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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| MONSANTO CO NEW | COM | 61166W101 | PUT | 195,900 shares | $22,041,000 |
| COLONY FINL INC | COM | 19624R106 | — | 983,707 shares | $22,015,000 |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 33734X200 | — | 827,332 shares | $22,015,000 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | — | 257,044 shares | $21,998,000 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | PUT | 619,300 shares | $21,973,000 |
| APOLLO INVT CORP | COM | 03761U106 | — | 2,682,524 shares | $21,916,000 |
| PFIZER INC | COM | 717081103 | PUT | 740,250 shares | $21,889,000 |
| ACTAVIS PLC | SHS | G0083B108 | — | 90,629 shares | $21,867,000 |
| CHIMERA INVT CORP | COM | 16934Q109 | — | 7,192,792 shares | $21,866,000 |
| DOW CHEM CO | COM | 260543103 | PUT | 416,600 shares | $21,847,000 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 247,530 shares | $21,768,000 |
| TE CONNECTIVITY LTD | REG SHS | H84989104 | — | 393,108 shares | $21,735,000 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 | CALL | 313,800 shares | $21,715,000 |
| HEWLETT PACKARD CO | COM | 428236103 | — | 612,120 shares | $21,712,000 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | PUT | 424,100 shares | $21,705,000 |
| ISHARES | US HOME CONS ETF | 464288752 | — | 964,034 shares | $21,681,000 |
| EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | — | 1,272,771 shares | $21,663,000 |
| MICRON TECHNOLOGY INC | COM | 595112103 | CALL | 632,200 shares | $21,659,000 |
| ENSCO PLC | SHS CLASS A | G3157S106 | — | 523,373 shares | $21,621,000 |
| FIRST TR EXCHANGE TRADED FD | MULTI ASSET DI | 33738R100 | — | 1,003,041 shares | $21,575,000 |
| TEXAS INSTRS INC | COM | 882508104 | — | 452,241 shares | $21,567,000 |
| PROSHARES TR | S&P 500 ARISTO | 74348A467 | — | 463,552 shares | $21,490,000 |
| WHOLE FOODS MKT INC | COM | 966837106 | PUT | 562,300 shares | $21,429,000 |
| E M C CORP MASS | COM | 268648102 | CALL | 732,000 shares | $21,418,000 |
| GRIFOLS S A | SP ADR REP B NVT | 398438408 | — | 609,126 shares | $21,399,000 |
| AMGEN INC | COM | 031162100 | — | 152,182 shares | $21,375,000 |
| AFFILIATED MANAGERS GROUP | COM | 008252108 | — | 106,536 shares | $21,346,000 |
| GT ADVANCED TECHNOLOGIES INC | COM | 36191U106 | — | 1,970,169 shares | $21,337,000 |
| ISHARES TR | TRANS AVG ETF | 464287192 | — | 140,830 shares | $21,251,000 |
| REYNOLDS AMERICAN INC | COM | 761713106 | — | 359,793 shares | $21,228,000 |
| SOUTHWEST AIRLS CO | COM | 844741108 | — | 628,529 shares | $21,225,000 |
| APACHE CORP | COM | 037411105 | CALL | 226,000 shares | $21,215,000 |
| NORDSTROM INC | COM | 655664100 | CALL | 310,100 shares | $21,202,000 |
| BAIDU INC | SPON ADR REP A | 056752108 | — | 97,097 shares | $21,189,000 |
| ISHARES | MSCI STH KOR ETF | 464286772 | — | 349,952 shares | $21,176,000 |
| EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | — | 1,850,807 shares | $21,118,000 |
| TURQUOISE HILL RES LTD | COM | 900435108 | — | 5,646,119 shares | $21,116,000 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | — | 1,484,649 shares | $21,067,000 |
| BIOGEN IDEC INC | COM | 09062X103 | PUT | 63,600 shares | $21,040,000 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | CALL | 1,416,900 shares | $20,956,000 |
| ISHARES | EAFE SML CP ETF | 464288273 | — | 431,584 shares | $20,932,000 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | PUT | 114,000 shares | $20,927,000 |
| PENNANTPARK INVT CORP | COM | 708062104 | — | 1,916,760 shares | $20,912,000 |
| BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | — | 1,115,554 shares | $20,861,000 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | PUT | 576,400 shares | $20,837,000 |
| BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | — | 1,173,700 shares | $20,821,000 |
| XILINX INC | COM | 983919101 | PUT | 491,500 shares | $20,815,000 |
| ROSS STORES INC | COM | 778296103 | — | 275,173 shares | $20,798,000 |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | CALL | 462,900 shares | $20,770,000 |
| ISHARES TR | USA MIN VOL ETF | 46429B697 | — | 546,965 shares | $20,610,000 |
| CISCO SYS INC | COM | 17275R102 | — | 817,323 shares | $20,572,000 |
| EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | — | 1,758,973 shares | $20,562,000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | PUT | 108,300 shares | $20,559,000 |
| CONCUR TECHNOLOGIES INC | COM | 206708109 | — | 161,916 shares | $20,534,000 |
| MICHAEL KORS HLDGS LTD | SHS | G60754101 | CALL | 287,600 shares | $20,532,000 |
| MFA FINL INC | COM | 55272X102 | — | 2,638,605 shares | $20,528,000 |
| BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | — | 1,207,560 shares | $20,516,000 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | — | 1,252,461 shares | $20,478,000 |
| STATE STR CORP | COM | 857477103 | — | 277,832 shares | $20,451,000 |
| BAKER HUGHES INC | COM | 057224107 | — | 314,266 shares | $20,446,000 |
| WISDOMTREE TR | SMLCAP EARN FD | 97717W562 | — | 268,442 shares | $20,420,000 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 237,940 shares | $20,408,000 |
| ALCOA INC | COM | 013817101 | — | 1,267,951 shares | $20,401,000 |
| GEO GROUP INC NEW | COM | 36162J106 | — | 533,066 shares | $20,374,000 |
| GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | — | 386,144 shares | $20,327,000 |
| GOLDCORP INC NEW | COM | 380956409 | — | 881,267 shares | $20,296,000 |
| PANDORA MEDIA INC | COM | 698354107 | — | 837,734 shares | $20,240,000 |
| MEDTRONIC INC | COM | 585055106 | — | 326,226 shares | $20,210,000 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | PUT | 486,200 shares | $20,206,000 |
| SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | — | 410,691 shares | $20,181,000 |
| POWERSHARES GLOBAL ETF TRUST | DEV MKTS EX-US | 73936T789 | — | 477,889 shares | $20,167,000 |
| QUANTA SVCS INC | COM | 74762E102 | — | 555,413 shares | $20,156,000 |
| MICROSTRATEGY INC | CL A NEW | 594972408 | — | 154,022 shares | $20,152,000 |
| SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | PUT | 680,100 shares | $20,124,000 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 | — | 1,096,031 shares | $20,079,000 |
| NUVEEN INTER DURATION MN TMF | COM | 670671106 | — | 1,609,968 shares | $20,076,000 |
| WELLS FARGO & CO NEW | COM | 949746101 | CALL | 386,100 shares | $20,027,000 |
| FIREEYE INC | COM | 31816Q101 | — | 655,179 shares | $20,022,000 |
| MARSH & MCLENNAN COS INC | COM | 571748102 | — | 382,114 shares | $20,000,000 |
| SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | — | 348,348 shares | $19,950,000 |
| TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | — | 196,556 shares | $19,901,000 |
| TALLGRASS ENERGY PARTNERS LP | COM UNIT | 874697105 | — | 438,858 shares | $19,885,000 |
| ZOETIS INC | CL A | 98978V103 | — | 537,770 shares | $19,871,000 |
| TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | — | 590,218 shares | $19,831,000 |
| TARGA RES CORP | COM | 87612G101 | — | 144,936 shares | $19,736,000 |
| FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | — | 725,402 shares | $19,695,000 |
| ISHARES | MSCI JAPAN ETF | 464286848 | — | 1,673,155 shares | $19,693,000 |
| SUNEDISON INC | COM | 86732Y109 | — | 1,041,845 shares | $19,670,000 |
| POWERSHARES ACTIVE MNG ETF T | S&P500 DWNHDGE | 73935B805 | — | 682,437 shares | $19,627,000 |
| DOVER CORP | COM | 260003108 | — | 243,949 shares | $19,596,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BLT2016 HY | 18383M415 | — | 735,348 shares | $19,590,000 |
| PRICELINE GRP INC | COM NEW | 741503403 | CALL | 16,900 shares | $19,580,000 |
| BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | — | 1,427,234 shares | $19,567,000 |
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | — | 769,396 shares | $19,535,000 |
| COACH INC | COM | 189754104 | — | 548,438 shares | $19,530,000 |
| VALERO ENERGY CORP NEW | COM | 91913Y100 | PUT | 421,500 shares | $19,503,000 |
| FIRST TR NASDAQ100 TECH INDE | SHS | 337345102 | — | 473,235 shares | $19,461,000 |
| PAYCHEX INC | COM | 704326107 | — | 439,169 shares | $19,411,000 |
| ISHARES | MSCI SPAN CP ETF | 464286764 | — | 497,428 shares | $19,350,000 |
| STRYKER CORP | COM | 863667101 | — | 239,567 shares | $19,345,000 |