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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SWS GROUP INC | COM | 78503N107 | — | 4,747 shares | $33,000 |
| TELENAV INC | COM | 879455103 | — | 4,958 shares | $33,000 |
| TITAN MACHY INC | COM | 88830R101 | — | 2,540 shares | $33,000 |
| TOMPKINS FINANCIAL CORPORATI | COM | 890110109 | — | 757 shares | $33,000 |
| TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | — | 2,000 shares | $33,000 |
| VARONIS SYS INC | COM | 922280102 | — | 1,581 shares | $33,000 |
| VOCERA COMMUNICATIONS INC | COM | 92857F107 | CALL | 4,100 shares | $33,000 |
| WISDOMTREE TR | BRAZILN RL FD | 97717W240 | — | 1,857 shares | $33,000 |
| WOLVERINE WORLD WIDE INC | COM | 978097103 | PUT | 1,300 shares | $33,000 |
| XOMA CORP DEL | COM | 98419J107 | — | 7,899 shares | $33,000 |
| ABENGOA YIELD PLC | ORD SHS | G00349103 | — | 907 shares | $32,000 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | PUT | 1,500 shares | $32,000 |
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | — | 4,420 shares | $32,000 |
| ALEXCO RESOURCE CORP | COM | 01535P106 | — | 48,158 shares | $32,000 |
| ALLOT COMMUNICATIONS LTD | SHS | M0854Q105 | — | 2,790 shares | $32,000 |
| ALPS ETF TR | VELOSH TAIL RISK | 00162Q817 | — | 1,150 shares | $32,000 |
| AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | CALL | 700 shares | $32,000 |
| BARCLAYS BK PLC | ETN CBOE SPBUY | 06739F135 | — | 505 shares | $32,000 |
| BGC PARTNERS INC | NOTE 4.500% 7/1 | 05541TAD3 | — | 30,000 principal | $32,000 |
| BLACKHAWK NETWORK HLDGS INC | CL A | 09238E104 | — | 1,000 shares | $32,000 |
| BLACKROCK MUNIYIELD N J FD I | COM | 09254Y109 | — | 2,192 shares | $32,000 |
| BRIGHT HORIZONS FAM SOL IN D | COM | 109194100 | — | 758 shares | $32,000 |
| CARLISLE COS INC | COM | 142339100 | — | 395 shares | $32,000 |
| CMS BANCORP INC | COM | 12600U102 | — | 2,469 shares | $32,000 |
| COASTWAY BANCORP INC | COM | 190632109 | — | 2,945 shares | $32,000 |
| COMSCORE INC | COM | 20564W105 | — | 876 shares | $32,000 |
| DIREXION SHS ETF TR | DLY RUSSIA BUL | 25459Y645 | — | 2,764 shares | $32,000 |
| DREYFUS MUN INCOME INC | COM | 26201R102 | — | 3,475 shares | $32,000 |
| DYNAGAS LNG PARTNERS LP | COM UNIT LTD PT | Y2188B108 | — | 1,371 shares | $32,000 |
| EMBOTELLADORA ANDINA S A | SPON ADR A | 29081P204 | — | 1,974 shares | $32,000 |
| ENDOLOGIX INC | COM | 29266S106 | — | 3,000 shares | $32,000 |
| ETF SER TR | REC CAP NAS100 | 26923E108 | — | 1,270 shares | $32,000 |
| FERRELLGAS PARTNERS L.P. | UNIT LTD PART | 315293100 | CALL | 1,200 shares | $32,000 |
| H & E EQUIPMENT SERVICES INC | COM | 404030108 | CALL | 800 shares | $32,000 |
| HOMESTREET INC | COM | 43785V102 | — | 1,883 shares | $32,000 |
| IMS HEALTH HLDGS INC | COM | 44970B109 | — | 1,236 shares | $32,000 |
| INTERCLOUD SYS INC | COM NEW | 458488202 | — | 6,950 shares | $32,000 |
| ISHARES | ASIA DEV RE ETF | 464288463 | — | 1,030 shares | $32,000 |
| LEAPFROG ENTERPRISES INC | CL A | 52186N106 | PUT | 5,400 shares | $32,000 |
| MARKET VECTORS ETF TR | BIOTECH ETF | 57060U183 | PUT | 300 shares | $32,000 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 | PUT | 2,600 shares | $32,000 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 | CALL | 1,800 shares | $32,000 |
| META FINL GROUP INC | COM | 59100U108 | — | 900 shares | $32,000 |
| MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | — | 5,534 shares | $32,000 |
| MIDWESTONE FINL GROUP INC NE | COM | 598511103 | — | 1,387 shares | $32,000 |
| MURPHY USA INC | COM | 626755102 | PUT | 600 shares | $32,000 |
| NABORS INDUSTRIES LTD | SHS | G6359F103 | — | 1,386 shares | $32,000 |
| NATIONAL PRESTO INDS INC | COM | 637215104 | — | 533 shares | $32,000 |
| OLYMPIC STEEL INC | COM | 68162K106 | — | 1,575 shares | $32,000 |
| ORCHIDS PAPER PRODS CO DEL | COM | 68572N104 | — | 1,300 shares | $32,000 |
| PATRIOT TRANSN HLDG INC | COM | 70337B102 | — | 957 shares | $32,000 |
| PAYCOM SOFTWARE INC | COM | 70432V102 | — | 1,945 shares | $32,000 |
| PETROQUEST ENERGY INC | COM | 716748108 | — | 5,687 shares | $32,000 |
| RYDER SYS INC | COM | 783549108 | — | 355 shares | $32,000 |
| SUPERIOR INDS INTL INC | COM | 868168105 | — | 1,823 shares | $32,000 |
| TEXTURA CORP | COM | 883211104 | PUT | 1,200 shares | $32,000 |
| TOWN SPORTS INTL HLDGS INC | COM | 89214A102 | — | 4,774 shares | $32,000 |
| TRI POINTE HOMES INC | COM | 87265H109 | — | 2,485 shares | $32,000 |
| TRI POINTE HOMES INC | COM | 87265H109 | CALL | 2,500 shares | $32,000 |
| TRUECAR INC | COM | 89785L107 | — | 1,800 shares | $32,000 |
| TWO HBRS INVT CORP | COM | 90187B101 | PUT | 3,300 shares | $32,000 |
| UNI PIXEL INC | COM NEW | 904572203 | — | 5,000 shares | $32,000 |
| UNITED SECURITY BANCSHARES C | COM | 911460103 | — | 5,670 shares | $32,000 |
| UNITED STS 12 MONTH OIL FD L | UNIT BEN INT | 91288V103 | — | 758 shares | $32,000 |
| VALSPAR CORP | COM | 920355104 | PUT | 400 shares | $32,000 |
| VALUEVISION MEDIA INC | CL A | 92047K107 | — | 6,241 shares | $32,000 |
| WESTMORELAND COAL CO | PFD DP A CV1/4 | 960878304 | — | 500 shares | $32,000 |
| AAR CORP | COM | 000361105 | — | 1,282 shares | $31,000 |
| ALERE INC | COM | 01449J105 | PUT | 800 shares | $31,000 |
| ALIGN TECHNOLOGY INC | COM | 016255101 | PUT | 600 shares | $31,000 |
| AMEREN CORP | COM | 023608102 | CALL | 800 shares | $31,000 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | CALL | 400 shares | $31,000 |
| BARCLAYS BK PLC | IPSP CROIL ETN | 06738C786 | CALL | 1,400 shares | $31,000 |
| BARCLAYS BK PLC | IPTH S&P GSCI | 06740P122 | — | 790 shares | $31,000 |
| BIG 5 SPORTING GOODS CORP | COM | 08915P101 | CALL | 3,300 shares | $31,000 |
| BLACKROCK INCOME OPP TRUST I | COM | 092475102 | — | 2,996 shares | $31,000 |
| BLACKROCK PA STRATEGIC MUN T | COM | 09248R103 | — | 2,442 shares | $31,000 |
| BRIDGE CAP HLDGS | COM | 108030107 | — | 1,381 shares | $31,000 |
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | CALL | 700 shares | $31,000 |
| CHECKPOINT SYS INC | COM | 162825103 | PUT | 2,500 shares | $31,000 |
| CORNING INC | COM | 219350105 | — | 1,610 shares | $31,000 |
| DISCOVERY COMMUNICATNS NEW | COM SER B | 25470F203 | — | 815 shares | $31,000 |
| DIXIE GROUP INC | CL A | 255519100 | — | 3,522 shares | $31,000 |
| ENERGY FUELS INC | COM NEW | 292671708 | — | 4,573 shares | $31,000 |
| EPIZYME INC | COM | 29428V104 | — | 1,132 shares | $31,000 |
| FIRST POTOMAC RLTY TR | COM | 33610F109 | — | 2,616 shares | $31,000 |
| FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | — | 502 shares | $31,000 |
| FOREST CITY ENTERPRISES INC | CL A | 345550107 | — | 1,562 shares | $31,000 |
| FX ENERGY INC | COM | 302695101 | CALL | 10,100 shares | $31,000 |
| GLOBAL SHIP LEASE INC NEW | SHS A | Y27183105 | — | 7,644 shares | $31,000 |
| GROUP 1 AUTOMOTIVE INC | COM | 398905109 | — | 422 shares | $31,000 |
| HAWTHORN BANCSHARES INC | COM | 420476103 | — | 2,242 shares | $31,000 |
| HYATT HOTELS CORP | COM CL A | 448579102 | — | 506 shares | $31,000 |
| INVENTURE FOODS INC | COM | 461212102 | — | 2,406 shares | $31,000 |
| ISHARES | TRGT DT 2035 ETF | 464289701 | — | 711 shares | $31,000 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | PUT | 300 shares | $31,000 |
| KIMBALL INTL INC | CL B | 494274103 | — | 2,054 shares | $31,000 |
| KRISPY KREME DOUGHNUTS INC | COM | 501014104 | CALL | 1,800 shares | $31,000 |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | — | 4,823 shares | $31,000 |
| NEWSTAR FINANCIAL INC | COM | 65251F105 | — | 2,720 shares | $31,000 |