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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | — | 167,399 shares | $15,001,000 |
| ISHARES | MSCI SINGAP ETF | 464286673 | — | 1,124,155 shares | $14,996,000 |
| CONTINENTAL RESOURCES INC | COM | 212015101 | — | 225,026 shares | $14,960,000 |
| TJX COS INC NEW | COM | 872540109 | — | 252,745 shares | $14,955,000 |
| OASIS PETE INC NEW | COM | 674215108 | — | 357,595 shares | $14,951,000 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | PUT | 186,800 shares | $14,950,000 |
| HERSHEY CO | COM | 427866108 | — | 156,508 shares | $14,936,000 |
| COTY INC | COM CL A | 222070203 | CALL | 901,600 shares | $14,921,000 |
| ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | — | 1,752,368 shares | $14,913,000 |
| BLACKROCK BUILD AMER BD TR | SHS | 09248X100 | — | 709,203 shares | $14,907,000 |
| HESS CORP | COM | 42809H107 | — | 157,840 shares | $14,887,000 |
| VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | CALL | 452,200 shares | $14,873,000 |
| CORNING INC | COM | 219350105 | CALL | 768,100 shares | $14,855,000 |
| ISHARES TR | DOW JONES US ETF | 464287846 | — | 149,695 shares | $14,841,000 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | PUT | 217,200 shares | $14,809,000 |
| SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142102 | — | 290,544 shares | $14,777,000 |
| SUNCOR ENERGY INC NEW | COM | 867224107 | — | 408,442 shares | $14,765,000 |
| ALPS ETF TR | EQUAL SEC ETF | 00162Q205 | — | 270,108 shares | $14,761,000 |
| AGRIUM INC | COM | 008916108 | — | 165,794 shares | $14,756,000 |
| POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | — | 817,984 shares | $14,732,000 |
| ISHARES TR | NA NAT RES | 464287374 | — | 329,154 shares | $14,730,000 |
| EATON VANCE TXMGD GL BUYWR O | COM | 27829C105 | — | 1,210,622 shares | $14,709,000 |
| DOLLAR GEN CORP NEW | COM | 256677105 | PUT | 240,600 shares | $14,703,000 |
| MARATHON PETE CORP | COM | 56585A102 | CALL | 173,400 shares | $14,682,000 |
| EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | — | 1,462,634 shares | $14,670,000 |
| SINA CORP | ORD | G81477104 | CALL | 354,900 shares | $14,601,000 |
| CAMERON INTERNATIONAL CORP | COM | 13342B105 | CALL | 219,000 shares | $14,537,000 |
| ENSCO PLC | SHS CLASS A | G3157S106 | — | 348,166 shares | $14,383,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2015 | 18383M563 | — | 661,560 shares | $14,382,000 |
| ICICI BK LTD | ADR | 45104G104 | CALL | 292,900 shares | $14,381,000 |
| ANADARKO PETE CORP | COM | 032511107 | — | 141,518 shares | $14,356,000 |
| ISHARES TR | GLOBAL 100 ETF | 464287572 | — | 185,276 shares | $14,353,000 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | — | 87,290 shares | $14,352,000 |
| ROYAL BK CDA MONTREAL QUE | COM | 780087102 | — | 200,668 shares | $14,338,000 |
| SANDISK CORP | COM | 80004C101 | — | 146,250 shares | $14,325,000 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 | — | 1,228,147 shares | $14,320,000 |
| NUVEEN DIVER CURRENCY OPPOR | COM | 67090N109 | — | 1,343,087 shares | $14,317,000 |
| VISA INC | COM CL A | 92826C839 | CALL | 67,000 shares | $14,296,000 |
| AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | — | 672,441 shares | $14,289,000 |
| SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | — | 682,580 shares | $14,280,000 |
| ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | — | 254,839 shares | $14,271,000 |
| MARKET VECTORS ETF TR | MKTVEC INTMUETF | 57060U845 | — | 605,729 shares | $14,210,000 |
| MFS INTER INCOME TR | SH BEN INT | 55273C107 | — | 2,835,960 shares | $14,208,000 |
| ISHARES TR | U.S. CNSM GD ETF | 464287812 | — | 143,854 shares | $14,206,000 |
| TPG SPECIALTY LENDING INC | COM | 87265K102 | — | 885,586 shares | $14,178,000 |
| CONE MIDSTREAM PARTNERS LP | COM UNIT REPST | 206812109 | — | 503,799 shares | $14,157,000 |
| DISH NETWORK CORP | CL A | 25470M109 | — | 219,199 shares | $14,156,000 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | — | 206,105 shares | $14,104,000 |
| HALLIBURTON CO | COM | 406216101 | — | 217,885 shares | $14,056,000 |
| KRAFT FOODS GROUP INC | COM | 50076Q106 | — | 249,010 shares | $14,044,000 |
| WEYERHAEUSER CO | COM | 962166104 | — | 439,921 shares | $14,016,000 |
| PANERA BREAD CO | CL A | 69840W108 | — | 86,120 shares | $14,013,000 |
| HANCOCK JOHN TAX-ADV DIV INC | COM | 41013V100 | — | 679,844 shares | $14,012,000 |
| VANGUARD STAR FD | VG TL INTL STK F | 921909768 | — | 274,590 shares | $14,004,000 |
| STATE STR CORP | COM | 857477103 | — | 189,983 shares | $13,985,000 |
| FIREEYE INC | COM | 31816Q101 | PUT | 457,000 shares | $13,966,000 |
| HONDA MOTOR LTD | AMERN SHS | 438128308 | — | 406,829 shares | $13,946,000 |
| FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | — | 2,140,996 shares | $13,938,000 |
| BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | — | 684,905 shares | $13,917,000 |
| ISHARES | MSCI JAPAN ETF | 464286848 | CALL | 1,182,300 shares | $13,916,000 |
| CARNIVAL CORP | PAIRED CTF | 143658300 | — | 346,038 shares | $13,900,000 |
| WINDSTREAM HLDGS INC | COM | 97382A101 | — | 1,289,127 shares | $13,897,000 |
| KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | — | 346,621 shares | $13,896,000 |
| BLACKROCK GLOBAL OPP EQTY TR | COM | 092501105 | — | 984,239 shares | $13,888,000 |
| BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | — | 827,642 shares | $13,888,000 |
| POWERSHARES ETF TRUST | DYN MEDIA PORT | 73935X823 | — | 561,376 shares | $13,877,000 |
| RITE AID CORP | COM | 767754104 | — | 2,860,780 shares | $13,846,000 |
| FISERV INC | COM | 337738108 | — | 214,148 shares | $13,841,000 |
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | — | 611,542 shares | $13,812,000 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | — | 107,063 shares | $13,805,000 |
| FLUOR CORP NEW | COM | 343412102 | — | 206,531 shares | $13,794,000 |
| STAPLES INC | COM | 855030102 | — | 1,139,642 shares | $13,790,000 |
| CANADIAN NAT RES LTD | COM | 136385101 | — | 354,948 shares | $13,786,000 |
| SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | — | 259,902 shares | $13,772,000 |
| TESLA MTRS INC | COM | 88160R101 | — | 56,714 shares | $13,763,000 |
| SUNEDISON INC | COM | 86732Y109 | — | 728,512 shares | $13,754,000 |
| CAMECO CORP | COM | 13321L108 | — | 777,816 shares | $13,736,000 |
| GOOGLE INC | CL C | 38259P706 | PUT | 23,760 shares | $13,718,000 |
| INTUIT | COM | 461202103 | CALL | 156,500 shares | $13,717,000 |
| BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | — | 1,817,431 shares | $13,685,000 |
| BLACKROCK INC | COM | 09247X101 | — | 41,660 shares | $13,678,000 |
| ATLAS ENERGY LP | COM UNITS LP | 04930A104 | — | 310,732 shares | $13,672,000 |
| XILINX INC | COM | 983919101 | — | 321,228 shares | $13,604,000 |
| BARRICK GOLD CORP | COM | 067901108 | PUT | 927,800 shares | $13,602,000 |
| HARMAN INTL INDS INC | COM | 413086109 | — | 138,575 shares | $13,586,000 |
| LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | — | 861,958 shares | $13,576,000 |
| NEWMONT MINING CORP | COM | 651639106 | — | 588,926 shares | $13,575,000 |
| COLFAX CORP | COM | 194014106 | — | 238,130 shares | $13,566,000 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 162,561 shares | $13,558,000 |
| MARKET VECTORS ETF TR | MKTVEC SMUNETF | 57060U803 | — | 766,738 shares | $13,533,000 |
| UNITED RENTALS INC | COM | 911363109 | PUT | 121,800 shares | $13,532,000 |
| L BRANDS INC | COM | 501797104 | — | 201,865 shares | $13,521,000 |
| JOY GLOBAL INC | COM | 481165108 | — | 247,658 shares | $13,507,000 |
| WESTERN ASSET INVT GRADE DEF | COM | 95790A101 | — | 666,041 shares | $13,507,000 |
| AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | — | 295,949 shares | $13,501,000 |
| WISDOMTREE TR | EQTY INC FD | 97717W208 | — | 227,502 shares | $13,491,000 |
| HCA HOLDINGS INC | COM | 40412C101 | — | 191,201 shares | $13,483,000 |
| SOLAR CAP LTD | COM | 83413U100 | — | 721,745 shares | $13,482,000 |
| DBX ETF TR | DB XTR MSCI EUR | 233051853 | — | 496,730 shares | $13,476,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | — | 552,875 shares | $13,451,000 |