UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values

Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

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View top holdings values

SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
APPLE INC · COM · 037833100 · shares: $1,698,006,000
MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
INTEL CORP · COM · 458140100 · shares: $969,358,000
ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000

Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries

Issuer	Class	CUSIP	Type	Shares / principal	Reported value (USD)
WINDSTREAM HLDGS INC	COM	97382A101	—	106,854 shares	$1,152,000
DDR CORP	COM	23317H102	—	68,796 shares	$1,151,000
FIRST AMERN FINL CORP	COM	31847R102	—	42,417 shares	$1,150,000
DOW 30 PREMIUM & DIV INC FD	COM	260582101	—	73,584 shares	$1,149,000
USA COMPRESSION PARTNERS LP	COMUNIT LTDPAR	90290N109	—	47,314 shares	$1,149,000
AMERICA FIRST MULTIFAMILY IN	BEN UNIT CTF	02364V107	—	191,898 shares	$1,148,000
CAPITAL ONE FINL CORP	COM	14040H105	—	14,050 shares	$1,147,000
ISHARES TR	SELECT DIVID ETF	464287168	—	15,528 shares	$1,147,000
INGRAM MICRO INC	CL A	457153104	—	44,399 shares	$1,146,000
NISKA GAS STORAGE PARTNERS L	UNIT LTD LIABI	654678101	—	91,831 shares	$1,146,000
AMSURG CORP	COM	03232P405	—	22,874 shares	$1,145,000
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	—	95,832 shares	$1,143,000
ISHARES TR	S&P 500 GRWT ETF	464287309	—	10,699 shares	$1,143,000
MENS WEARHOUSE INC	COM	587118100	PUT	24,200 shares	$1,143,000
NPS PHARMACEUTICALS INC	COM	62936P103	—	43,965 shares	$1,143,000
PACIFIC ETHANOL INC	COM PAR $.001	69423U305	—	81,885 shares	$1,143,000
IDACORP INC	COM	451107106	—	21,298 shares	$1,142,000
BAXTER INTL INC	COM	071813109	CALL	15,900 shares	$1,141,000
MGIC INVT CORP WIS	COM	552848103	—	146,050 shares	$1,141,000
BLACKROCK MUNIHLDNGS QLTY II	COM	09254C107	—	85,831 shares	$1,140,000
MEAD JOHNSON NUTRITION CO	COM	582839106	PUT	11,837 shares	$1,139,000
SPDR INDEX SHS FDS	INTL TELEC ETF	78463X640	—	44,314 shares	$1,137,000
BANC CALIF INC	COM	05990K106	—	97,704 shares	$1,136,000
RAYTHEON CO	COM NEW	755111507	—	11,179 shares	$1,136,000
KILROY RLTY CORP	COM	49427F108	CALL	19,100 shares	$1,135,000
ATMEL CORP	COM	049513104	—	140,315 shares	$1,134,000
GORMAN RUPP CO	COM	383082104	—	37,743 shares	$1,134,000
MOODYS CORP	COM	615369105	—	12,000 shares	$1,134,000
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	—	19,800 shares	$1,134,000
SPDR SERIES TRUST	BRCLY EM LOCL	78464A391	—	38,302 shares	$1,134,000
BLACKROCK DEBT STRAT FD INC	COM	09255R103	—	296,668 shares	$1,133,000
HEARTLAND EXPRESS INC	COM	422347104	—	47,280 shares	$1,133,000
MID-AMER APT CMNTYS INC	COM	59522J103	—	17,245 shares	$1,132,000
SIMON PPTY GROUP INC NEW	COM	828806109	—	6,870 shares	$1,130,000
ISHARES	MSCI TURKEY ETF	464286715	—	22,988 shares	$1,128,000
UNITED NAT FOODS INC	COM	911163103	—	18,361 shares	$1,128,000
COACH INC	COM	189754104	CALL	31,600 shares	$1,125,000
APOLLO ED GROUP INC	CL A	037604105	—	44,655 shares	$1,123,000
CONAGRA FOODS INC	COM	205887102	—	34,000 shares	$1,123,000
CALPINE CORP	COM NEW	131347304	CALL	51,700 shares	$1,122,000
ISHARES TR	NYSE COMPSIT ETF	464287143	—	11,469 shares	$1,122,000
UNITED INS HLDGS CORP	COM	910710102	—	74,806 shares	$1,122,000
BLACKROCK LONG-TERM MUNI ADV	COM	09250B103	—	99,545 shares	$1,121,000
CARDTRONICS INC	COM	14161H108	—	31,860 shares	$1,121,000
CHENIERE ENERGY INC	COM NEW	16411R208	—	14,000 shares	$1,120,000
HUMANA INC	COM	444859102	—	8,600 shares	$1,120,000
SPDR SERIES TRUST	BRCLYS INTER ETF	78464A672	—	18,803 shares	$1,120,000
TENARIS S A	SPONSORED ADR	88031M109	—	24,583 shares	$1,120,000
CAPITAL ONE FINL CORP	COM	14040H105	CALL	13,700 shares	$1,118,000
ENLINK MIDSTREAM PARTNERS LP	COM UNIT REP LTD	29336U107	PUT	36,700 shares	$1,118,000
QEP RES INC	COM	74733V100	—	36,300 shares	$1,117,000
TERNIUM SA	SPON ADR	880890108	—	46,368 shares	$1,115,000
CATAMARAN CORP	COM	148887102	—	26,400 shares	$1,113,000
MSC INDL DIRECT INC	CL A	553530106	—	13,023 shares	$1,113,000
TRANSMONTAIGNE PARTNERS L P	COM UNIT L P	89376V100	—	26,997 shares	$1,113,000
KOSMOS ENERGY LTD	SHS	G5315B107	CALL	111,600 shares	$1,112,000
MARKET VECTORS ETF TR	PHARMACEUTICAL	57060U217	—	17,500 shares	$1,112,000
TARO PHARMACEUTICAL INDS LTD	SHS	M8737E108	—	7,230 shares	$1,112,000
LEXMARK INTL NEW	CL A	529771107	—	26,130 shares	$1,111,000
PROTO LABS INC	COM	743713109	—	16,104 shares	$1,111,000
ISHARES	MRGSTR SM CP ETF	464288505	—	8,578 shares	$1,110,000
ON SEMICONDUCTOR CORP	COM	682189105	—	124,197 shares	$1,110,000
MID-AMER APT CMNTYS INC	COM	59522J103	—	16,887 shares	$1,109,000
STANCORP FINL GROUP INC	COM	852891100	—	17,514 shares	$1,107,000
CURRENCYSHARES AUSTRALIAN DL	AUSTRALIAN DOL	23129U101	—	12,615 shares	$1,106,000
MKS INSTRUMENT INC	COM	55306N104	—	33,146 shares	$1,106,000
ARAMARK	COM	03852U106	CALL	42,000 shares	$1,105,000
BADGER METER INC	COM	056525108	—	21,908 shares	$1,105,000
MID-AMER APT CMNTYS INC	COM	59522J103	—	16,823 shares	$1,104,000
ST JUDE MED INC	COM	790849103	PUT	18,365 shares	$1,104,000
SMUCKER J M CO	COM NEW	832696405	—	11,146 shares	$1,103,000
NOBLE CORP PLC	SHS USD	G65431101	CALL	49,600 shares	$1,102,000
INVESCO QUALITY MUNI INC TRS	COM	46133G107	—	90,818 shares	$1,101,000
NCR CORP NEW	COM	62886E108	—	32,961 shares	$1,101,000
DEAN FOODS CO NEW	COM NEW	242370203	—	83,008 shares	$1,100,000
HEWLETT PACKARD CO	COM	428236103	—	31,025 shares	$1,100,000
RENAISSANCERE HOLDINGS LTD	COM	G7496G103	—	11,001 shares	$1,100,000
SUNTRUST BKS INC	COM	867914103	—	28,900 shares	$1,099,000
UNIVERSAL HEALTH RLTY INCM T	SH BEN INT	91359E105	—	26,362 shares	$1,099,000
WESTERN ASSET GLOBAL CP DEFI	COM	95790C107	—	60,422 shares	$1,099,000
LIBERTY MEDIA CORP DELAWARE	CL A	531229102	—	23,283 shares	$1,098,000
MCGRAW HILL FINL INC	COM	580645109	CALL	13,000 shares	$1,098,000
ELECTRONIC ARTS INC	COM	285512109	—	30,792 shares	$1,097,000
FIRST TR EXCH TRD ALPHA FD I	GERMANY ALPHA	33737J190	—	31,042 shares	$1,095,000
HAIN CELESTIAL GROUP INC	COM	405217100	CALL	10,700 shares	$1,095,000
BONANZA CREEK ENERGY INC	COM	097793103	—	19,228 shares	$1,094,000
NVIDIA CORP	COM	67066G104	—	59,271 shares	$1,094,000
ISHARES	NY AMTFRE MU ETF	464288323	—	9,847 shares	$1,093,000
DELPHI AUTOMOTIVE PLC	SHS	G27823106	—	17,800 shares	$1,092,000
L BRANDS INC	COM	501797104	—	16,300 shares	$1,092,000
CENOVUS ENERGY INC	COM	15135U109	—	40,603 shares	$1,091,000
ISHARES	NW ZEALND CP ETF	464289123	—	28,354 shares	$1,091,000
POST HLDGS INC	COM	737446104	—	32,896 shares	$1,091,000
EDISON INTL	COM	281020107	—	19,500 shares	$1,090,000
TYCO INTERNATIONAL LTD	SHS	H89128104	—	24,456 shares	$1,090,000
WESCO INTL INC	COM	95082P105	—	13,897 shares	$1,088,000
F5 NETWORKS INC	COM	315616102	—	9,150 shares	$1,086,000
VOCERA COMMUNICATIONS INC	COM	92857F107	—	134,522 shares	$1,086,000
PHOTRONICS INC	COM	719405102	—	134,743 shares	$1,085,000
CONSOLIDATED COMM HLDGS INC	COM	209034107	—	43,288 shares	$1,084,000