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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| GENERAL ELECTRIC CO | COM | 369604103 | — | 1,763,284 shares | $45,175,000 |
| TRANSOCEAN LTD | REG SHS | H8817H100 | — | 1,407,544 shares | $44,999,000 |
| MYLAN INC | COM | 628530107 | — | 986,663 shares | $44,883,000 |
| STARBUCKS CORP | COM | 855244109 | — | 591,967 shares | $44,670,000 |
| LOWES COS INC | COM | 548661107 | — | 840,812 shares | $44,496,000 |
| BROADCOM CORP | CL A | 111320107 | PUT | 1,099,000 shares | $44,422,000 |
| ISHARES TR | RUS 1000 ETF | 464287622 | — | 403,876 shares | $44,374,000 |
| NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | — | 2,401,973 shares | $44,244,000 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | — | 949,125 shares | $44,068,000 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | CALL | 1,900,200 shares | $44,028,000 |
| SEADRILL LIMITED | SHS | G7945E105 | — | 1,642,473 shares | $43,953,000 |
| MASTERCARD INC | CL A | 57636Q104 | PUT | 592,700 shares | $43,812,000 |
| TRINITY INDS INC | COM | 896522109 | — | 936,551 shares | $43,756,000 |
| WAL-MART STORES INC | COM | 931142103 | PUT | 571,800 shares | $43,726,000 |
| WHOLE FOODS MKT INC | COM | 966837106 | — | 1,143,808 shares | $43,591,000 |
| MOHAWK INDS INC | COM | 608190104 | — | 322,898 shares | $43,533,000 |
| PROSHARES TR | PSHS SHRT S&P500 | 74347R503 | — | 1,891,642 shares | $43,527,000 |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | — | 3,226,018 shares | $43,487,000 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | — | 558,551 shares | $43,444,000 |
| DELPHI AUTOMOTIVE PLC | SHS | G27823106 | — | 707,647 shares | $43,407,000 |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | — | 278,000 shares | $43,360,000 |
| YUM BRANDS INC | COM | 988498101 | PUT | 602,366 shares | $43,358,000 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | — | 723,363 shares | $43,257,000 |
| SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | — | 932,441 shares | $43,153,000 |
| BIOGEN IDEC INC | COM | 09062X103 | — | 129,377 shares | $42,799,000 |
| FIRST TR EXCH TRD ALPHA FD I | EUROPE ALPHA | 33737J117 | — | 1,383,129 shares | $42,545,000 |
| NORFOLK SOUTHERN CORP | COM | 655844108 | — | 379,284 shares | $42,328,000 |
| NCR CORP NEW | COM | 62886E108 | — | 1,263,448 shares | $42,212,000 |
| VIACOM INC NEW | CL B | 92553P201 | — | 547,935 shares | $42,158,000 |
| POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | — | 1,804,323 shares | $41,896,000 |
| KEYCORP NEW | COM | 493267108 | — | 3,138,097 shares | $41,831,000 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | PUT | 2,732,100 shares | $41,719,000 |
| UBS AG | SHS NEW | H89231338 | PUT | 2,394,569 shares | $41,594,000 |
| CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | — | 3,933,621 shares | $41,578,000 |
| ALPS ETF TR | BARRONS 400 ETF | 00162Q726 | — | 1,374,061 shares | $41,538,000 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | CALL | 768,900 shares | $41,536,000 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | — | 1,878,113 shares | $41,149,000 |
| SCHLUMBERGER LTD | COM | 806857108 | CALL | 404,600 shares | $41,144,000 |
| GOOGLE INC | CL C | 38259P706 | CALL | 71,250 shares | $41,137,000 |
| AMAZON COM INC | COM | 023135106 | — | 127,114 shares | $40,987,000 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | — | 698,090 shares | $40,957,000 |
| PEPSICO INC | COM | 713448108 | — | 438,839 shares | $40,852,000 |
| CISCO SYS INC | COM | 17275R102 | PUT | 1,621,500 shares | $40,813,000 |
| DILLARDS INC | CL A | 254067101 | PUT | 374,500 shares | $40,813,000 |
| LINCOLN NATL CORP IND | COM | 534187109 | — | 761,624 shares | $40,808,000 |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | — | 374,546 shares | $40,638,000 |
| LOWES COS INC | COM | 548661107 | PUT | 767,100 shares | $40,595,000 |
| POWERSHARES ETF TRUST II | DWA EMKT MOM PTF | 73936Q207 | — | 2,173,108 shares | $40,572,000 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | — | 750,210 shares | $40,526,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | CALL | 669,200 shares | $40,313,000 |
| HUDSON CITY BANCORP | COM | 443683107 | — | 4,140,542 shares | $40,246,000 |
| CREDIT SUISSE NASSAU BRH | EQL WGT MLP LKD | 22542D852 | — | 1,116,122 shares | $40,080,000 |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 78463X301 | — | 475,586 shares | $39,867,000 |
| CREE INC | COM | 225447101 | PUT | 973,500 shares | $39,865,000 |
| ACE LTD | SHS | H0023R105 | — | 376,520 shares | $39,486,000 |
| SCHLUMBERGER LTD | COM | 806857108 | — | 387,748 shares | $39,430,000 |
| DISNEY WALT CO | COM DISNEY | 254687106 | — | 442,704 shares | $39,414,000 |
| UNUM GROUP | COM | 91529Y106 | — | 1,142,339 shares | $39,274,000 |
| SPDR SERIES TRUST | BRCLYS 1-3MT ETF | 78464A680 | — | 857,998 shares | $39,262,000 |
| SPECTRA ENERGY CORP | COM | 847560109 | — | 997,694 shares | $39,169,000 |
| ISHARES TR | MSCI USA QLT FAC | 46432F339 | — | 656,778 shares | $39,151,000 |
| WISDOMTREE TR | MIDCAP DIVI FD | 97717W505 | — | 499,616 shares | $39,107,000 |
| SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | — | 229,673 shares | $39,060,000 |
| ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | — | 1,004,920 shares | $39,041,000 |
| STARWOOD PPTY TR INC | COM | 85571B105 | — | 1,775,402 shares | $38,988,000 |
| DISCOVER FINL SVCS | COM | 254709108 | — | 601,552 shares | $38,734,000 |
| MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | PUT | 580,200 shares | $38,699,000 |
| ROCKWOOD HLDGS INC | COM | 774415103 | — | 505,735 shares | $38,663,000 |
| RYDEX ETF TRUST | GUG S&P500 PU GR | 78355W403 | — | 500,494 shares | $38,638,000 |
| ENLINK MIDSTREAM PARTNERS LP | COM UNIT REP LTD | 29336U107 | — | 1,268,628 shares | $38,630,000 |
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | PUT | 1,710,000 shares | $38,620,000 |
| INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | — | 2,288,679 shares | $38,610,000 |
| NATIONAL GRID PLC | SPON ADR NEW | 636274300 | — | 536,320 shares | $38,551,000 |
| ISHARES | MSCI JAPAN ETF | 464286848 | — | 3,265,901 shares | $38,440,000 |
| MICHAEL KORS HLDGS LTD | SHS | G60754101 | PUT | 537,100 shares | $38,344,000 |
| LAS VEGAS SANDS CORP | COM | 517834107 | — | 616,290 shares | $38,339,000 |
| RAYTHEON CO | COM NEW | 755111507 | — | 376,060 shares | $38,215,000 |
| VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | — | 290,788 shares | $38,128,000 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | — | 904,851 shares | $38,085,000 |
| TYSON FOODS INC | CL A | 902494103 | CALL | 963,100 shares | $37,917,000 |
| ISHARES TR | COHEN&STEER REIT | 464287564 | — | 448,185 shares | $37,858,000 |
| FS INVT CORP | COM | 302635107 | — | 3,501,618 shares | $37,712,000 |
| INGERSOLL-RAND PLC | SHS | G47791101 | — | 668,899 shares | $37,699,000 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | — | 814,469 shares | $37,645,000 |
| QUALCOMM INC | COM | 747525103 | — | 503,269 shares | $37,629,000 |
| COVIDIEN PLC | SHS | G2554F113 | — | 434,105 shares | $37,554,000 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 204,551 shares | $37,549,000 |
| CITIGROUP INC | COM NEW | 172967424 | — | 721,179 shares | $37,372,000 |
| WILLIAMS COS INC DEL | COM | 969457100 | PUT | 674,800 shares | $37,350,000 |
| SPDR SERIES TRUST | S&P PHARMAC | 78464A722 | — | 352,319 shares | $37,349,000 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | — | 284,299 shares | $37,300,000 |
| KELLOGG CO | COM | 487836108 | — | 604,509 shares | $37,238,000 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 | — | 1,873,740 shares | $37,231,000 |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | — | 824,348 shares | $36,997,000 |
| CF INDS HLDGS INC | COM | 125269100 | — | 132,200 shares | $36,913,000 |
| EXELON CORP | COM | 30161N101 | — | 1,077,509 shares | $36,732,000 |
| WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | — | 498,099 shares | $36,560,000 |
| JOHNSON & JOHNSON | COM | 478160104 | PUT | 342,939 shares | $36,554,000 |
| EGA EMERGING GLOBAL SHS TR | EGS EMKTCONS ETF | 268461779 | — | 1,391,862 shares | $36,509,000 |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 | — | 379,209 shares | $36,461,000 |