← Back to Discover

UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
  2. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
  3. UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
  4. APPLE INC · COM · 037833100 · shares: $1,698,006,000
  5. MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
  6. JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
  7. ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
  8. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
  9. INTEL CORP · COM · 458140100 · shares: $969,358,000
  10. ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
GLOBAL X FDSGLB X FTSE PT 2037950E192 — 687 shares $10,000
GRUBHUB INCCOM400110102 PUT 300 shares $10,000
GULF ISLAND FABRICATION INCCOM402307102 — 563 shares $10,000
HACKETT GROUP INCCOM404609109 — 1,600 shares $10,000
HEIDRICK & STRUGGLES INTL INCOM422819102 PUT 500 shares $10,000
HIGHER ONE HLDGS INCCOM42983D104 — 4,183 shares $10,000
HORNBECK OFFSHORE SVCS INC NCOM440543106 CALL 300 shares $10,000
HUDSON VALLEY HOLDING CORPCOM444172100 — 577 shares $10,000
INCOME OPPORTUNITY RLTY INVSCOM452926108 — 1,706 shares $10,000
ION GEOPHYSICAL CORPCOM462044108 CALL 3,500 shares $10,000
KELLY SVCS INCCL B488152307 — 673 shares $10,000
KEMET CORPCOM NEW488360207 — 2,426 shares $10,000
KINDRED HEALTHCARE INCCOM494580103 PUT 500 shares $10,000
KRONOS WORLDWIDE INCCOM50105F105 PUT 700 shares $10,000
LAZARD LTDSHS AG54050102 PUT 200 shares $10,000
LITHIA MTRS INCCL A536797103 — 126 shares $10,000
LIVEDEAL INCCOM NEW538144304 — 3,222 shares $10,000
LOMBARD MED INCCOMG55598109 — 1,268 shares $10,000
LUXOTTICA GROUP S P ASPONSORED ADR55068R202 CALL 200 shares $10,000
MALIBU BOATS INCCOM CL A56117J100 — 550 shares $10,000
MASCO CORPCOM574599106 PUT 400 shares $10,000
MEADOWBROOK INS GROUP INCCOM58319P108 — 1,691 shares $10,000
MFS INTERMEDIATE HIGH INC FDSH BEN INT59318T109 — 3,857 shares $10,000
MILLER ENERGY RES INCCOM600527105 PUT 2,300 shares $10,000
NATIONAL BEVERAGE CORPCOM635017106 — 504 shares $10,000
NATIONAL HEALTHCARE CORPCOM635906100 — 183 shares $10,000
NOVACOPPER INCCOM66988K102 — 10,405 shares $10,000
NOVO-NORDISK A SADR670100205 — 200 shares $10,000
NTN BUZZTIME INCCOM NEW629410309 — 30,470 shares $10,000
OMEROS CORPCOM682143102 PUT 800 shares $10,000
ORAMED PHARM INCCOM NEW68403P203 — 1,242 shares $10,000
PBF LOGISTICS LPUNIT LTD PTNR69318Q104 — 379 shares $10,000
PIEDMONT NAT GAS INCCOM720186105 CALL 300 shares $10,000
PIMCO ETF TR15+ YR US TIPS72201R304 — 165 shares $10,000
PROGRESSIVE WASTE SOLUTIONSCOM74339G101 — 379 shares $10,000
PROSHARES TRPSHS SH MSCI EMR74347R396 — 400 shares $10,000
PROSHARES TRREAL EST NEW 1174348A871 CALL 600 shares $10,000
PROSHARES TRULTSHT MIDCAP40074348A343 — 208 shares $10,000
PROSHARES TR IIULTRASHRT NEW74347W395 PUT 100 shares $10,000
QUARTET MERGER CORPRIGHT 99/99/9999747717205 — 11,228 shares $10,000
RADIUS HEALTH INCCOM NEW750469207 — 495 shares $10,000
RELM WIRELESS CORPCOM759525108 — 2,000 shares $10,000
REVOLUTION LIGHTING TECHNOLOCOM76155G107 CALL 5,900 shares $10,000
RICHMONT MINES INCCOM76547T106 CALL 5,000 shares $10,000
RINGCENTRAL INCCL A76680R206 PUT 800 shares $10,000
ROYAL BANCSHARES PA INCCL A780081105 — 6,000 shares $10,000
SALIX PHARMACEUTICALS INCNOTE 2.750% 5/1795435AC0 — 3,000 principal $10,000
SEALED AIR CORP NEWCOM81211K100 CALL 300 shares $10,000
SECURITY NATL FINL CORPCL A NEW814785309 — 2,069 shares $10,000
SEVENTY SEVEN ENERGY INCCOM818097107 — 409 shares $10,000
SIX FLAGS ENTMT CORP NEWCOM83001A102 CALL 300 shares $10,000
SPRINGLEAF HLDGS INCCOM85172J101 — 328 shares $10,000
STOCK BLDG SUPPLY HLDGS INCCOM86101X104 — 616 shares $10,000
STRAIGHT PATH COMMUNICATNS ICL B862578101 — 625 shares $10,000
SUMMER INFANT INCCOM865646103 — 2,841 shares $10,000
SWIFT ENERGY COCOM870738101 PUT 1,000 shares $10,000
SWISS HELVETIA FD INCCOM870875101 — 738 shares $10,000
TAL ED GROUPADS REPSTG COM874080104 CALL 300 shares $10,000
TEMPLETON EMERGING MKTS FD ICOM880191101 — 558 shares $10,000
TETRAPHASE PHARMACEUTICALS ICOM88165N105 PUT 500 shares $10,000
TOWER SEMICONDUCTOR LTDSHS NEWM87915274 — 1,000 shares $10,000
UGI CORP NEWCOM902681105 CALL 300 shares $10,000
URANERZ ENERGY CORPCOM91688T104 — 9,263 shares $10,000
URSTADT BIDDLE PPTYS INCCL A917286205 PUT 500 shares $10,000
VAALCO ENERGY INCCOM NEW91851C201 — 1,200 shares $10,000
VICAL INCCOM925602104 — 9,000 shares $10,000
VINCE HLDG CORPCOM92719W108 — 330 shares $10,000
VITESSE SEMICONDUCTOR CORPCOM NEW928497304 — 2,907 shares $10,000
WHITING USA TR IITR UNIT966388100 — 850 shares $10,000
WILLIS LEASE FINANCE CORPCOM970646105 — 488 shares $10,000
1ST UNITED BANCORP INC FLACOM33740N105 — 1,000 shares $9,000
ACHAOGEN INCCOM004449104 — 1,036 shares $9,000
ACTUA CORPCOM005094107 — 585 shares $9,000
ALCO STORES INCCOM001600105 — 4,700 shares $9,000
AMERICAN HOMES 4 RENTCL A02665T306 — 543 shares $9,000
ANALOGIC CORPCOM PAR $0.05032657207 — 136 shares $9,000
ANTARES PHARMA INCCOM036642106 CALL 4,900 shares $9,000
APPLIANCE RECYCLING CTRS AMECOM NEW03814F205 — 2,992 shares $9,000
ARISTA NETWORKS INCCOM040413106 CALL 100 shares $9,000
ASIA TIGERS FD INCCOM04516T105 — 749 shares $9,000
AUTOBYTEL INCCOM NEW05275N205 — 1,005 shares $9,000
AVAGO TECHNOLOGIES LTDSHSY0486S104 PUT 100 shares $9,000
AVERY DENNISON CORPCOM053611109 CALL 200 shares $9,000
BANK OF MARIN BANCORPCOM063425102 — 199 shares $9,000
BARCLAYS BK PLC30 YR TREAS BULL06740L527 — 125 shares $9,000
BARCLAYS BK PLCIPATH S&P MLP06742A750 — 250 shares $9,000
BARCLAYS BK PLCIPSP CROIL ETN06738C786 PUT 400 shares $9,000
BASIC ENERGY SVCS INC NEWCOM06985P100 PUT 400 shares $9,000
BAZAARVOICE INCCOM073271108 — 1,268 shares $9,000
BEACON ROOFING SUPPLY INCCOM073685109 — 343 shares $9,000
BLACKROCK MUNI N Y INTER DURCOM09255F109 — 674 shares $9,000
BLUEPHOENIX SOLUTIONS LTDSHS NEWM20157117 — 2,591 shares $9,000
BOISE CASCADE CO DELCOM09739D100 CALL 300 shares $9,000
BONA FILM GROUP LTDSPONSORED ADS09777B107 — 1,541 shares $9,000
BP PRUDHOE BAY RTY TRUNIT BEN INT055630107 PUT 100 shares $9,000
BRADY CORPCL A104674106 CALL 400 shares $9,000
BRIDGEPOINT ED INCCOM10807M105 PUT 800 shares $9,000
BRIXMOR PPTY GROUP INCCOM11120U105 CALL 400 shares $9,000
BSB BANCORP INC MDCOM05573H108 — 500 shares $9,000
CADIZ INCCOM NEW127537207 — 842 shares $9,000