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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ELDORADO GOLD CORP NEW | COM | 284902103 | — | 213,186 shares | $1,437,000 |
| DIGITAL RLTY TR INC | COM | 253868103 | — | 23,025 shares | $1,436,000 |
| WESTERN REFNG INC | COM | 959319104 | — | 34,202 shares | $1,436,000 |
| PROASSURANCE CORP | COM | 74267C106 | — | 32,557 shares | $1,435,000 |
| DYNEX CAP INC | COM NEW | 26817Q506 | — | 177,437 shares | $1,434,000 |
| AMERICAN ELEC PWR INC | COM | 025537101 | — | 27,438 shares | $1,433,000 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | CALL | 20,500 shares | $1,433,000 |
| OCWEN FINL CORP | COM NEW | 675746309 | — | 54,741 shares | $1,433,000 |
| TORO CO | COM | 891092108 | — | 24,190 shares | $1,433,000 |
| PIMCO CA MUNICIPAL INCOME FD | COM | 72200N106 | — | 99,967 shares | $1,432,000 |
| CAL MAINE FOODS INC | COM NEW | 128030202 | — | 16,021 shares | $1,431,000 |
| ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | — | 67,181 shares | $1,429,000 |
| BLACKROCK STRATEGIC MUN TR | COM | 09248T109 | — | 107,544 shares | $1,429,000 |
| CENTER COAST MLP & INFRSTR F | COM SHS | 151461100 | — | 73,127 shares | $1,429,000 |
| CVB FINL CORP | COM | 126600105 | — | 99,588 shares | $1,429,000 |
| CHEVRON CORP NEW | COM | 166764100 | — | 11,970 shares | $1,428,000 |
| EVERCORE PARTNERS INC | CLASS A | 29977A105 | — | 30,382 shares | $1,428,000 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | — | 13,000 shares | $1,428,000 |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 | — | 19,349 shares | $1,427,000 |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | — | 28,900 shares | $1,427,000 |
| POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | PUT | 55,800 shares | $1,426,000 |
| BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | — | 94,073 shares | $1,425,000 |
| NUVEEN DIVID ADVANTAGE MUN F | COM | 67066V101 | — | 102,949 shares | $1,425,000 |
| ROSS STORES INC | COM | 778296103 | — | 18,850 shares | $1,425,000 |
| CF INDS HLDGS INC | COM | 125269100 | — | 5,100 shares | $1,424,000 |
| SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | CALL | 199,500 shares | $1,424,000 |
| FIRST TR FTSE EPRA/NAREIT DE | COM | 33736N101 | — | 34,506 shares | $1,423,000 |
| REED ELSEVIER N V | SPONS ADR NEW | 758204200 | — | 31,491 shares | $1,423,000 |
| TYLER TECHNOLOGIES INC | COM | 902252105 | — | 16,084 shares | $1,422,000 |
| MARATHON OIL CORP | COM | 565849106 | PUT | 37,800 shares | $1,421,000 |
| ARCH COAL INC | COM | 039380100 | CALL | 669,800 shares | $1,420,000 |
| ISHARES | 16 AMT-FREE ETF | 464289313 | — | 26,562 shares | $1,420,000 |
| ISHARES | MSCI MALAYSI ETF | 464286830 | — | 92,204 shares | $1,420,000 |
| LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | — | 81,735 shares | $1,420,000 |
| UNIVERSAL CORP VA | COM | 913456109 | — | 31,987 shares | $1,420,000 |
| BHP BILLITON LTD | SPONSORED ADR | 088606108 | CALL | 24,100 shares | $1,419,000 |
| NEWS CORP NEW | CL B | 65249B208 | — | 87,999 shares | $1,419,000 |
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | — | 25,187 shares | $1,419,000 |
| PENN VA CORP | COM | 707882106 | — | 111,478 shares | $1,417,000 |
| SYMANTEC CORP | COM | 871503108 | — | 60,255 shares | $1,417,000 |
| CALAMOS ASSET MGMT INC | CL A | 12811R104 | — | 125,606 shares | $1,416,000 |
| EXELIS INC | COM | 30162A108 | — | 85,592 shares | $1,416,000 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | CALL | 8,800 shares | $1,413,000 |
| NATIONAL OILWELL VARCO INC | COM | 637071101 | — | 18,555 shares | $1,412,000 |
| ST JUDE MED INC | COM | 790849103 | — | 23,477 shares | $1,412,000 |
| OLD DOMINION FGHT LINES INC | COM | 679580100 | — | 19,978 shares | $1,411,000 |
| RAVEN INDS INC | COM | 754212108 | — | 57,808 shares | $1,411,000 |
| ANNALY CAP MGMT INC | COM | 035710409 | CALL | 131,900 shares | $1,409,000 |
| EPR PPTYS | COM SH BEN INT | 26884U109 | CALL | 27,800 shares | $1,409,000 |
| HARMAN INTL INDS INC | COM | 413086109 | — | 14,360 shares | $1,408,000 |
| REGENCY CTRS CORP | COM | 758849103 | — | 26,145 shares | $1,407,000 |
| SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | — | 67,246 shares | $1,407,000 |
| MARATHON OIL CORP | COM | 565849106 | — | 37,402 shares | $1,406,000 |
| MARATHON PETE CORP | COM | 56585A102 | — | 16,601 shares | $1,406,000 |
| HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | — | 30,159 shares | $1,405,000 |
| NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | — | 176,673 shares | $1,405,000 |
| CALIFORNIA WTR SVC GROUP | COM | 130788102 | — | 62,572 shares | $1,404,000 |
| CATAMARAN CORP | COM | 148887102 | — | 33,314 shares | $1,404,000 |
| NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | — | 106,123 shares | $1,404,000 |
| PORTFOLIO RECOVERY ASSOCS IN | COM | 73640Q105 | — | 26,886 shares | $1,404,000 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | — | 10,915 shares | $1,404,000 |
| CANADIAN SOLAR INC | COM | 136635109 | CALL | 39,200 shares | $1,402,000 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 7,070 shares | $1,402,000 |
| PEABODY ENERGY CORP | COM | 704549104 | — | 113,275 shares | $1,402,000 |
| RALPH LAUREN CORP | CL A | 751212101 | — | 8,500 shares | $1,400,000 |
| AMC NETWORKS INC | CL A | 00164V103 | — | 23,953 shares | $1,399,000 |
| REED ELSEVIER P L C | SPONS ADR NEW | 758205207 | — | 21,698 shares | $1,398,000 |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | CALL | 53,600 shares | $1,398,000 |
| DILLARDS INC | CL A | 254067101 | — | 12,806 shares | $1,396,000 |
| WGL HLDGS INC | COM | 92924F106 | — | 33,113 shares | $1,395,000 |
| KLA-TENCOR CORP | COM | 482480100 | CALL | 17,700 shares | $1,394,000 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | — | 29,480 shares | $1,392,000 |
| METHANEX CORP | COM | 59151K108 | — | 20,825 shares | $1,391,000 |
| COHEN & STEERS GLOBAL INC BL | COM | 19248M103 | — | 112,426 shares | $1,390,000 |
| DEVRY ED GROUP INC | COM | 251893103 | — | 32,465 shares | $1,390,000 |
| ALCOA INC | COM | 013817101 | — | 86,303 shares | $1,389,000 |
| AMERIPRISE FINL INC | COM | 03076C106 | — | 11,260 shares | $1,389,000 |
| ILLUMINA INC | COM | 452327109 | — | 8,474 shares | $1,389,000 |
| TEJON RANCH CO | COM | 879080109 | — | 49,531 shares | $1,389,000 |
| CAMECO CORP | COM | 13321L108 | CALL | 78,500 shares | $1,386,000 |
| MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | — | 157,790 shares | $1,385,000 |
| POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | — | 57,063 shares | $1,385,000 |
| ENERPLUS CORP | COM | 292766102 | — | 72,883 shares | $1,383,000 |
| ATLAS ENERGY LP | COM UNITS LP | 04930A104 | CALL | 31,400 shares | $1,382,000 |
| FRANKLIN RES INC | COM | 354613101 | — | 25,300 shares | $1,382,000 |
| DOW CHEM CO | COM | 260543103 | — | 26,344 shares | $1,381,000 |
| FIRST TR EXCH TRD ALPHA FD I | SWITZLND ALPHA | 33737J232 | — | 35,398 shares | $1,381,000 |
| INFORMATICA CORP | COM | 45666Q102 | — | 40,323 shares | $1,381,000 |
| MERCURY GENL CORP NEW | COM | 589400100 | — | 28,282 shares | $1,380,000 |
| VMWARE INC | CL A COM | 928563402 | — | 14,705 shares | $1,380,000 |
| FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | — | 33,533 shares | $1,379,000 |
| GOLD FIELDS LTD NEW | SPONSORED ADR | 38059T106 | — | 353,173 shares | $1,377,000 |
| BLACKBAUD INC | COM | 09227Q100 | — | 35,030 shares | $1,376,000 |
| INTUIT | COM | 461202103 | — | 15,700 shares | $1,376,000 |
| NVIDIA CORP | COM | 67066G104 | CALL | 74,600 shares | $1,376,000 |
| DREYFUS MUN BD INFRSTRCTR FD | SHS | 26203D101 | — | 116,857 shares | $1,375,000 |
| ISHARES TR | 18 AMT-FREE ETF | 46429B580 | — | 53,706 shares | $1,374,000 |
| LKQ CORP | COM | 501889208 | — | 51,664 shares | $1,374,000 |
| WISDOMTREE TR | INTL MIDCAP DV | 97717W778 | — | 24,302 shares | $1,374,000 |
| IAMGOLD CORP | COM | 450913108 | PUT | 497,600 shares | $1,373,000 |