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Sigma Planning Corp
Period ended Sep 30, 2026 · Latest filing Oct 23, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $3,883,923,158
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $216,137,715
- APPLE INC · COM · 037833100 · shares: $191,476,826
- NVIDIA CORPORATION · COM · 67066G104 · shares: $123,740,831
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $79,092,436
- AMAZON COM INC · COM · 023135106 · shares: $71,312,951
- MICROSOFT CORP · COM · 594918104 · shares: $66,448,054
- ISHARES TR · S&P 500 GRWT ETF · 464287309 · shares: $58,259,561
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $58,224,191
- ISHARES TR · CORE DIV GRWTH · 46434V621 · shares: $54,738,302
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $47,032,248
Reported holdings
1,325 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD WELLINGTON FD | US MOMENTUM | 921935508 | — | 972 shares | $220,634 |
| VANECK ETF TRUST | OIL REFINERS ETF | 92189F585 | — | 3,479 shares | $220,360 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | — | 7,192 shares | $219,847 |
| UNUM GROUP | COM | 91529Y106 | — | 2,505 shares | $219,795 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C797 | — | 4,585 shares | $219,576 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | — | 1,441 shares | $219,313 |
| SPDR SERIES TRUST | ST STR SP REGBNK | 78464A698 | — | 3,158 shares | $219,282 |
| INNOVATOR ETFS TRUST | NASDAQ 100 MANA | 45783Y681 | — | 6,065 shares | $218,889 |
| TKO GROUP HOLDINGS INC | CL A | 87256C101 | — | 1,216 shares | $218,540 |
| URANIUM ENERGY CORP | COM | 916896103 | — | 23,121 shares | $218,494 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | 33740F466 | — | 7,881 shares | $218,105 |
| INNOVATOR ETFS TRUST | US EQTY ULTRA BU | 45782C565 | — | 5,275 shares | $218,099 |
| CORTEVA INC | COM | 22052L104 | — | 2,808 shares | $218,042 |
| VELO3D INC | COM NEW | 92259N302 | — | 20,000 shares | $217,800 |
| ELBIT SYS LTD | ORD | M3760D101 | — | 319 shares | $217,722 |
| ISHARES TR | US CONSM STAPLES | 464287812 | — | 3,073 shares | $217,384 |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN FTSE | 35473P645 | — | 6,240 shares | $216,757 |
| WEYERHAEUSER CO | COM NEW | 962166104 | — | 11,374 shares | $216,683 |
| KOPIN CORP | COM | 500600101 | — | 47,075 shares | $216,545 |
| WILLIAMS SONOMA INC | COM | 969904101 | — | 950 shares | $216,293 |
| ISHARES TR | HIGH YLD SYSTM B | 46435G250 | — | 4,805 shares | $216,018 |
| ROUNDHILL ETF TRUST | TOP WEEKLYPAY | 77926X585 | — | 6,400 shares | $215,670 |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 | — | 4,618 shares | $215,655 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 483 shares | $215,347 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 025072604 | — | 2,290 shares | $215,335 |
| SM ENERGY COMPANY | COM | 78454L100 | — | 6,362 shares | $214,925 |
| ISHARES TR | RUSEL 2500 ETF | 46435G268 | — | 2,500 shares | $213,800 |
| UGI CORP NEW | COM | 902681105 | — | 5,958 shares | $212,533 |
| T ROWE PRICE EXCHANGE-TRADED | ULTRA SHRT TRM | 87283Q701 | — | 4,281 shares | $212,210 |
| DIGITALOCEAN HLDGS INC | COM | 25402D102 | — | 1,586 shares | $211,557 |
| JFROG LTD | ORD SHS | M6191J100 | — | 2,178 shares | $211,353 |
| CALAMOS ETF TR | CALLMOS BIT STRU | 12811T688 | — | 8,655 shares | $211,305 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U307 | — | 3,661 shares | $209,153 |
| SPDR SERIES TRUST | ST STR SP600GRWO | 78464A201 | — | 1,954 shares | $209,044 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C318 | — | 4,940 shares | $208,741 |
| INVESCO EXCHANGE TRADED FD T | LARG CAP GRO ETF | 46137V746 | — | 1,286 shares | $208,530 |
| ASSURED GUARANTY LTD | COM | G0585R106 | — | 3,079 shares | $208,502 |
| CALAMOS ETF TR | NASDAQ 100 STRU | 12811T852 | — | 7,470 shares | $208,273 |
| INNOVATOR ETFS TRUST | EQUI DEFI SEPT | 45784N106 | — | 7,467 shares | $207,883 |
| GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | — | 5,198 shares | $207,137 |
| MANULIFE FINL CORP | COM | 56501R106 | — | 4,863 shares | $207,107 |
| FRANKLIN TEMPLETON ETF TR | US MID CP MLTFCT | 35473P884 | — | 3,591 shares | $206,262 |
| RBB FD INC | MOTLEY FOL ETF | 74933W601 | — | 2,631 shares | $205,908 |
| AMEREN CORP | COM | 023608102 | — | 2,069 shares | $205,597 |
| MAGNA INTL INC | COM | 559222401 | — | 3,228 shares | $205,557 |
| FLEXSHARES TR | NRTRN TR QLT DIV | 33939L860 | — | 2,275 shares | $205,264 |
| C H ROBINSON WORLDWIDE IN | COM NEW | 12541W209 | — | 1,386 shares | $205,083 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 | — | 1,671 shares | $205,080 |
| BLACKROCK ETF TRUST | ISHA US AWAR ETF | 09290C509 | — | 2,511 shares | $205,047 |
| AXON ENTERPRISE INC | COM | 05464C101 | — | 481 shares | $203,986 |
| FIRST TR EXCHNG TRADED FD VI | ACTV FCTR SMCP | 33740F797 | — | 5,198 shares | $203,696 |
| LIQUIDITY SVCS INC | COM | 53635B107 | — | 4,750 shares | $203,443 |
| BAIDU INC | SPON ADR REP A | 056752108 | — | 1,712 shares | $203,140 |
| DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | — | 14,982 shares | $203,002 |
| ISHARES INC | MSCI MLY ETF NEW | 46434G814 | — | 7,826 shares | $202,850 |
| INVESCO EXCHANGE TRADED FD T | ZACKS MULT AST | 46137Y500 | — | 7,134 shares | $202,098 |
| BOSTON BEER INC | CL A | 100557107 | — | 975 shares | $201,489 |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 025072307 | — | 1,716 shares | $201,125 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | — | 2,207 shares | $200,736 |
| PRINCIPAL EXCHANGE TRADED FD | ACTIVE HIGH YL | 74255Y102 | — | 10,714 shares | $197,665 |
| ISHARES TR | MSCI INDONIA ETF | 46429B309 | — | 11,142 shares | $195,542 |
| BARINGS BDC INC | COM | 06759L103 | — | 22,532 shares | $194,228 |
| HAFNIA LTD | SHS | Y2990R101 | — | 19,400 shares | $192,836 |
| IMMUNITYBIO INC | COM | 45256X103 | — | 20,115 shares | $189,886 |
| UNITED STS NAT GAS FD LP | UNIT PAR | 912318409 | — | 17,876 shares | $185,374 |
| VANECK ETF TRUST | MORTGAGE REIT | 92189F452 | — | 21,899 shares | $184,171 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 | — | 10,300 shares | $181,283 |
| TCW STRATEGIC INCOME FD INC | COM | 872340104 | — | 41,952 shares | $180,392 |
| CHIMERA INVT CORP | COM SHS | 16934Q802 | — | 18,423 shares | $175,570 |
| OAKTREE SPECIALTY LENDING | COM | 67401P405 | — | 14,747 shares | $175,489 |
| NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | — | 24,845 shares | $169,441 |
| ECOPETROL S A | SPONSORED ADS | 279158109 | — | 13,667 shares | $168,618 |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | — | 31,365 shares | $165,605 |
| LIVE VENTURES INC | COM NEW | 538142308 | — | 21,816 shares | $165,473 |
| PUTNAM ETF TRUST | FRANK MINN ETF | 746729813 | — | 20,052 shares | $164,224 |
| CLEANSPARK INC | COM NEW | 18452B209 | — | 12,608 shares | $162,391 |
| 374WATER INC | COM | 88583P203 | — | 55,553 shares | $161,104 |
| MARA HOLDINGS INC | COM | 565788106 | — | 13,454 shares | $152,430 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | — | 14,482 shares | $150,611 |
| ALPHA TAU MEDICAL LTD | ORDINARY SHARES | M0740A108 | — | 10,100 shares | $150,591 |
| POWERLAW CORP | COM | 738922103 | — | 13,489 shares | $148,379 |
| NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | — | 18,550 shares | $146,541 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | — | 14,661 shares | $145,878 |
| NOKIA CORP | SPONSORED ADR | 654902204 | — | 14,239 shares | $144,384 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 | — | 13,092 shares | $144,138 |
| HEARTBEAM INC | COM | 42238H108 | — | 387,200 shares | $141,948 |
| RED CAT HLDGS INC | COM | 75644T100 | — | 20,730 shares | $133,915 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | — | 10,892 shares | $131,354 |
| WELLS FARGO & CO | COM | 949746101 | CALL | 17,000 shares | $130,050 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | — | 12,455 shares | $125,425 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 | — | 12,452 shares | $123,646 |
| EATON VANCE FLOATING RATE IN | COM | 278279104 | — | 11,505 shares | $122,878 |
| REDWIRE CORPORATION | COM | 75776W103 | — | 11,175 shares | $116,667 |
| SAFE BULKERS INC | COM | Y7388L103 | — | 11,728 shares | $100,158 |
| RUM GROUP INC | COM CL A | 78137L105 | — | 12,688 shares | $95,921 |
| XEROX HOLDINGS CORP | COM NEW | 98421M106 | — | 30,103 shares | $95,276 |
| GLOBAL NET LEASE INC | COM NEW | 379378201 | — | 11,217 shares | $92,655 |
| FLOWERS FOODS INC | COM | 343498101 | — | 16,552 shares | $91,863 |
| TITAN INTL INC ILL | COM | 88830M102 | — | 12,069 shares | $91,083 |
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | — | 12,977 shares | $89,672 |