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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| KEYW HLDG CORP | COM | 493723100 | CALL | 1,500,100 shares | $16,606,000 |
| CREE INC | COM | 225447101 | — | 405,153 shares | $16,591,000 |
| CENTERPOINT ENERGY INC | COM | 15189T107 | — | 675,679 shares | $16,534,000 |
| BARRICK GOLD CORP | COM | 067901108 | — | 1,127,743 shares | $16,533,000 |
| ISHARES TR | NASDQ BIOTEC ETF | 464287556 | PUT | 60,400 shares | $16,527,000 |
| 3M CO | COM | 88579Y101 | PUT | 116,559 shares | $16,514,000 |
| LOGITECH INTL S A | SHS | H50430232 | — | 1,285,752 shares | $16,483,000 |
| SEMPRA ENERGY | COM | 816851109 | — | 156,334 shares | $16,474,000 |
| CALUMET SPECIALTY PRODS PTNR | UT LTD PARTNER | 131476103 | — | 599,605 shares | $16,459,000 |
| CBS OUTDOOR AMERS INC | COM | 14987J106 | — | 548,853 shares | $16,433,000 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | CALL | 501,505 shares | $16,374,000 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 184,185 shares | $16,365,000 |
| BLACKBERRY LTD | COM | 09228F103 | PUT | 1,643,000 shares | $16,331,000 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | CALL | 319,076 shares | $16,330,000 |
| INTEL CORP | COM | 458140100 | — | 468,417 shares | $16,310,000 |
| TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | CALL | 160,900 shares | $16,291,000 |
| NIKE INC | CL B | 654106103 | PUT | 182,400 shares | $16,270,000 |
| INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | — | 1,034,073 shares | $16,256,000 |
| ILLUMINA INC | COM | 452327109 | — | 99,165 shares | $16,255,000 |
| TORTOISE PIPELINE & ENERGY F | COM | 89148H108 | — | 471,238 shares | $16,239,000 |
| SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | — | 443,061 shares | $16,212,000 |
| GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | PUT | 307,800 shares | $16,203,000 |
| ALCOA INC | COM | 013817101 | PUT | 1,006,900 shares | $16,201,000 |
| UNITED CONTL HLDGS INC | COM | 910047109 | CALL | 345,700 shares | $16,175,000 |
| GENWORTH FINL INC | COM CL A | 37247D106 | — | 1,233,129 shares | $16,154,000 |
| GENERAL MTRS CO | COM | 37045V100 | CALL | 504,500 shares | $16,114,000 |
| SPDR SERIES TRUST | BARC SHT TR CP | 78464A474 | — | 524,549 shares | $16,098,000 |
| BED BATH & BEYOND INC | COM | 075896100 | PUT | 244,500 shares | $16,095,000 |
| POWERSHARES ETF TRUST | DYN BIOT & GEN | 73935X856 | — | 348,011 shares | $16,085,000 |
| NU SKIN ENTERPRISES INC | CL A | 67018T105 | CALL | 357,000 shares | $16,076,000 |
| ORACLE CORP | COM | 68389X105 | PUT | 419,900 shares | $16,074,000 |
| POWERSHARES ETF TRUST II | DWA SC MOMNT PTF | 73936Q744 | — | 447,732 shares | $16,065,000 |
| PEPSICO INC | COM | 713448108 | PUT | 172,000 shares | $16,011,000 |
| VEECO INSTRS INC DEL | COM | 922417100 | — | 458,073 shares | $16,010,000 |
| NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | — | 405,026 shares | $15,946,000 |
| WELLS FARGO & CO NEW | COM | 949746101 | — | 306,031 shares | $15,874,000 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 120,412 shares | $15,865,000 |
| AT&T INC | COM | 00206R102 | CALL | 449,706 shares | $15,848,000 |
| ISHARES | MRGSTR MD CP ETF | 464288208 | — | 113,871 shares | $15,846,000 |
| CIMAREX ENERGY CO | COM | 171798101 | PUT | 125,000 shares | $15,816,000 |
| APPLIED MATLS INC | COM | 038222105 | — | 730,375 shares | $15,783,000 |
| ABB LTD | SPONSORED ADR | 000375204 | — | 702,281 shares | $15,738,000 |
| OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | — | 307,852 shares | $15,731,000 |
| CALPINE CORP | COM NEW | 131347304 | — | 723,791 shares | $15,706,000 |
| CERNER CORP | COM | 156782104 | — | 263,592 shares | $15,702,000 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | — | 173,776 shares | $15,666,000 |
| BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | — | 1,393,138 shares | $15,645,000 |
| ENPRO INDS INC | COM | 29355X107 | — | 258,212 shares | $15,630,000 |
| FAMILY DLR STORES INC | COM | 307000109 | PUT | 202,200 shares | $15,618,000 |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | CALL | 220,900 shares | $15,602,000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 180,897 shares | $15,602,000 |
| PEPSICO INC | COM | 713448108 | CALL | 167,300 shares | $15,574,000 |
| COACH INC | COM | 189754104 | — | 437,306 shares | $15,572,000 |
| CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | — | 1,472,267 shares | $15,562,000 |
| BAXTER INTL INC | COM | 071813109 | — | 216,653 shares | $15,549,000 |
| VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | — | 1,659,222 shares | $15,547,000 |
| HCP INC | COM | 40414L109 | — | 390,968 shares | $15,525,000 |
| FORTINET INC | COM | 34959E109 | — | 613,964 shares | $15,512,000 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 137,941 shares | $15,492,000 |
| REALTY INCOME CORP | COM | 756109104 | — | 379,772 shares | $15,491,000 |
| EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | — | 1,044,441 shares | $15,489,000 |
| GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | — | 646,000 shares | $15,485,000 |
| NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | — | 840,402 shares | $15,480,000 |
| BLACKROCK GLOBAL OPP EQTY TR | COM | 092501105 | — | 1,096,690 shares | $15,474,000 |
| VANGUARD NAT RES LLC | COM UNIT | 92205F106 | — | 563,223 shares | $15,466,000 |
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 | — | 570,635 shares | $15,464,000 |
| SBA COMMUNICATIONS CORP | COM | 78388J106 | PUT | 139,400 shares | $15,459,000 |
| CHUBB CORP | COM | 171232101 | — | 169,200 shares | $15,411,000 |
| MCDONALDS CORP | COM | 580135101 | — | 162,356 shares | $15,393,000 |
| PENNYMAC MTG INVT TR | COM | 70931T103 | — | 717,950 shares | $15,386,000 |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | — | 92,776 shares | $15,384,000 |
| EAGLE ROCK ENERGY PARTNERS L | UNIT | 26985R104 | — | 4,318,018 shares | $15,372,000 |
| JOHNSON CTLS INC | COM | 478366107 | — | 349,263 shares | $15,368,000 |
| EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | — | 1,342,070 shares | $15,313,000 |
| INCYTE CORP | COM | 45337C102 | — | 312,166 shares | $15,312,000 |
| LINNCO LLC | COMSHS LTD INT | 535782106 | — | 528,448 shares | $15,299,000 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | PUT | 306,000 shares | $15,297,000 |
| ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | — | 619,776 shares | $15,271,000 |
| PPL CORP | COM | 69351T106 | — | 464,581 shares | $15,257,000 |
| POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | — | 162,220 shares | $15,254,000 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | — | 218,206 shares | $15,253,000 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | — | 252,440 shares | $15,242,000 |
| ICICI BK LTD | ADR | 45104G104 | — | 310,232 shares | $15,232,000 |
| TIME WARNER CABLE INC | COM | 88732J207 | — | 106,087 shares | $15,222,000 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | PUT | 667,400 shares | $15,203,000 |
| HERCULES TECH GROWTH CAP INC | COM | 427096508 | — | 1,050,742 shares | $15,194,000 |
| CROWN CASTLE INTL CORP | COM | 228227104 | — | 188,615 shares | $15,189,000 |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | — | 1,641,250 shares | $15,182,000 |
| EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | — | 1,298,395 shares | $15,178,000 |
| TRANSDIGM GROUP INC | COM | 893641100 | — | 82,306 shares | $15,171,000 |
| COMCAST CORP NEW | CL A SPL | 20030N200 | — | 283,070 shares | $15,144,000 |
| ING GROEP N V | SPONSORED ADR | 456837103 | — | 1,063,932 shares | $15,097,000 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 | — | 164,934 shares | $15,093,000 |
| ANALOG DEVICES INC | COM | 032654105 | — | 304,810 shares | $15,085,000 |
| NETFLIX INC | COM | 64110L106 | — | 33,420 shares | $15,078,000 |
| MARKET VECTORS ETF TR | EM LC CURR DBT | 57060U522 | — | 661,025 shares | $15,071,000 |
| ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | — | 824,345 shares | $15,061,000 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | PUT | 460,600 shares | $15,039,000 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | CALL | 133,700 shares | $15,016,000 |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | CALL | 413,100 shares | $15,012,000 |