | 1,130 shares | $311,078 |
| ARK 21SHARES BITCOIN ETF | SHS BEN INT | 040919102 | — | 11,200 shares | $310,128 |
| J P MORGAN EXCHANGE TRADED F | DIV RTN INT EQ | 46641Q209 | — | 4,198 shares | $309,833 |
| DOMINION ENERGY INC | COM | 25746U109 | — | 5,115 shares | $309,590 |
| ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | — | 5,208 shares | $303,939 |
| QUIDELORTHO CORP | COM | 219798105 | — | 28,817 shares | $303,731 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | — | 5,587 shares | $301,468 |
| ARES CAPITAL CORP | COM | 04010L103 | — | 15,682 shares | $299,545 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | 78467X109 | — | 588 shares | $299,219 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 | — | 1,664 shares | $296,408 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1000 ETF | 46137V613 | — | 5,411 shares | $294,521 |
| CONAGRA BRANDS INC | COM | 205887102 | — | 21,881 shares | $294,094 |
| SPDR SERIES TRUST | ST STR CONV ETF | 78464A359 | — | 2,842 shares | $287,554 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 | — | 636 shares | $287,459 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 | — | 3,867 shares | $286,371 |
| SERVICENOW INC | COM | 81762P102 | — | 2,136 shares | $286,324 |
| MARSH & MCLENNAN COS INC | COM | 571748102 | — | 1,676 shares | $286,272 |
| MOODYS CORP | COM | 615369105 | — | 628 shares | $285,642 |
| SPDR SERIES TRUST | ST STR SP REGBNK | 78464A698 | — | 4,100 shares | $284,704 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | — | 1,960 shares | $284,278 |
| GENERAL MTRS CO | COM | 37045V100 | — | 3,678 shares | $283,274 |
| CMS ENERGY CORP | COM | 125896100 | — | 4,488 shares | $283,103 |
| GLOBE LIFE INC | COM | 37959E102 | — | 1,700 shares | $281,605 |
| ISHARES TR | S&P MC 400VL ETF | 464287705 | — | 2,043 shares | $281,441 |
| DIREXION SHARES ETF TRUST | DA 500 BU 3X ETF | 25459W862 | — | 999 shares | $281,100 |
| CGI INC | CL A SUB VTG | 12532H104 | — | 4,127 shares | $280,760 |
| CENTENE CORP DEL | COM | 15135B101 | — | 4,486 shares | $278,685 |
| INVESCO EXCHANGE TRADED FD T | LARG CAP GRO ETF | 46137V746 | — | 1,706 shares | $276,790 |
| COREWEAVE INC | COM CL A | 21873S108 | — | 3,175 shares | $276,683 |
| FIRSTENERGY CORP | COM | 337932107 | — | 6,362 shares | $275,683 |
| BANK OF NY MELLON CORP | COM | 064058100 | — | 1,905 shares | $275,520 |
| LIBERTY LIVE HOLDINGS INC | COM SHS SER C | 530909308 | — | 2,827 shares | $274,926 |
| ISHARES TR | MSCI ACWI EX US | 464288240 | — | 3,635 shares | $274,879 |
| INNOVATOR ETFS TRUST | EQUITY DEF PROTN | 45784N775 | — | 10,412 shares | $274,642 |
| GLOBALSTAR INC | COM NEW | 378973507 | — | 3,300 shares | $273,537 |
| AST SPACEMOBILE INC | COM CL A | 00217D100 | — | 4,641 shares | $273,228 |
| D-WAVE QUANTUM INC | COM | 26740W109 | — | 16,474 shares | $272,979 |
| ISHARES TR | CORE S&P US GWT | 464287671 | — | 1,406 shares | $272,549 |
| DATADOG INC | CL A COM | 23804L103 | — | 991 shares | $271,659 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 2,391 shares | $271,570 |
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | — | 29,959 shares | $271,136 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | 33738R506 | — | 3,462 shares | $271,118 |
| FEDERATED HERMES INC | CL B | 314211103 | — | 4,800 shares | $270,576 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | — | 1,335 shares | $268,063 |
| GENERAC HLDGS INC | COM | 368736104 | — | 1,288 shares | $266,698 |
| LIBERTY MEDIA CORP DEL | COM SER C | 531229755 | — | 2,885 shares | $266,666 |
| MONGODB INC | CL A | 60937P106 | — | 764 shares | $266,465 |
| AMCOR PLC | COM NEW | G0250X149 | — | 6,341 shares | $265,434 |
| COLUMBIA ETF TR I | DIVERSIFID FXD | 19761L508 | — | 15,400 shares | $264,880 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 46137V233 | — | 4,152 shares | $264,126 |
| CUMMINS INC | COM | 231021106 | — | 509 shares | $263,369 |
| ISHARES TR | GLOBAL EQUITY | 46434V316 | — | 4,326 shares | $262,372 |
| WELLTOWER INC | COM | 95040Q104 | — | 1,139 shares | $262,314 |
| IREN LIMITED | ORDINARY SHARES | Q4982L109 | — | 6,368 shares | $260,338 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | — | 2,756 shares | $259,555 |
| UNILEVER PLC | SPON ADR NEW | 904767803 | — | 4,272 shares | $259,458 |
| CENCORA INC | COM | 03073E105 | — | 851 shares | $255,621 |
| SPDR SERIES TRUST | ST STR P400MID | 78464A847 | — | 4,051 shares | $255,430 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 8,457 shares | $254,991 |