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PRINCIPAL SECURITIES, INC.
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $8,585,854,562
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- PRINCIPAL EXCHANGE TRADED FD · INTL EQUITY ETF · 74255Y698 · shares: $391,837,537
- PRINCIPAL EXCHANGE TRADED FD · US MEGA CP ETF · 74255Y870 · shares: $365,519,180
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $315,995,099
- PRINCIPAL EXCHANGE TRADED FD · CAP APP SEL ETF · 74255Y680 · shares: $213,012,218
- PRINCIPAL EXCHANGE TRADED FD · PRIN U S SMALL · 74255Y607 · shares: $170,495,396
- PRINCIPAL EXCHANGE TRADED FD · FOCU BLUE CH ETF · 74255Y714 · shares: $161,429,644
- PRINCIPAL EXCHANGE TRADED FD · PRNC INVT GRAD · 74255Y821 · shares: $143,053,226
- GOLDMAN SACHS ETF TR · MARKETBETA US EQ · 381430123 · shares: $130,645,266
- MICROSOFT CORP · COM · 594918104 · shares: $124,558,191
- NVIDIA CORPORATION · COM · 67066G104 · shares: $122,856,706
Reported holdings
1,567 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| PRINCIPAL EXCHANGE TRADED FD | INTL EQUITY ETF | 74255Y698 | — | 10,881,353 shares | $391,837,537 |
| PRINCIPAL EXCHANGE TRADED FD | US MEGA CP ETF | 74255Y870 | — | 4,764,814 shares | $365,519,180 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 412,607 shares | $315,995,099 |
| PRINCIPAL EXCHANGE TRADED FD | CAP APP SEL ETF | 74255Y680 | — | 6,328,349 shares | $213,012,218 |
| PRINCIPAL EXCHANGE TRADED FD | PRIN U S SMALL | 74255Y607 | — | 2,555,014 shares | $170,495,396 |
| PRINCIPAL EXCHANGE TRADED FD | FOCU BLUE CH ETF | 74255Y714 | — | 4,307,526 shares | $161,429,644 |
| PRINCIPAL EXCHANGE TRADED FD | PRNC INVT GRAD | 74255Y821 | — | 7,313,527 shares | $143,053,226 |
| GOLDMAN SACHS ETF TR | MARKETBETA US EQ | 381430123 | — | 1,237,523 shares | $130,645,266 |
| MICROSOFT CORP | COM | 594918104 | — | 242,851 shares | $124,558,191 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 537,949 shares | $122,856,706 |
| APPLE INC | COM | 037833100 | — | 346,660 shares | $115,444,833 |
| PRINCIPAL EXCHANGE TRADED FD | PRNCPL VLU ETF | 74255Y300 | — | 1,806,000 shares | $100,810,901 |
| PRINCIPAL EXCHANGE TRADED FD | ACTIVE HIGH YL | 74255Y102 | — | 5,267,864 shares | $97,192,092 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 959,272 shares | $90,689,595 |
| AMAZON COM INC | COM | 023135106 | — | 355,897 shares | $88,671,732 |
| ISHARES TR | CORE S&P US VLU | 464287663 | — | 654,630 shares | $72,192,601 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 202,474 shares | $69,667,332 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 754,091 shares | $69,104,927 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | — | 614,026 shares | $67,739,316 |
| TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE US | 89834G729 | — | 1,435,283 shares | $67,429,615 |
| ISHARES TR | RUS 1000 ETF | 464287622 | — | 159,077 shares | $66,196,873 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 462,105 shares | $65,738,993 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 172,745 shares | $64,647,932 |
| GOLDMAN SACHS ETF TR | ACCESS US AGRAT | 38149W101 | — | 1,597,777 shares | $62,712,766 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 | — | 1,327,321 shares | $60,844,410 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | — | 201,485 shares | $60,457,548 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 613,424 shares | $59,428,502 |
| GOLDMAN SACHS ETF TR | CORE BOND ETF | 38149W473 | — | 1,176,120 shares | $56,594,881 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | — | 372,612 shares | $54,043,574 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 1,459,643 shares | $52,444,966 |
| META PLATFORMS INC | CL A | 30303M102 | — | 71,892 shares | $52,134,556 |
| BROADCOM INC | COM | 11135F101 | — | 145,476 shares | $51,089,736 |
| ISHARES TR | CORE S&P US GWT | 464287671 | — | 249,558 shares | $48,351,843 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 593,855 shares | $48,197,269 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 135,873 shares | $46,297,378 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | — | 2,116,040 shares | $46,277,791 |
| ISHARES TR | CORE MSCI INTL | 46435G326 | — | 506,159 shares | $45,291,103 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | — | 1,795,218 shares | $45,113,829 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 59,997 shares | $44,384,016 |
| ISHARES TR | MBS ETF | 464288588 | — | 480,170 shares | $43,032,812 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | 09290C103 | — | 537,632 shares | $37,236,395 |
| JPMORGAN CHASE &CO | COM | 46625H100 | — | 111,335 shares | $36,832,993 |
| ISHARES TR | CORE UNIVRSL USD | 46434V613 | — | 831,216 shares | $36,648,294 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 503,658 shares | $35,563,307 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 490,853 shares | $34,433,370 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 | — | 107,161 shares | $33,871,377 |
| VISA INC | COM CL A | 92826C839 | — | 94,070 shares | $33,802,158 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | 922908744 | — | 154,225 shares | $33,325,019 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 72,354 shares | $33,007,072 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | — | 634,022 shares | $32,398,541 |
| TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE EQ | 89834G737 | — | 820,709 shares | $31,572,679 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 41,223 shares | $31,437,861 |
| ISHARES TR | S&P 500 VAL ETF | 464287408 | — | 137,608 shares | $31,413,111 |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 74255Y888 | — | 1,686,508 shares | $30,947,426 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 397,899 shares | $30,737,691 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 60,816 shares | $30,283,099 |
| ELI LILLY &CO | COM | 532457108 | — | 25,548 shares | $29,561,221 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 | — | 98,482 shares | $29,043,327 |
| ISHARES TR | EXPANDED TECH | 464287515 | — | 267,745 shares | $28,509,507 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 25,341 shares | $26,990,893 |
| BLACKROCK ETF TRUST | ISHA I IN TE ETF | 09290C780 | — | 536,272 shares | $25,306,676 |
| SIMPLIFY EXCHANGE TRADED FUN | BARRIER INCOME | 82889N335 | — | 923,061 shares | $23,399,590 |
| ISHARES INC | MSCI GERMANY ETF | 464286806 | — | 563,081 shares | $23,260,865 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | — | 100,405 shares | $23,256,763 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 227,165 shares | $23,211,689 |
| TRUST FOR PROFESSIONAL MANAG | ACTIVEPASSIVE CR | 89834G752 | — | 811,815 shares | $22,811,992 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | — | 101,116 shares | $22,471,911 |
| VANGUARD INDEX FDS | MRNGSTR MD CP VA | 922908512 | — | 114,642 shares | $22,415,912 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | — | 609,265 shares | $22,207,694 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | — | 442,149 shares | $22,169,369 |
| BLACKROCK ETF TRUST | ISHA IN CTRY ETF | 09290C764 | — | 575,474 shares | $20,918,477 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 34,149 shares | $20,891,072 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 808524771 | — | 646,319 shares | $20,339,659 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 119,868 shares | $19,508,521 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 35,081 shares | $19,345,891 |
| JOHNSON &JOHNSON | COM | 478160104 | — | 72,420 shares | $19,172,350 |
| SPDR SERIES TRUST | ST STR P500GRW | 78464A409 | — | 149,171 shares | $18,359,976 |
| PRINCIPAL EXCHANGE TRADED FD | REAL EST ACT ETF | 74255Y722 | — | 709,093 shares | $18,216,274 |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 381430479 | — | 414,834 shares | $18,049,427 |
| GOLDMAN SACHS ETF TR | MAR 1000 GRO ETF | 38149W598 | — | 259,797 shares | $17,684,412 |
| APPLIED MATLS INC | COM | 038222105 | — | 34,465 shares | $17,624,460 |
| INVESCO ACTIVELY MANAGED EXC | ULTRA SHRT DUR | 46090A887 | — | 352,747 shares | $17,612,663 |
| TESLA INC | COM | 88160R101 | — | 49,607 shares | $17,601,167 |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | 35473P744 | — | 425,028 shares | $17,596,176 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 91,272 shares | $17,416,488 |
| SPDR SERIES TRUST | ST LONG BD ETF | 78464A367 | — | 849,011 shares | $17,302,852 |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 31609A305 | — | 379,920 shares | $17,130,592 |
| ISHARES U S ETF TR | BLOOMBERG ROLL | 46431W598 | — | 268,817 shares | $17,102,163 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | 14020W106 | — | 349,414 shares | $17,068,871 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 24,349 shares | $17,065,250 |
| ISHARES TR | RUS TP200 VL ETF | 464289420 | — | 152,899 shares | $16,747,038 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREAT UNIT | 14020V108 | — | 373,727 shares | $16,630,860 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | — | 751,231 shares | $16,557,136 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 | — | 155,821 shares | $16,492,066 |
| GOLDMAN SACHS ETF TR | CORPORATE BD ETF | 38149W465 | — | 334,855 shares | $16,052,970 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 268,616 shares | $15,931,609 |
| SPDR SERIES TRUST | ST LON TREAS ETF | 78464A664 | — | 665,128 shares | $15,863,298 |
| CHEVRON CORPORATION | COM | 166764100 | — | 77,578 shares | $15,842,130 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | 922908629 | — | 201,355 shares | $15,790,281 |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PREFERR | 74255Y763 | — | 840,445 shares | $15,694,460 |