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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| THERMON GROUP HLDGS INC | COM | 88362T103 | — | 2,687 shares | $66,000 |
| UBS AG JERSEY BRANCH | 2XMN ALR MLP INF | 902664200 | — | 900 shares | $66,000 |
| UNITED STATES STL CORP NEW | NOTE 2.750% 4/0 | 912909AH1 | — | 40,000 principal | $66,000 |
| ADVISORSHARES TR | QAM EQTY HEDGE | 00768Y750 | — | 2,313 shares | $65,000 |
| ATRION CORP | COM | 049904105 | — | 213 shares | $65,000 |
| BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | — | 2,506 shares | $65,000 |
| CONSTELLATION BRANDS INC | CL B | 21036P207 | — | 750 shares | $65,000 |
| EATON VANCE NJ MUNI INCOME T | SH BEN INT | 27826V106 | — | 5,290 shares | $65,000 |
| FIRST TR EXCH TRD ALPHA FD I | CANADA ALPHA | 33737J208 | — | 1,813 shares | $65,000 |
| FRISCHS RESTAURANTS INC | COM | 358748101 | — | 2,304 shares | $65,000 |
| HCI GROUP INC | COM | 40416E103 | — | 1,807 shares | $65,000 |
| KYOCERA CORP | ADR | 501556203 | — | 1,395 shares | $65,000 |
| MATTERSIGHT CORP | COM | 577097108 | — | 12,000 shares | $65,000 |
| MB FINANCIAL INC NEW | COM | 55264U108 | — | 2,353 shares | $65,000 |
| MERCADOLIBRE INC | COM | 58733R102 | PUT | 600 shares | $65,000 |
| MID CON ENERGY PARTNERS LP | COM UNIT REPST | 59560V109 | — | 2,968 shares | $65,000 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 495 shares | $65,000 |
| NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | — | 9,388 shares | $65,000 |
| OSIRIS THERAPEUTICS INC NEW | COM | 68827R108 | — | 5,199 shares | $65,000 |
| POWERSHARES ACTIVE MNG ETF T | US REAL EST FD | 73935B508 | — | 1,004 shares | $65,000 |
| PROSHARES TR | ULT INV GRD CP | 74348A806 | — | 1,128 shares | $65,000 |
| RENESOLA LTD | SPONS ADS | 75971T103 | — | 21,520 shares | $65,000 |
| ROYAL BK SCOTLAND PLC | GOLD TRENDP ETN | 78009L407 | — | 2,612 shares | $65,000 |
| SANDRIDGE MISSISSIPPIAN TR I | UNIT BEN INT | 80007T101 | CALL | 15,800 shares | $65,000 |
| SOUTHERN COPPER CORP | COM | 84265V105 | PUT | 2,200 shares | $65,000 |
| TELECOM ITALIA S P A NEW | SPON ADR SVGS | 87927Y201 | — | 7,396 shares | $65,000 |
| TW TELECOM INC | COM | 87311L104 | — | 1,560 shares | $65,000 |
| WESTAMERICA BANCORPORATION | COM | 957090103 | — | 1,405 shares | $65,000 |
| WYNDHAM WORLDWIDE CORP | COM | 98310W108 | CALL | 800 shares | $65,000 |
| AMAZON COM INC | COM | 023135106 | PUT | 200 shares | $64,000 |
| ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | CALL | 1,000 shares | $64,000 |
| ASTORIA FINL CORP | COM | 046265104 | — | 5,175 shares | $64,000 |
| CAPITAL BK FINL CORP | CL A COM | 139794101 | — | 2,665 shares | $64,000 |
| CHEGG INC | COM | 163092109 | — | 10,230 shares | $64,000 |
| CHUBB CORP | COM | 171232101 | — | 705 shares | $64,000 |
| CNH INDL N V | SHS | N20944109 | — | 8,119 shares | $64,000 |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 19239V302 | CALL | 1,900 shares | $64,000 |
| CURRENCYSHS BRIT POUND STER | BRIT POUND STE | 23129S106 | CALL | 400 shares | $64,000 |
| CURRENCYSHS BRIT POUND STER | BRIT POUND STE | 23129S106 | PUT | 400 shares | $64,000 |
| DIREXION SHS ETF TR | RETAIL BULL 3X | 25459W417 | — | 863 shares | $64,000 |
| EQUITY COMWLTH | CUM PFD S D 6.5% | 294628201 | — | 2,671 shares | $64,000 |
| FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | — | 4,090 shares | $64,000 |
| FARO TECHNOLOGIES INC | COM | 311642102 | — | 1,258 shares | $64,000 |
| FIREEYE INC | COM | 31816Q101 | PUT | 2,100 shares | $64,000 |
| FLUIDIGM CORP DEL | COM | 34385P108 | PUT | 2,600 shares | $64,000 |
| GATX CORP | COM | 361448103 | CALL | 1,100 shares | $64,000 |
| HAVERTY FURNITURE INC | COM | 419596101 | — | 2,956 shares | $64,000 |
| IAMGOLD CORP | COM | 450913108 | — | 23,328 shares | $64,000 |
| ISHARES | FTSE CHINA ETF | 464288190 | — | 1,329 shares | $64,000 |
| MARKET VECTORS ETF TR | GULF STS ETF | 57060U779 | — | 1,895 shares | $64,000 |
| NUVEEN NEW JERSEY MUN VALUE | COM | 670702109 | — | 4,492 shares | $64,000 |
| PIPER JAFFRAY COS | COM | 724078100 | — | 1,225 shares | $64,000 |
| POTLATCH CORP NEW | COM | 737630103 | — | 1,588 shares | $64,000 |
| POWERSHARES ETF TR II | KBW INS PORT | 73937B720 | — | 965 shares | $64,000 |
| SONIC AUTOMOTIVE INC | CL A | 83545G102 | — | 2,599 shares | $64,000 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | CALL | 1,300 shares | $64,000 |
| WILEY JOHN & SONS INC | CL B | 968223305 | — | 1,151 shares | $64,000 |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | — | 3,596 shares | $64,000 |
| AOL INC | COM | 00184X105 | PUT | 1,400 shares | $63,000 |
| BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | — | 3,090 shares | $63,000 |
| DCT INDUSTRIAL TRUST INC | COM | 233153105 | — | 8,382 shares | $63,000 |
| DIAMOND FOODS INC | COM | 252603105 | PUT | 2,200 shares | $63,000 |
| DIREXION SHS ETF TR | DLY ENRGY BULL3X | 25459W888 | — | 652 shares | $63,000 |
| ENANTA PHARMACEUTICALS INC | COM | 29251M106 | CALL | 1,600 shares | $63,000 |
| FCB FINL HLDGS INC | CL A | 30255G103 | — | 2,773 shares | $63,000 |
| GOL LINHAS AEREAS INTLG S A | SP ADR REP PFD | 38045R107 | — | 13,020 shares | $63,000 |
| GRAND CANYON ED INC | COM | 38526M106 | — | 1,537 shares | $63,000 |
| GSV CAP CORP | COM | 36191J101 | — | 6,265 shares | $63,000 |
| HUDBAY MINERALS INC | COM | 443628102 | — | 7,361 shares | $63,000 |
| LAREDO PETROLEUM INC | COM | 516806106 | PUT | 2,800 shares | $63,000 |
| LORAL SPACE & COMMUNICATNS I | COM | 543881106 | — | 884 shares | $63,000 |
| MARKET VECTORS ETF TR | EMKT HIYLD BD | 57061R403 | — | 2,488 shares | $63,000 |
| MATSON INC | COM | 57686G105 | — | 2,526 shares | $63,000 |
| NEENAH PAPER INC | COM | 640079109 | — | 1,187 shares | $63,000 |
| ORTHOFIX INTL N V | COM | N6748L102 | — | 2,040 shares | $63,000 |
| OUTERWALL INC | COM | 690070107 | — | 1,128 shares | $63,000 |
| OWENS ILL INC | COM NEW | 690768403 | — | 2,428 shares | $63,000 |
| PLATINUM GROUP METALS LTD | COM NEW | 72765Q205 | — | 70,700 shares | $63,000 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | PUT | 800 shares | $63,000 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 | — | 2,834 shares | $63,000 |
| SEQUENOM INC | COM NEW | 817337405 | — | 21,128 shares | $63,000 |
| SHUTTERSTOCK INC | COM | 825690100 | — | 887 shares | $63,000 |
| SONUS NETWORKS INC | COM | 835916107 | — | 18,467 shares | $63,000 |
| STURM RUGER & CO INC | COM | 864159108 | PUT | 1,300 shares | $63,000 |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | CALL | 1,900 shares | $63,000 |
| TRANSACT TECHNOLOGIES INC | COM | 892918103 | — | 9,350 shares | $63,000 |
| TSAKOS ENERGY NAVIGATION LTD | SHS | G9108L108 | — | 9,948 shares | $63,000 |
| TUTOR PERINI CORP | COM | 901109108 | — | 2,393 shares | $63,000 |
| UNITED DEV FDG IV | COM | 910187103 | — | 3,161 shares | $63,000 |
| URSTADT BIDDLE PPTYS INC | CL A | 917286205 | — | 3,093 shares | $63,000 |
| VECTRUS INC | COM | 92242T101 | — | 3,211 shares | $63,000 |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | — | 1,700 shares | $63,000 |
| ZOETIS INC | CL A | 98978V103 | CALL | 1,700 shares | $63,000 |
| ALERE INC | COM | 01449J105 | CALL | 1,600 shares | $62,000 |
| BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | — | 1,933 shares | $62,000 |
| CAMDEN PPTY TR | SH BEN INT | 133131102 | PUT | 900 shares | $62,000 |
| CHICOPEE BANCORP INC | COM | 168565109 | — | 4,136 shares | $62,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CHN RL EST | 18383Q861 | — | 3,009 shares | $62,000 |
| COMSTOCK RES INC | COM NEW | 205768203 | — | 3,343 shares | $62,000 |
| CUMULUS MEDIA INC | CL A | 231082108 | — | 15,439 shares | $62,000 |