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Sigma Planning Corp
Period ended Sep 30, 2026 · Latest filing Oct 23, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $3,883,923,158
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $216,137,715
- APPLE INC · COM · 037833100 · shares: $191,476,826
- NVIDIA CORPORATION · COM · 67066G104 · shares: $123,740,831
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $79,092,436
- AMAZON COM INC · COM · 023135106 · shares: $71,312,951
- MICROSOFT CORP · COM · 594918104 · shares: $66,448,054
- ISHARES TR · S&P 500 GRWT ETF · 464287309 · shares: $58,259,561
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $58,224,191
- ISHARES TR · CORE DIV GRWTH · 46434V621 · shares: $54,738,302
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $47,032,248
Reported holdings
1,325 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| UBER TECHNOLOGIES INC | COM | 90353T100 | CALL | 20,600 shares | $88,678 |
| FORD MTR CO | COM | 345370860 | CALL | 37,500 shares | $88,125 |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | — | 10,067 shares | $87,585 |
| FREIGHTCAR AMER INC | COM | 357023100 | — | 11,589 shares | $78,225 |
| PROSPECT CAP CORP | COM | 74348T102 | — | 36,797 shares | $76,538 |
| UBS ASSET MGMT INCOME FD INC | COM | 224916106 | — | 31,826 shares | $74,474 |
| LITHIUM AMERS CORP NEW | COM SHS | 53681J103 | — | 27,327 shares | $73,656 |
| BIRCHTECH CORP | COM SHS | 59833H200 | — | 52,412 shares | $73,377 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | — | 19,463 shares | $65,902 |
| ARCHER AVIATION INC | COM CL A | 03945R102 | — | 12,855 shares | $63,889 |
| MEDICAL PROPERTIES TRUST INC | COM | 58463J304 | — | 17,460 shares | $60,412 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | — | 10,945 shares | $48,267 |
| SERVE ROBOTICS INC | COM | 81758H106 | — | 10,371 shares | $48,223 |
| GERDAU SA | SPON ADR REP PFD | 373737105 | — | 13,184 shares | $40,870 |
| ENTREPRENEURSHARES SERIES TR | ERSH PRI PUB ETF | 293828877 | CALL | 20,200 shares | $38,380 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | PUT | 22,900 shares | $38,233 |
| OXFORD SQUARE CAP CORP | COM | 69181V107 | — | 22,542 shares | $28,854 |
| PLUG PWR INC | COM NEW | 72919P202 | — | 14,172 shares | $27,493 |
| OPKO HEALTH INC | COM | 68375N103 | — | 16,807 shares | $27,059 |
| GEVO INC | COM PAR | 374396406 | — | 17,000 shares | $22,355 |
| BALLARD PWR SYS INC NEW | COM | 058586108 | — | 10,432 shares | $21,281 |
| TRX GOLD CORPORATION | COM | 87283P109 | — | 11,400 shares | $13,794 |
| LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | — | 10,115 shares | $9,666 |
| INVIVYD INC | COM | 00534A102 | — | 11,000 shares | $9,571 |
| XEROX HOLDINGS CORP | *W EXP 02/11/202 | 98421M114 | — | 33,345 shares | $9,196 |