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Sigma Planning Corp

Period ended Sep 30, 2026 · Latest filing Oct 23, 2026

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Sep 30, 2026: $3,883,923,158

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $216,137,715
  2. APPLE INC · COM · 037833100 · shares: $191,476,826
  3. NVIDIA CORPORATION · COM · 67066G104 · shares: $123,740,831
  4. INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $79,092,436
  5. AMAZON COM INC · COM · 023135106 · shares: $71,312,951
  6. MICROSOFT CORP · COM · 594918104 · shares: $66,448,054
  7. ISHARES TR · S&P 500 GRWT ETF · 464287309 · shares: $58,259,561
  8. STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $58,224,191
  9. ISHARES TR · CORE DIV GRWTH · 46434V621 · shares: $54,738,302
  10. VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $47,032,248

Reported holdings

1,325 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
LINEAGE INCCOM53566V106 — 12,873 shares $439,227
FRANKLIN TEMPLETON ETF TRSENIOR LOAN ETF35473P595 — 19,088 shares $439,030
TEMPUS AI INCCL A88023B103 — 5,343 shares $437,566
ISHARES TRESG OPTIMIZED464288802 — 2,810 shares $437,388
CHIPOTLE MEXICAN GRILL INCCOM169656105 — 13,627 shares $435,374
ULTA BEAUTY INCCOM90384S303 — 794 shares $433,737
BLOCK INCCL A852234103 — 5,900 shares $433,234
INVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV46137V308 — 3,031 shares $431,404
MPLX LPCOM UNIT REP LTD55336V100 — 7,637 shares $430,105
ANTERO MIDSTREAM CORPCOM03676B102 — 21,315 shares $429,717
VIKING THERAPEUTICS INCCOM92686J106 — 13,179 shares $429,635
INNOVATOR ETFS TRUSTUS EQTY ULTRA B45782C532 — 10,001 shares $428,266
VANGUARD MUN BD FDSTAX EXEMPT BD922907746 — 8,728 shares $428,120
GLOBAL X FDSRUSSELL 200037954Y459 — 27,667 shares $428,014
ISHARES TRTRS FLT RT BD46434V860 — 8,424 shares $426,832
ISHARES INCMSCI CHILE ETF464286640 — 12,950 shares $426,829
COHEN & STEERS INFRASTRUCTURCOM19248A109 — 17,269 shares $425,692
LUMENTUM HLDGS INCCOM55024U109 — 625 shares $425,525
TEXAS ROADHOUSE INCCOM882681109 — 2,713 shares $424,144
S&P GLOBAL INCCOM78409V104 — 1,073 shares $423,450
GRANITESHARES PLATINUM TRSHS BEN INT38748T103 — 25,894 shares $423,100
AMERICA MOVIL SAB DE CVSPON ADS RP CL B02390A101 — 19,960 shares $422,944
MICRON TECHNOLOGY INCCOM595112103 CALL 1,900 shares $421,360
GOLDMAN SACHS ETF TRNASDA 100 ETF38149W630 — 7,245 shares $420,037
EZCORP INCCL A NON VTG302301106 — 14,031 shares $417,573
DOVER CORPCOM260003108 — 2,236 shares $417,423
NORTHERN LTS FD TR IVMAIN SECTR ROTN66538H591 — 5,828 shares $416,971
CHURCH & DWIGHT CO INCCOM171340102 — 4,425 shares $416,933
INVESCO ACTIVELY MANAGED EXCQQQ INC ADV ETF46090A689 — 7,293 shares $416,581
FIDELITY COVINGTON TRUSTENHANCED LARGE31609A305 — 9,223 shares $415,861
BLACKROCK ETF TRUST IIISHA GLO USD ETF092528835 — 8,300 shares $415,830
INNOVATOR ETFS TRUSTEMRGNG MKT JULY45782C714 — 13,272 shares $413,821
FIDELITY COVINGTON TRUSTDIVID ETF RISI316092832 — 6,036 shares $411,568
COMFORT SYS USA INCCOM199908104 — 248 shares $410,651
FIDELITY COVINGTON TRUSTMSCI FINLS IDX316092501 — 5,415 shares $410,045
GOLDMAN SACHS PHYSICAL GOLDUNIT38150K103 — 9,976 shares $408,617
OKLO INCCOM CL A02156V109 — 11,034 shares $408,479
SCHWAB STRATEGIC TRUS LCAP VA ETF808524409 — 12,730 shares $407,985
ISHARES TRESG SELECT SCRE46436E569 — 6,954 shares $405,443
TE CONNECTIVITY PLCORD SHSG87052109 — 1,920 shares $405,316
SPDR SERIES TRUSTST STR P400MID78464A847 — 6,413 shares $404,257
FIRST TR EXCH TRD ALPHDX FDDEV MRK EX US33737J174 — 4,306 shares $403,443
INNOVATOR ETFS TRUSTUS EQTY PWR BUF45782C383 — 8,202 shares $401,552
FIRST TR EXCHNG TRADED FD VIFT VEST UQ EQT33740U505 — 7,152 shares $400,727
FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D309 — 8,948 shares $398,810
GOLDMAN SACHS ETF TRACTIVEBETA EME381430206 — 7,784 shares $397,762
KKR & CO INCCOM48251W104 — 4,355 shares $397,589
VICTORY PORTFOLIOS IICORE BD ETF92647N527 — 8,894 shares $397,069
J P MORGAN EXCHANGE TRADED FBETA CDA ETF NEW46641Q225 — 3,945 shares $395,893
SPDR INDEX SHS FDSST INTL CAP ETF78463X871 — 8,628 shares $393,168
UNIQURE NVSHSN90064101 — 16,250 shares $392,600
SOCIEDAD QUIMICA Y MINERA DESPON ADR SER B833635105 — 6,047 shares $392,261
INNOVATOR ETFS TRUSTUS EQTY BUFR FEB45782C433 — 7,247 shares $391,755
ISHARES TRMSCI EURO FL ETF464289180 — 9,843 shares $391,539
NNN REIT INCCOM637417106 — 9,442 shares $387,985
HECLA MINING COMPANYCOM422704106 — 22,770 shares $387,766
D-WAVE QUANTUM INCCOM26740W109 — 23,366 shares $387,174
FIRST TR EXCHNG TRADED FD VIMULTI STRATEGY33740F490 — 15,529 shares $383,722
INVESCO EXCHANGE TRADED FD TINTL DIVI ACHI46137V548 — 17,931 shares $383,269
INNOVATOR ETFS TRUSTEQUI DU DI OCTO45784N528 — 16,652 shares $382,496
APPLE HOSPITALITY REIT INCCOM NEW03784Y200 — 23,507 shares $379,879
SPDR SERIES TRUSTST STR SP PHARMA78464A722 — 5,889 shares $379,388
ROYAL CARIBBEAN GROUPCOMV7780T103 — 1,426 shares $379,049
ISHARES TRCONV BD ETF46435G102 — 3,356 shares $378,986
FEDEX FGHT HLDG CO INCCOMMON STOCK314352105 — 3,463 shares $378,791
SPDR SERIES TRUSTST STR SP600SM C78464A300 — 3,700 shares $377,986
FIDELITY COVINGTON TRUSTENHANCED LARGE316092113 — 8,713 shares $377,442
ECOLAB INCCOM278865100 — 1,368 shares $375,724
PIMCO ETF TR0-5 HIGH YIELD72201R783 — 4,144 shares $374,972
INVESCO EXCH TRADED FD TR IIS&P GBL WATER46138E263 — 5,980 shares $373,158
INVESCO EXCHANGE TRADED FD TAI AND NEXT GEN46137V639 — 3,626 shares $368,688
CADENCE DESIGN SYSTEM INCCOM127387108 — 1,115 shares $368,156
INNOVATOR ETFS TRUSTUS EQTY PWR BUF45782C508 — 7,216 shares $366,009
VANGUARD INDEX FDSMRNGSTR SM CP GR922908595 — 1,083 shares $365,108
CALAMOS CONV OPPORTUNITIES &SH BEN INT128117108 — 31,888 shares $364,480
TERAWULF INCCOM88080T104 — 24,611 shares $364,243
CAPITAL GRP FIXED INCM ETF TCORE PLUS INCM14020Y102 — 17,188 shares $363,874
VANGUARD WHITEHALL FDSINTL HIGH ETF921946794 — 3,564 shares $360,446
BANK OZK LITTLE ROCK ARKCOM06417N103 — 7,833 shares $360,011
ARK ETF TRNEXT GEN TECH00214Q401 — 2,155 shares $359,262
RIOT PLATFORMS INCCOM767292105 — 17,804 shares $358,755
ISHARES TRUS INFRASTRUC46435U713 — 6,512 shares $357,843
VANGUARD WELLINGTON FDUS MINIMUM921935409 — 2,526 shares $357,492
ETFIS SER TR IVIRTUS NEWFLEET26923G707 — 16,183 shares $357,159
ARK ETF TRAUTNMUS TECHNLGY00214Q203 — 2,963 shares $357,143
RITHM CAPITAL CORPCOM NEW64828T201 — 39,799 shares $355,407
FLEXSHARES TRNORTHERN TR STOX33939L688 — 1,493 shares $355,200
INNOVATOR ETFS TRUSTUS SML CP PWR B45782C599 — 9,408 shares $354,760
WW GRAINGER INCCOM384802104 — 284 shares $354,238
ISHARES TRMSCI EAFE SMCP46435G839 — 8,125 shares $352,948
FIDELITY COVINGTON TRUSTFUN LAR COR ETF316092360 — 5,974 shares $352,849
ISHARES TRESG AWRE 1 5 YR46435G243 — 14,393 shares $351,624
OPENDOOR TECHNOLOGIES INCCOM683712103 — 148,300 shares $351,471
SK HYNIX INCAMERICAN DEPOSIT78392B206 — 1,903 shares $350,460
COGNITION THERAPEUTICS INCCOM19243B102 — 364,765 shares $350,174
ABRDN SILVER ETF TRUSTPHYSCL SILVR SHS003264108 — 6,104 shares $349,822
PETROLEO BRASILEIRO S ASPONSORED ADR71654V408 — 25,689 shares $348,105
FIRST TR EXCHNG TRADED FD VIVEST US EQUITY E33740F250 — 9,420 shares $347,622
LISTED FDS TRHORI KI INFL ETF53656F623 — 6,905 shares $346,232
INVESCO EXCH TRADED FD TR IIINVESCO PHLX SM46138G615 — 3,479 shares $345,813