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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| QUALITY SYS INC | COM | 747582104 | CALL | 1,200 shares | $17,000 |
| QUANTUM FUEL SYS TECH WORLDW | COM PAR $0.02 | 74765E307 | — | 4,676 shares | $17,000 |
| RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | PUT | 300 shares | $17,000 |
| RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | — | 1,669 shares | $17,000 |
| SAEXPLORATION HLDGS INC | COM | 78636X105 | — | 2,000 shares | $17,000 |
| SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | — | 9,000 principal | $17,000 |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 798241105 | PUT | 900 shares | $17,000 |
| SHILOH INDS INC | COM | 824543102 | — | 978 shares | $17,000 |
| SHORE BANCSHARES INC | COM | 825107105 | — | 1,882 shares | $17,000 |
| SPEEDWAY MOTORSPORTS INC | COM | 847788106 | — | 987 shares | $17,000 |
| SPROUTS FMRS MKT INC | COM | 85208M102 | PUT | 600 shares | $17,000 |
| SUMMIT FINANCIAL GROUP INC | COM | 86606G101 | — | 1,622 shares | $17,000 |
| SWEDISH EXPT CR CORP | RG METAL ETN22 | 870297405 | — | 2,055 shares | $17,000 |
| SYNTEL INC | COM | 87162H103 | — | 196 shares | $17,000 |
| TEAM HEALTH HOLDINGS INC | COM | 87817A107 | PUT | 300 shares | $17,000 |
| TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | — | 844 shares | $17,000 |
| TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | — | 10,000 principal | $17,000 |
| TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | — | 868 shares | $17,000 |
| TORTOISE PIPELINE & ENERGY F | COM | 89148H108 | — | 488 shares | $17,000 |
| TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | PUT | 900 shares | $17,000 |
| TURQUOISE HILL RES LTD | COM | 900435108 | PUT | 4,500 shares | $17,000 |
| TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | CALL | 500 shares | $17,000 |
| UNITY BANCORP INC | COM | 913290102 | — | 1,762 shares | $17,000 |
| UNIVERSAL FST PRODS INC | COM | 913543104 | CALL | 400 shares | $17,000 |
| UNIVERSAL HEALTH RLTY INCM T | SH BEN INT | 91359E105 | — | 405 shares | $17,000 |
| URANIUM ENERGY CORP | COM | 916896103 | — | 13,674 shares | $17,000 |
| URSTADT BIDDLE PPTYS INC | COM | 917286106 | — | 1,000 shares | $17,000 |
| VIMICRO INTL CORP | ADR | 92718N109 | PUT | 1,700 shares | $17,000 |
| VOXELJET AG | ADS | 92912L107 | PUT | 1,200 shares | $17,000 |
| VSE CORP | COM | 918284100 | — | 347 shares | $17,000 |
| ABERDEEN CHILE FD INC | COM | 00301W105 | — | 1,903 shares | $16,000 |
| AERCAP HOLDINGS NV | SHS | N00985106 | PUT | 400 shares | $16,000 |
| AFFIMED THERAPEUTICS B V | COM | N01045108 | — | 2,577 shares | $16,000 |
| AFFYMETRIX INC | COM | 00826T108 | CALL | 2,000 shares | $16,000 |
| ALASKA COMMUNICATIONS SYS GR | COM | 01167P101 | — | 10,474 shares | $16,000 |
| AMBEV SA | SPONSORED ADR | 02319V103 | CALL | 2,450 shares | $16,000 |
| AMES NATL CORP | COM | 031001100 | — | 702 shares | $16,000 |
| ARDELYX INC | COM | 039697107 | — | 1,157 shares | $16,000 |
| ARI NETWORK SVCS INC | COM NEW | 001930205 | — | 4,861 shares | $16,000 |
| AVIAT NETWORKS INC | COM | 05366Y102 | — | 8,656 shares | $16,000 |
| AVIS BUDGET GROUP | COM | 053774105 | CALL | 300 shares | $16,000 |
| BARCLAYS BK PLC | MSCI EMER SH ETN | 06740P866 | — | 440 shares | $16,000 |
| BARCLAYS BK PLC | S&P 500 VEQTOR | 06740C337 | — | 109 shares | $16,000 |
| BBX CAP CORP | CL A PAR $0.01 | 05540P100 | — | 908 shares | $16,000 |
| BEASLEY BROADCAST GROUP INC | CL A | 074014101 | — | 2,934 shares | $16,000 |
| BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | — | 1,202 shares | $16,000 |
| BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | — | 1,004 shares | $16,000 |
| BON-TON STORES INC | COM | 09776J101 | — | 1,931 shares | $16,000 |
| BRIDGE BANCORP INC | COM | 108035106 | — | 677 shares | $16,000 |
| BROOKFIELD RESIDENTIAL PPTYS | COM | 11283W104 | — | 840 shares | $16,000 |
| CAMBREX CORP | COM | 132011107 | — | 868 shares | $16,000 |
| CASELLA WASTE SYS INC | CL A | 147448104 | — | 4,250 shares | $16,000 |
| CBIZ INC | COM | 124805102 | — | 2,047 shares | $16,000 |
| CHEFS WHSE INC | COM | 163086101 | — | 1,004 shares | $16,000 |
| CHINA CORD BLOOD CORP | SHS | G21107100 | — | 3,244 shares | $16,000 |
| CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 17133Q502 | — | 529 shares | $16,000 |
| CIRCOR INTL INC | COM | 17273K109 | — | 232 shares | $16,000 |
| CLICKSOFTWARE TECHNOLOGIES L | ORD | M25082104 | PUT | 2,000 shares | $16,000 |
| COLONY FINL INC | COM | 19624R106 | CALL | 700 shares | $16,000 |
| COMMUNICATIONS SYS INC | COM | 203900105 | — | 1,426 shares | $16,000 |
| COOPER COS INC | COM NEW | 216648402 | PUT | 100 shares | $16,000 |
| COSTAR GROUP INC | COM | 22160N109 | PUT | 100 shares | $16,000 |
| CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | PUT | 700 shares | $16,000 |
| CUTERA INC | COM | 232109108 | — | 1,550 shares | $16,000 |
| DIANA SHIPPING INC | COM | Y2066G104 | CALL | 1,800 shares | $16,000 |
| EMC INS GROUP INC | COM | 268664109 | — | 545 shares | $16,000 |
| ENDEAVOUR SILVER CORP | COM | 29258Y103 | — | 3,640 shares | $16,000 |
| ENERSIS S A | SPONSORED ADR | 29274F104 | PUT | 1,000 shares | $16,000 |
| ENZON PHARMACEUTICALS INC | COM | 293904108 | — | 15,003 shares | $16,000 |
| EXTERRAN HLDGS INC | COM | 30225X103 | — | 350 shares | $16,000 |
| FIRST CAPITAL BANCORP VA | COM | 319438107 | — | 3,515 shares | $16,000 |
| FIRST CMNTY BANCSHARES INC N | COM | 31983A103 | — | 1,141 shares | $16,000 |
| FIRST MERCHANTS CORP | COM | 320817109 | — | 786 shares | $16,000 |
| FIRST NBC BK HLDG CO | COM | 32115D106 | — | 500 shares | $16,000 |
| FIVE OAKS INVT CORP | COM | 33830W106 | — | 1,500 shares | $16,000 |
| FLAHERTY & CRUMRINE PFD INC | COM | 33848E106 | — | 1,513 shares | $16,000 |
| FQF TR | QUANT NEUT ANT | 351680707 | — | 842 shares | $16,000 |
| FULLER H B CO | COM | 359694106 | PUT | 400 shares | $16,000 |
| GENERAL COMMUNICATION INC | CL A | 369385109 | — | 1,500 shares | $16,000 |
| GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | — | 16,000 principal | $16,000 |
| HILLTOP HOLDINGS INC | COM | 432748101 | CALL | 800 shares | $16,000 |
| HOSPIRA INC | COM | 441060100 | PUT | 300 shares | $16,000 |
| HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | — | 626 shares | $16,000 |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | — | 800 shares | $16,000 |
| IMMUNOMEDICS INC | COM | 452907108 | PUT | 4,200 shares | $16,000 |
| INSPERITY INC | COM | 45778Q107 | — | 603 shares | $16,000 |
| INSULET CORP | COM | 45784P101 | — | 427 shares | $16,000 |
| INTELIQUENT INC | COM | 45825N107 | — | 1,300 shares | $16,000 |
| ISHARES | GLB GLD MINR ETF | 464286335 | — | 1,711 shares | $16,000 |
| ISHARES TR | MSCI UTD KNGDM | 46434V548 | CALL | 800 shares | $16,000 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | PUT | 100 shares | $16,000 |
| KCG HLDGS INC | CL A | 48244B100 | — | 1,547 shares | $16,000 |
| LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | — | 924 shares | $16,000 |
| LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | — | 3,583 shares | $16,000 |
| LOGMEIN INC | COM | 54142L109 | — | 350 shares | $16,000 |
| MARKIT LTD | SHS | G58249106 | — | 690 shares | $16,000 |
| MAXLINEAR INC | CL A | 57776J100 | — | 2,310 shares | $16,000 |
| MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | — | 1,360 shares | $16,000 |
| MOCON INC | COM | 607494101 | — | 1,073 shares | $16,000 |
| NATIONAL RESH CORP | CL B | 637372301 | — | 418 shares | $16,000 |