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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TRUSTMARK CORP | COM | 898402102 | — | 2,479 shares | $57,000 |
| ZULILY INC | CL A | 989774104 | CALL | 1,500 shares | $57,000 |
| ABIOMED INC | COM | 003654100 | — | 2,246 shares | $56,000 |
| ADDUS HOMECARE CORP | COM | 006739106 | — | 2,865 shares | $56,000 |
| ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | — | 5,890 shares | $56,000 |
| AOXING PHARMACEUTICAL CO INC | COM | 03740A106 | — | 287,913 shares | $56,000 |
| ARES MULTI STRATEGY CR FD IN | COM | 04014Q108 | — | 2,703 shares | $56,000 |
| BHP BILLITON PLC | SPONSORED ADR | 05545E209 | CALL | 1,000 shares | $56,000 |
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | — | 18,500 shares | $56,000 |
| DIEBOLD INC | COM | 253651103 | — | 1,599 shares | $56,000 |
| EVERYDAY HEALTH INC | COM | 300415106 | — | 3,976 shares | $56,000 |
| FIRST AMERN MINN MUN INC FD | COM | 31849P104 | — | 3,900 shares | $56,000 |
| FOSSIL GROUP INC | COM | 34988V106 | CALL | 600 shares | $56,000 |
| GANNETT INC | COM | 364730101 | CALL | 1,900 shares | $56,000 |
| INTERNATIONAL SHIPHOLDING CO | COM NEW | 460321201 | — | 3,118 shares | $56,000 |
| ISHARES | JP MOR EM MK ETF | 464288281 | PUT | 500 shares | $56,000 |
| J & J SNACK FOODS CORP | COM | 466032109 | — | 599 shares | $56,000 |
| MIMEDX GROUP INC | COM | 602496101 | — | 7,825 shares | $56,000 |
| NATIONAL BK GREECE S A | SPN ADR REP 1 SH | 633643705 | — | 18,698 shares | $56,000 |
| NEWLINK GENETICS CORP | COM | 651511107 | — | 2,598 shares | $56,000 |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | CALL | 1,600 shares | $56,000 |
| NUVEEN MULTI MKT INCOME FD I | COM | 67075J107 | — | 7,396 shares | $56,000 |
| OLD NATL BANCORP IND | COM | 680033107 | — | 4,335 shares | $56,000 |
| OVASCIENCE INC | COM | 69014Q101 | — | 3,400 shares | $56,000 |
| PENN NATL GAMING INC | COM | 707569109 | CALL | 5,000 shares | $56,000 |
| RING ENERGY INC | COM | 76680V108 | — | 3,800 shares | $56,000 |
| RMR REAL ESTATE INCOME FUND | COM | 76970B101 | — | 3,002 shares | $56,000 |
| RUCKUS WIRELESS INC | COM | 781220108 | CALL | 4,200 shares | $56,000 |
| SENOMYX INC | COM | 81724Q107 | — | 6,800 shares | $56,000 |
| SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | PUT | 3,300 shares | $56,000 |
| SPDR SERIES TRUST | BRCLYS 1-3MT ETF | 78464A680 | — | 1,223 shares | $56,000 |
| TRAVELZOO INC | COM NEW | 89421Q205 | — | 3,604 shares | $56,000 |
| ZELTIQ AESTHETICS INC | COM | 98933Q108 | — | 2,467 shares | $56,000 |
| ADVANCED ENERGY INDS | COM | 007973100 | — | 2,947 shares | $55,000 |
| AGIOS PHARMACEUTICALS INC | COM | 00847X104 | PUT | 900 shares | $55,000 |
| ANNIES INC | COM | 03600T104 | CALL | 1,200 shares | $55,000 |
| AVIS BUDGET GROUP | COM | 053774105 | PUT | 1,000 shares | $55,000 |
| BARCLAYS BK PLC | IPT NICKEL ETN | 06740P213 | — | 1,904 shares | $55,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | PUT | 400 shares | $55,000 |
| BLACKROCK NY MUNICIPAL BOND | COM | 09249P106 | — | 4,000 shares | $55,000 |
| BUCKLE INC | COM | 118440106 | — | 1,205 shares | $55,000 |
| CHEMTURA CORP | COM NEW | 163893209 | — | 2,362 shares | $55,000 |
| CUSHING RENAISSANCE FD | COM | 231647108 | — | 2,013 shares | $55,000 |
| DAWSON GEOPHYSICAL CO | COM | 239359102 | — | 3,020 shares | $55,000 |
| DEVRY ED GROUP INC | COM | 251893103 | — | 1,273 shares | $55,000 |
| DOMINION RES INC VA NEW | COM | 25746U109 | CALL | 800 shares | $55,000 |
| DOW 30 PREMIUM & DIV INC FD | COM | 260582101 | — | 3,537 shares | $55,000 |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | PUT | 600 shares | $55,000 |
| IMMERSION CORP | COM | 452521107 | PUT | 6,400 shares | $55,000 |
| IMPERVA INC | COM | 45321L100 | — | 1,899 shares | $55,000 |
| INDEPENDENT BANK CORP MICH | COM NEW | 453838609 | — | 4,599 shares | $55,000 |
| KENNAMETAL INC | COM | 489170100 | — | 1,326 shares | $55,000 |
| MA COM TECHNOLOGY SOLUTIONS | COM | 55405Y100 | — | 2,499 shares | $55,000 |
| MIDDLEFIELD BANC CORP | COM NEW | 596304204 | — | 1,634 shares | $55,000 |
| MITCHAM INDS INC | COM | 606501104 | — | 4,976 shares | $55,000 |
| MONSTER BEVERAGE CORP | COM | 611740101 | PUT | 600 shares | $55,000 |
| NATURAL RESOURCE PARTNERS L | COM UNIT L P | 63900P103 | CALL | 4,200 shares | $55,000 |
| POWERSHS DB MULTI SECT COMM | DB SILVER FUND | 73936B309 | PUT | 2,000 shares | $55,000 |
| PROSHARES TR | PSHS SHRT S&P500 | 74347R503 | — | 2,407 shares | $55,000 |
| PROSHARES TR | PSHS ULT SEMICDT | 74347R669 | — | 658 shares | $55,000 |
| REGULUS THERAPEUTICS INC | COM | 75915K101 | — | 8,000 shares | $55,000 |
| RENREN INC | SPONSORED ADR | 759892102 | — | 16,100 shares | $55,000 |
| RESOLUTE FST PRODS INC | COM | 76117W109 | — | 3,542 shares | $55,000 |
| SAIA INC | COM | 78709Y105 | — | 1,119 shares | $55,000 |
| TERADATA CORP DEL | COM | 88076W103 | CALL | 1,300 shares | $55,000 |
| TITAN MACHY INC | COM | 88830R101 | — | 4,250 shares | $55,000 |
| TRANSDIGM GROUP INC | COM | 893641100 | PUT | 300 shares | $55,000 |
| UNI PIXEL INC | COM NEW | 904572203 | CALL | 8,700 shares | $55,000 |
| UNITED STS GASOLINE FD LP | UNITS | 91201T102 | PUT | 1,000 shares | $55,000 |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 | PUT | 1,700 shares | $55,000 |
| WISDOMTREE INVTS INC | COM | 97717P104 | — | 4,851 shares | $55,000 |
| XO GROUP INC | COM | 983772104 | — | 4,884 shares | $55,000 |
| AEROPOSTALE | COM | 007865108 | — | 16,353 shares | $54,000 |
| AMREIT INC NEW | CL B | 03216B208 | — | 2,330 shares | $54,000 |
| AZZ INC | COM | 002474104 | — | 1,294 shares | $54,000 |
| BANCO MACRO SA | SPON ADR B | 05961W105 | — | 1,352 shares | $54,000 |
| CABELAS INC | COM | 126804301 | — | 923 shares | $54,000 |
| CHINA BIOLOGIC PRODS INC | COM | 16938C106 | — | 1,000 shares | $54,000 |
| CHOICE HOTELS INTL INC | COM | 169905106 | — | 1,039 shares | $54,000 |
| CONSTANT CONTACT INC | COM | 210313102 | — | 1,993 shares | $54,000 |
| COUSINS PPTYS INC | COM | 222795106 | — | 4,543 shares | $54,000 |
| EATON VANCE MUN BD FD | COM | 27827X101 | — | 4,278 shares | $54,000 |
| ENTERGY CORP NEW | COM | 29364G103 | CALL | 700 shares | $54,000 |
| ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | — | 1,555 shares | $54,000 |
| EXONE CO | COM | 302104104 | CALL | 2,600 shares | $54,000 |
| FIDUS INVT CORP | COM | 316500107 | — | 3,300 shares | $54,000 |
| FLEXSHARES TR | M STAR DEV MKT | 33939L803 | — | 868 shares | $54,000 |
| FOSTER WHEELER AG | COM | H27178104 | PUT | 1,700 shares | $54,000 |
| FTD COS INC | COM | 30281V108 | — | 1,595 shares | $54,000 |
| GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | — | 2,830 shares | $54,000 |
| GILDAN ACTIVEWEAR INC | COM | 375916103 | — | 983 shares | $54,000 |
| GSV CAP CORP | COM | 36191J101 | CALL | 5,400 shares | $54,000 |
| HARVEST NATURAL RESOURCES IN | COM | 41754V103 | — | 14,824 shares | $54,000 |
| HEICO CORP NEW | CL A | 422806208 | — | 1,332 shares | $54,000 |
| HOEGH LNG PARTNERS LP | COM UNIT LTD | Y3262R100 | — | 2,378 shares | $54,000 |
| INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | — | 2,163 shares | $54,000 |
| ISHARES TR | CORE ST USDB ETF | 46432F859 | — | 539 shares | $54,000 |
| JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | — | 5,549 shares | $54,000 |
| MKS INSTRUMENT INC | COM | 55306N104 | — | 1,626 shares | $54,000 |
| MOBILE MINI INC | COM | 60740F105 | — | 1,542 shares | $54,000 |