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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| PRETIUM RES INC | COM | 74139C102 | CALL | 2,500 shares | $13,000 |
| PROGENICS PHARMACEUTICALS IN | COM | 743187106 | — | 2,500 shares | $13,000 |
| PROSHARES TR | BASIC MAT NEW | 74347X138 | — | 441 shares | $13,000 |
| PROSHARES TR | PSHS CONSUMR GD | 74347R115 | — | 415 shares | $13,000 |
| QIWI PLC | SPON ADR REP B | 74735M108 | CALL | 400 shares | $13,000 |
| QUICKSILVER RESOURCES INC | COM | 74837R104 | — | 20,882 shares | $13,000 |
| RADIOSHACK CORP | COM | 750438103 | CALL | 13,200 shares | $13,000 |
| REALD INC | COM | 75604L105 | CALL | 1,400 shares | $13,000 |
| RGC RES INC | COM | 74955L103 | — | 661 shares | $13,000 |
| RINGCENTRAL INC | CL A | 76680R206 | CALL | 1,000 shares | $13,000 |
| ROSETTA GENOMICS LTD | SHS NEW NIS 0.6 | M82183126 | — | 3,750 shares | $13,000 |
| ROSETTA RESOURCES INC | COM | 777779307 | PUT | 300 shares | $13,000 |
| RPC INC | COM | 749660106 | CALL | 600 shares | $13,000 |
| RUCKUS WIRELESS INC | COM | 781220108 | PUT | 1,000 shares | $13,000 |
| SIGMA DESIGNS INC | COM | 826565103 | — | 3,000 shares | $13,000 |
| SIMPSON MANUFACTURING CO INC | COM | 829073105 | — | 434 shares | $13,000 |
| SMITH & WESSON HLDG CORP | COM | 831756101 | PUT | 1,400 shares | $13,000 |
| SOUTHERN NATL BANCORP OF VA | COM | 843395104 | — | 1,131 shares | $13,000 |
| SPDR INDEX SHS FDS | CONSM SPLS ETF | 78463X723 | — | 337 shares | $13,000 |
| SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | — | 1,588 shares | $13,000 |
| SPEED COMM INC | COM | 84764T106 | — | 4,885 shares | $13,000 |
| SPOK HLDGS INC | COM | 84863T106 | — | 982 shares | $13,000 |
| STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | — | 1,245 shares | $13,000 |
| STANCORP FINL GROUP INC | COM | 852891100 | CALL | 200 shares | $13,000 |
| SUPPORT COM INC | COM | 86858W101 | — | 5,857 shares | $13,000 |
| SUSSEX BANCORP | COM | 869245100 | — | 1,350 shares | $13,000 |
| SYNGENTA AG | SPONSORED ADR | 87160A100 | PUT | 200 shares | $13,000 |
| TAIWAN FD INC | COM | 874036106 | — | 690 shares | $13,000 |
| TEMPLETON DRAGON FD INC | COM | 88018T101 | — | 500 shares | $13,000 |
| TIMKEN CO | COM | 887389104 | CALL | 300 shares | $13,000 |
| TITAN INTL INC ILL | COM | 88830M102 | CALL | 1,100 shares | $13,000 |
| TIVO INC | COM | 888706108 | PUT | 1,000 shares | $13,000 |
| TURKISH INVT FD INC | COM | 900145103 | — | 1,256 shares | $13,000 |
| UNIVERSAL SEC INSTRS INC | COM NEW | 913821302 | — | 2,779 shares | $13,000 |
| USMD HLDGS INC | COM | 903313104 | — | 1,447 shares | $13,000 |
| VONAGE HLDGS CORP | COM | 92886T201 | — | 3,894 shares | $13,000 |
| WALTER INVT MGMT CORP | COM | 93317W102 | — | 600 shares | $13,000 |
| WGL HLDGS INC | COM | 92924F106 | CALL | 300 shares | $13,000 |
| WILLBROS GROUP INC DEL | COM | 969203108 | — | 1,569 shares | $13,000 |
| W & T OFFSHORE INC | COM | 92922P106 | — | 1,187 shares | $13,000 |
| YOU ON DEMAND HLDGS INC | COM NEW | 98741R207 | — | 6,077 shares | $13,000 |
| ZIOPHARM ONCOLOGY INC | COM | 98973P101 | PUT | 5,000 shares | $13,000 |
| 51JOB INC | SP ADR REP COM | 316827104 | CALL | 400 shares | $12,000 |
| ABERDEEN ISRAEL FUND INC | COM | 00301L109 | — | 711 shares | $12,000 |
| AGIOS PHARMACEUTICALS INC | COM | 00847X104 | CALL | 200 shares | $12,000 |
| A H BELO CORP | COM CL A | 001282102 | — | 1,139 shares | $12,000 |
| ALLIED NEVADA GOLD CORP | COM | 019344100 | — | 3,614 shares | $12,000 |
| ALON USA PARTNERS LP | UT LTDPART INT | 02052T109 | CALL | 700 shares | $12,000 |
| ALPHA & OMEGA SEMICONDUCTOR | SHS | G6331P104 | — | 1,241 shares | $12,000 |
| ASTA FDG INC | COM | 046220109 | — | 1,491 shares | $12,000 |
| ASURE SOFTWARE INC | COM | 04649U102 | — | 2,441 shares | $12,000 |
| ATLANTIC PWR CORP | COM NEW | 04878Q863 | — | 5,000 shares | $12,000 |
| AUBURN NATL BANCORP | COM | 050473107 | — | 487 shares | $12,000 |
| AUBURN NATL BANCORP | COM | 050473107 | — | 500 shares | $12,000 |
| AU OPTRONICS CORP | SPONSORED ADR | 002255107 | — | 2,933 shares | $12,000 |
| BBCN BANCORP INC | COM | 073295107 | — | 798 shares | $12,000 |
| BEBE STORES INC | COM | 075571109 | CALL | 5,200 shares | $12,000 |
| BERRY PLASTICS GROUP INC | COM | 08579W103 | — | 473 shares | $12,000 |
| BIO RAD LABS INC | CL A | 090572207 | — | 104 shares | $12,000 |
| BLUCORA INC | COM | 095229100 | — | 785 shares | $12,000 |
| BOSTON PRIVATE FINL HLDGS IN | COM | 101119105 | PUT | 1,000 shares | $12,000 |
| BOVIE MEDICAL CORP | COM | 10211F100 | — | 3,000 shares | $12,000 |
| BURLINGTON STORES INC | COM | 122017106 | — | 298 shares | $12,000 |
| BURLINGTON STORES INC | COM | 122017106 | CALL | 300 shares | $12,000 |
| CENTERPOINT ENERGY INC | COM | 15189T107 | PUT | 500 shares | $12,000 |
| CHESAPEAKE LODGING TR | SH BEN INT | 165240102 | — | 400 shares | $12,000 |
| C&J ENERGY SVCS INC | COM | 12467B304 | PUT | 400 shares | $12,000 |
| CREDIT SUISSE AG NASSAU BRH | BG CP GRTH ETN | 22539T563 | — | 244 shares | $12,000 |
| CSR PLC | SPONSORED ADR | 12640Y205 | — | 242 shares | $12,000 |
| DIREXION SHS ETF TR | DL FTSE BEAR 3X | 25459Y462 | CALL | 700 shares | $12,000 |
| DORAL FINL CORP | COM PAR 0.01 | 25811P852 | — | 1,746 shares | $12,000 |
| DRAGONWAVE INC | COM | 26144M103 | CALL | 10,100 shares | $12,000 |
| DS HEALTHCARE GROUP INC | COM | 23336Q109 | — | 11,765 shares | $12,000 |
| EAGLE PHARMACEUTICALS INC | COM | 269796108 | — | 938 shares | $12,000 |
| ELLIE MAE INC | COM | 28849P100 | — | 359 shares | $12,000 |
| EMULEX CORP | COM NEW | 292475209 | — | 2,500 shares | $12,000 |
| ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | CALL | 500 shares | $12,000 |
| ENTERPRISE BANCORP INC MASS | COM | 293668109 | — | 645 shares | $12,000 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | PUT | 200 shares | $12,000 |
| ETFS GOLD TR | SHS | 26922Y105 | CALL | 100 shares | $12,000 |
| EXTREME NETWORKS INC | COM | 30226D106 | PUT | 2,500 shares | $12,000 |
| FACTSET RESH SYS INC | COM | 303075105 | CALL | 100 shares | $12,000 |
| FACTSET RESH SYS INC | COM | 303075105 | PUT | 100 shares | $12,000 |
| FEDERAL MOGUL HOLDINGS CORP | COM | 313549404 | — | 818 shares | $12,000 |
| FERRO CORP | COM | 315405100 | CALL | 800 shares | $12,000 |
| FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | CALL | 200 shares | $12,000 |
| FIVE STAR QUALITY CARE INC | COM | 33832D106 | — | 3,175 shares | $12,000 |
| FLUIDIGM CORP DEL | COM | 34385P108 | CALL | 500 shares | $12,000 |
| FULL CIRCLE CAP CORP | COM | 359671104 | — | 1,800 shares | $12,000 |
| GAZIT GLOBE LTD | SHS | M4793C102 | — | 1,000 shares | $12,000 |
| G-III APPAREL GROUP LTD | COM | 36237H101 | — | 145 shares | $12,000 |
| GLOBAL X FDS | ANDEAN 40 ETF | 37950E655 | — | 1,084 shares | $12,000 |
| GLOBAL X FDS | CHINA INDL ETF | 37950E705 | — | 942 shares | $12,000 |
| GLOBAL X FDS | GBLX CHIMATL NEW | 37950E242 | — | 821 shares | $12,000 |
| GLOBAL X FDS | GLB X CDA PFD | 37950E481 | — | 952 shares | $12,000 |
| GRAY TELEVISION INC | CL A | 389375205 | — | 1,989 shares | $12,000 |
| GSI GROUP INC CDA NEW | COM NEW | 36191C205 | — | 1,026 shares | $12,000 |
| GUARANTY BANCORP DEL | COM NEW | 40075T607 | — | 882 shares | $12,000 |
| HANSEN MEDICAL INC | COM | 411307101 | — | 10,350 shares | $12,000 |
| HEARTLAND FINL USA INC | COM | 42234Q102 | — | 500 shares | $12,000 |