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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| AIR LEASE CORP | CL A | 00912X302 | PUT | 2,600 shares | $85,000 |
| BARRETT BILL CORP | COM | 06846N104 | — | 3,837 shares | $85,000 |
| BLACKROCK MUNIC BD INVST TR | COM | 09249K107 | — | 5,939 shares | $85,000 |
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | — | 27,926 shares | $85,000 |
| CHUYS HLDGS INC | COM | 171604101 | — | 2,716 shares | $85,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGGEN DEFN EQTY | 18383M878 | — | 2,248 shares | $85,000 |
| COMMUNICATIONS SYS INC | COM | 203900105 | — | 7,612 shares | $85,000 |
| DIREXION SHS ETF TR | DL RUSSIA BEAR | 25459W284 | CALL | 5,800 shares | $85,000 |
| ENERSIS S A | SPONSORED ADR | 29274F104 | — | 5,372 shares | $85,000 |
| MUELLER WTR PRODS INC | COM SER A | 624758108 | — | 10,255 shares | $85,000 |
| NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | — | 6,663 shares | $85,000 |
| NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | — | 6,379 shares | $85,000 |
| PIMCO ETF TR | 7-15 YR US TRS | 72201R700 | — | 1,021 shares | $85,000 |
| SQUARE 1 FINL INC | CL A | 85223W101 | — | 4,435 shares | $85,000 |
| SSGA ACTIVE ETF TR | GLOBL ALLO ETF | 78467V400 | — | 2,473 shares | $85,000 |
| TELECOM ITALIA S P A NEW | SPON ADR ORD | 87927Y102 | — | 7,390 shares | $85,000 |
| WESTERN COPPER & GOLD CORP | COM | 95805V108 | — | 146,788 shares | $85,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 610 shares | $84,000 |
| BLACKROCK MUNIYLD INVST QLTY | COM | 09254T100 | — | 6,292 shares | $84,000 |
| BOSTON BEER INC | CL A | 100557107 | — | 377 shares | $84,000 |
| CBS CORP NEW | CL A | 124857103 | — | 1,573 shares | $84,000 |
| CHANGYOU COM LTD | ADS REP CL A | 15911M107 | — | 3,493 shares | $84,000 |
| CLEAN ENERGY FUELS CORP | COM | 184499101 | — | 10,708 shares | $84,000 |
| DSW INC | CL A | 23334L102 | CALL | 2,800 shares | $84,000 |
| GLOBALSTAR INC | COM | 378973408 | — | 22,941 shares | $84,000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | PUT | 1,000 shares | $84,000 |
| IROBOT CORP | COM | 462726100 | — | 2,773 shares | $84,000 |
| ISHARES | MSCI SZ CAP ETF | 464286749 | — | 2,590 shares | $84,000 |
| KEYCORP NEW | COM | 493267108 | PUT | 6,300 shares | $84,000 |
| LILIS ENERGY INC | COM | 532403102 | — | 37,391 shares | $84,000 |
| NUVEEN LG/SHT COMMODITY TOTR | COM UT BEN INT | 670731108 | — | 5,663 shares | $84,000 |
| ON SEMICONDUCTOR CORP | COM | 682189105 | CALL | 9,400 shares | $84,000 |
| OVERSTOCK COM INC DEL | COM | 690370101 | PUT | 5,000 shares | $84,000 |
| PDC ENERGY INC | COM | 69327R101 | — | 1,670 shares | $84,000 |
| SEMPRA ENERGY | COM | 816851109 | PUT | 800 shares | $84,000 |
| SOLERA HOLDINGS INC | COM | 83421A104 | — | 1,492 shares | $84,000 |
| SOUTHCROSS ENERGY PARTNERS L | COM UNIT LTDPT | 84130C100 | — | 3,931 shares | $84,000 |
| TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | PUT | 3,700 shares | $84,000 |
| TEXAS ROADHOUSE INC | COM | 882681109 | — | 3,002 shares | $84,000 |
| ULTRATECH INC | COM | 904034105 | PUT | 3,700 shares | $84,000 |
| UNILEVER PLC | SPON ADR NEW | 904767704 | CALL | 2,000 shares | $84,000 |
| WELLPOINT INC | COM | 94973V107 | CALL | 700 shares | $84,000 |
| AEGERION PHARMACEUTICALS INC | COM | 00767E102 | CALL | 2,500 shares | $83,000 |
| AUTOLIV INC | COM | 052800109 | CALL | 900 shares | $83,000 |
| CARE COM INC | COM | 141633107 | — | 10,200 shares | $83,000 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | CALL | 1,200 shares | $83,000 |
| CRYOLIFE INC | COM | 228903100 | — | 8,411 shares | $83,000 |
| CURTISS WRIGHT CORP | COM | 231561101 | — | 1,266 shares | $83,000 |
| EATON VANCE N Y MUN BD FD II | COM | 27828T109 | — | 7,000 shares | $83,000 |
| FIRST INDUSTRIAL REALTY TRUS | COM | 32054K103 | — | 4,913 shares | $83,000 |
| GANNETT INC | COM | 364730101 | PUT | 2,800 shares | $83,000 |
| GRANITE REAL ESTATE INVT TR | UNIT 99/99/9999 | 387437114 | — | 2,418 shares | $83,000 |
| KATE SPADE & CO | COM | 485865109 | — | 3,152 shares | $83,000 |
| KOREA EQUITY FD INC | COM | 50063B104 | — | 10,035 shares | $83,000 |
| L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | CALL | 700 shares | $83,000 |
| LOEWS CORP | COM | 540424108 | PUT | 2,000 shares | $83,000 |
| MATADOR RES CO | COM | 576485205 | PUT | 3,200 shares | $83,000 |
| MCCORMICK & CO INC | COM VTG | 579780107 | — | 1,243 shares | $83,000 |
| NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | — | 3,200 shares | $83,000 |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | — | 6,891 shares | $83,000 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | PUT | 5,200 shares | $83,000 |
| NOODLES & CO | CL A | 65540B105 | CALL | 4,300 shares | $83,000 |
| PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | — | 7,700 shares | $83,000 |
| P A M TRANSN SVCS INC | COM | 693149106 | — | 2,292 shares | $83,000 |
| PARK OHIO HLDGS CORP | COM | 700666100 | — | 1,730 shares | $83,000 |
| PRICESMART INC | COM | 741511109 | — | 964 shares | $83,000 |
| PROLOGIS INC | COM | 74340W103 | CALL | 2,200 shares | $83,000 |
| RTI SURGICAL INC | COM | 74975N105 | — | 17,400 shares | $83,000 |
| SEAWORLD ENTMT INC | COM | 81282V100 | CALL | 4,300 shares | $83,000 |
| TRUECAR INC | COM | 89785L107 | — | 4,599 shares | $83,000 |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | — | 2,410 shares | $82,000 |
| AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | PUT | 1,800 shares | $82,000 |
| AMKOR TECHNOLOGY INC | COM | 031652100 | — | 9,800 shares | $82,000 |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | — | 6,000 shares | $82,000 |
| BARCLAYS BANK PLC | CARRY ETN 38 | 06739H412 | — | 1,982 shares | $82,000 |
| CREDIT SUISSE NASSAU BRH | ETN LKD 32 | 22542D571 | — | 5,045 shares | $82,000 |
| CROCS INC | COM | 227046109 | PUT | 6,500 shares | $82,000 |
| DIREXION SHS ETF TR | INDIA BULL 3X SH | 25459Y330 | PUT | 900 shares | $82,000 |
| EQUITY ONE | COM | 294752100 | — | 3,772 shares | $82,000 |
| INPHI CORP | COM | 45772F107 | — | 5,698 shares | $82,000 |
| LMP CAP & INCOME FD INC | COM | 50208A102 | — | 4,823 shares | $82,000 |
| MARLIN MIDSTREAM PARTNERS LP | COM UTLTD PTN IN | 57118V100 | — | 3,833 shares | $82,000 |
| MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | — | 6,969 shares | $82,000 |
| NORDSTROM INC | COM | 655664100 | CALL | 1,200 shares | $82,000 |
| PACHOLDER HIGH YIELD FD INC | COM | 693742108 | — | 10,484 shares | $82,000 |
| PDL BIOPHARMA INC | COM | 69329Y104 | PUT | 11,000 shares | $82,000 |
| SCIQUEST INC NEW | COM | 80908T101 | — | 5,456 shares | $82,000 |
| SHORETEL INC | COM | 825211105 | — | 12,400 shares | $82,000 |
| SPDR INDEX SHS FDS | INTL ENRGY ETF | 78463X715 | — | 3,216 shares | $82,000 |
| WEX INC | COM | 96208T104 | — | 744 shares | $82,000 |
| WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | — | 1,841 shares | $82,000 |
| 2U INC | COM | 90214J101 | — | 5,189 shares | $81,000 |
| AIR PRODS & CHEMS INC | COM | 009158106 | — | 620 shares | $81,000 |
| ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | CALL | 3,100 shares | $81,000 |
| AMERICAN SUPERCONDUCTOR CORP | COM | 030111108 | — | 57,775 shares | $81,000 |
| ANADARKO PETE CORP | COM | 032511107 | PUT | 800 shares | $81,000 |
| CHEETAH MOBILE INC | ADR | 163075104 | — | 4,443 shares | $81,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG BULL 2014 | 18383M431 | — | 3,064 shares | $81,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CHN SML CAP | 18383Q853 | — | 3,109 shares | $81,000 |
| COCA COLA CO | COM | 191216100 | CALL | 1,900 shares | $81,000 |