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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| LIFE PARTNERS HOLDINGS INC | COM | 53215T106 | — | 38,540 shares | $77,000 |
| MOLYCORP INC DEL | COM | 608753109 | PUT | 65,100 shares | $77,000 |
| NATURAL GROCERS BY VITAMIN C | COM | 63888U108 | — | 4,731 shares | $77,000 |
| NEW GOLD INC CDA | COM | 644535106 | CALL | 15,200 shares | $77,000 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 825 shares | $77,000 |
| NUVEEN NY AMT FREE MUN INCOM | COM | 670656107 | — | 6,035 shares | $77,000 |
| ONEBEACON INSURANCE GROUP LT | CL A | G67742109 | PUT | 5,000 shares | $77,000 |
| PLANTRONICS INC NEW | COM | 727493108 | — | 1,619 shares | $77,000 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | PUT | 900 shares | $77,000 |
| PROSHARES TR | USD COVERED BD | 74348A749 | — | 767 shares | $77,000 |
| QUAD / GRAPHICS INC | COM CL A | 747301109 | — | 4,000 shares | $77,000 |
| RCS CAP CORP | COM CL A | 74937W102 | — | 3,441 shares | $77,000 |
| SIRONA DENTAL SYSTEMS INC | COM | 82966C103 | PUT | 1,000 shares | $77,000 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | CALL | 1,300 shares | $77,000 |
| TWO HBRS INVT CORP | COM | 90187B101 | — | 8,000 shares | $77,000 |
| ARES CAP CORP | COM | 04010L103 | CALL | 4,700 shares | $76,000 |
| CALLON PETE CO DEL | COM | 13123X102 | — | 8,592 shares | $76,000 |
| CIMAREX ENERGY CO | COM | 171798101 | CALL | 600 shares | $76,000 |
| CIS ACQUISITION LTD | UNIT 99/99/9999 | G21490506 | — | 7,500 shares | $76,000 |
| COMMVAULT SYSTEMS INC | COM | 204166102 | PUT | 1,500 shares | $76,000 |
| EGA EMERGING GLOBAL SHS TR | EGS INDI INF ETF | 268461845 | — | 5,870 shares | $76,000 |
| EL POLLO LOCO HLDGS INC | COM | 268603107 | — | 2,125 shares | $76,000 |
| GOGO INC | COM | 38046C109 | — | 4,495 shares | $76,000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | CALL | 900 shares | $76,000 |
| IMMUNOMEDICS INC | COM | 452907108 | — | 20,450 shares | $76,000 |
| JONES LANG LASALLE INC | COM | 48020Q107 | CALL | 600 shares | $76,000 |
| MASSEY ENERGY CO | NOTE 3.250% 8/0 | 576203AJ2 | — | 79,000 principal | $76,000 |
| MAXIM INTEGRATED PRODS INC | COM | 57772K101 | PUT | 2,500 shares | $76,000 |
| NATIONAL HEALTH INVS INC | COM | 63633D104 | — | 1,333 shares | $76,000 |
| RAYMOND JAMES FINANCIAL INC | COM | 754730109 | — | 1,410 shares | $76,000 |
| RYLAND GROUP INC | COM | 783764103 | CALL | 2,300 shares | $76,000 |
| S L INDS INC | COM | 784413106 | — | 1,557 shares | $76,000 |
| STEELCASE INC | CL A | 858155203 | — | 4,681 shares | $76,000 |
| TRINA SOLAR LIMITED | SPON ADR | 89628E104 | — | 6,300 shares | $76,000 |
| UNITED STS 12 MONTH NAT GAS | UNIT BEN INT | 91288X109 | — | 4,230 shares | $76,000 |
| VERIFONE SYS INC | COM | 92342Y109 | PUT | 2,200 shares | $76,000 |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | PUT | 400 shares | $76,000 |
| WISDOMTREE TR | GLB EX US UTIL | 97717W653 | — | 3,940 shares | $76,000 |
| WRIGHT MED GROUP INC | COM | 98235T107 | — | 2,515 shares | $76,000 |
| WSFS FINL CORP | COM | 929328102 | — | 1,059 shares | $76,000 |
| XRS CORP | COM | 983845108 | — | 13,733 shares | $76,000 |
| ALIMERA SCIENCES INC | COM | 016259103 | CALL | 13,800 shares | $75,000 |
| BARNES & NOBLE INC | COM | 067774109 | PUT | 3,800 shares | $75,000 |
| BOISE CASCADE CO DEL | COM | 09739D100 | — | 2,500 shares | $75,000 |
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | — | 12,179 shares | $75,000 |
| ELIZABETH ARDEN INC | COM | 28660G106 | CALL | 4,500 shares | $75,000 |
| EXCHANGE TRADED CONCEPTS TR | VELOSH EQL RSK W | 301505608 | — | 1,340 shares | $75,000 |
| EXTRA SPACE STORAGE INC | COM | 30225T102 | — | 1,445 shares | $75,000 |
| FIDELITY NATIONAL FINANCIAL | FNFV GROUP COM | 31620R402 | — | 5,473 shares | $75,000 |
| FIRST HORIZON NATL CORP | COM | 320517105 | — | 6,070 shares | $75,000 |
| GROUP 1 AUTOMOTIVE INC | COM | 398905109 | — | 1,037 shares | $75,000 |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | — | 3,847 shares | $75,000 |
| INFINERA CORPORATION | COM | 45667G103 | CALL | 7,000 shares | $75,000 |
| ISHARES TR | 2016 CORP EX ETF | 46432FAD9 | — | 750 shares | $75,000 |
| MCCORMICK & CO INC | COM NON VTG | 579780206 | — | 1,115 shares | $75,000 |
| METLIFE INC | UNIT 99/99/9999 | 59156R116 | — | 2,428 shares | $75,000 |
| MEXICO EQUITY & INCOME FD | COM | 592834105 | — | 4,578 shares | $75,000 |
| NEW IRELAND FUND INC | COM | 645673104 | — | 5,957 shares | $75,000 |
| O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | CALL | 500 shares | $75,000 |
| O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | PUT | 500 shares | $75,000 |
| PIMCO ETF TR | BROAD US TIPS | 72201R403 | — | 1,317 shares | $75,000 |
| POLARIS INDS INC | COM | 731068102 | CALL | 500 shares | $75,000 |
| QUALCOMM INC | COM | 747525103 | CALL | 1,000 shares | $75,000 |
| REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | CALL | 2,300 shares | $75,000 |
| RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | — | 995 shares | $75,000 |
| SOLAR SR CAP LTD | COM | 83416M105 | — | 4,900 shares | $75,000 |
| SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | — | 1,273 shares | $75,000 |
| TELETECH HOLDINGS INC | COM | 879939106 | — | 3,039 shares | $75,000 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | CALL | 800 shares | $75,000 |
| TRINITY INDS INC | COM | 896522109 | — | 1,599 shares | $75,000 |
| UTAH MED PRODS INC | COM | 917488108 | — | 1,532 shares | $75,000 |
| VEOLIA ENVIRONNEMENT | SPONSORED ADR | 92334N103 | CALL | 4,300 shares | $75,000 |
| APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | — | 4,788 shares | $74,000 |
| BLDRS INDEX FDS TR | DEV MK 100 ADR | 09348R201 | — | 3,049 shares | $74,000 |
| CONTAINER STORE GROUP INC | COM | 210751103 | — | 3,377 shares | $74,000 |
| ISHARES | MSCI CDA ETF | 464286509 | CALL | 2,400 shares | $74,000 |
| ISHARES | US HOME CONS ETF | 464288752 | PUT | 3,300 shares | $74,000 |
| MARKET VECTORS ETF TR | BIOTECH ETF | 57060U183 | CALL | 700 shares | $74,000 |
| MCCORMICK & CO INC | COM NON VTG | 579780206 | CALL | 1,100 shares | $74,000 |
| MICROSOFT CORP | COM | 594918104 | CALL | 1,600 shares | $74,000 |
| NORTHFIELD BANCORP INC DEL | COM | 66611T108 | — | 5,456 shares | $74,000 |
| NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | PUT | 5,000 shares | $74,000 |
| PROSHARES TR | ULTSHT RUSS GWTH | 74348A293 | — | 1,777 shares | $74,000 |
| ROYAL BK OF SCOTLAND PLC | BIG PHARMA ETN | 78009P135 | — | 1,460 shares | $74,000 |
| SANDRIDGE MISSISSIPPIAN TR I | UNIT BEN INT | 80007T101 | — | 17,936 shares | $74,000 |
| TRULIA INC | COM | 897888103 | — | 1,510 shares | $74,000 |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | CALL | 700 shares | $74,000 |
| VENTAS INC | COM | 92276F100 | PUT | 1,200 shares | $74,000 |
| YORK WTR CO | COM | 987184108 | — | 3,695 shares | $74,000 |
| AEROPOSTALE | COM | 007865108 | — | 22,179 shares | $73,000 |
| ALCATEL-LUCENT | SPONSORED ADR | 013904305 | CALL | 24,000 shares | $73,000 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | — | 936 shares | $73,000 |
| AMERICAN STS WTR CO | COM | 029899101 | CALL | 2,400 shares | $73,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | — | 3,451 shares | $73,000 |
| CREDIT SUISSE NASSAU BRH | INVRS VIX MDTERM | 22542D829 | — | 1,655 shares | $73,000 |
| E M C CORP MASS | COM | 268648102 | PUT | 2,500 shares | $73,000 |
| EPIZYME INC | COM | 29428V104 | — | 2,677 shares | $73,000 |
| GERDAU S A | SPON ADR REP PFD | 373737105 | PUT | 15,200 shares | $73,000 |
| INTERXION HOLDING N.V | SHS | N47279109 | — | 2,643 shares | $73,000 |
| ISHARES | MSCI HONG KG ETF | 464286871 | CALL | 3,600 shares | $73,000 |